# Optimal scaling laws in learning hierarchical multi-index models

arXiv: https://arxiv.org/abs/2602.05846 · HTML: https://mlsanity.com/paper/2602.05846/

## Key facts

- Cited by 9 papers in the map (data through 14 Oct 2026).
- Builds on 51 of its 72 references that are in the map.
- First posted on arXiv 5 Feb 2026.

## Builds on (most cited first, 30 of 51)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [Emergent Abilities of Large Language Models](https://mlsanity.com/paper/2206.07682/) (2022)
- [Exact solutions to the nonlinear dynamics of learning in deep linear neural networks](https://mlsanity.com/paper/1312.6120/) (2013)
- [The Implicit Bias of Gradient Descent on Separable Data](https://mlsanity.com/paper/1710.10345/) (2017)
- [Are Emergent Abilities of Large Language Models a Mirage?](https://mlsanity.com/paper/2304.15004/) (2023)
- [Explaining Neural Scaling Laws](https://mlsanity.com/paper/2102.06701/) (2021)
- [Implicit Regularization in Matrix Factorization](https://mlsanity.com/paper/1705.09280/) (2017)
- [Implicit Self-Regularization in Deep Neural Networks: Evidence from Random Matrix Theory and Implications for Learning](https://mlsanity.com/paper/1810.01075/) (2018)
- [Spectrum Dependent Learning Curves in Kernel Regression and Wide Neural Networks](https://mlsanity.com/paper/2002.02561/) (2020)
- [Generalization Properties of Learning with Random Features](https://mlsanity.com/paper/1602.04474/) (2016)
- [Neural Networks can Learn Representations with Gradient Descent](https://mlsanity.com/paper/2206.15144/) (2022)
- [SGD learning on neural networks: leap complexity and saddle-to-saddle dynamics](https://mlsanity.com/paper/2302.11055/) (2023)
- [Optimal Errors and Phase Transitions in High-Dimensional Generalized Linear Models](https://mlsanity.com/paper/1708.03395/) (2017)
- [A Solvable Model of Neural Scaling Laws](https://mlsanity.com/paper/2210.16859/) (2022)
- [Predicting trends in the quality of state-of-the-art neural networks without access to training or testing data](https://mlsanity.com/paper/2002.06716/) (2020)
- [A Theory for Emergence of Complex Skills in Language Models](https://mlsanity.com/paper/2307.15936/) (2023)
- [A Dynamical Model of Neural Scaling Laws](https://mlsanity.com/paper/2402.01092/) (2024)
- [Traditional and Heavy-Tailed Self Regularization in Neural Network Models](https://mlsanity.com/paper/1901.08276/) (2019)
- [Generalization Error Rates in Kernel Regression: The Crossover from the Noiseless to Noisy Regime](https://mlsanity.com/paper/2105.15004/) (2021)
- [SGD with Large Step Sizes Learns Sparse Features](https://mlsanity.com/paper/2210.05337/) (2022)
- [How Two-Layer Neural Networks Learn, One (Giant) Step at a Time](https://mlsanity.com/paper/2305.18270/) (2023)
- [4+3 Phases of Compute-Optimal Neural Scaling Laws](https://mlsanity.com/paper/2405.15074/) (2024)
- [The committee machine: Computational to statistical gaps in learning a two-layers neural network](https://mlsanity.com/paper/1806.05451/) (2018)
- [How Feature Learning Can Improve Neural Scaling Laws](https://mlsanity.com/paper/2409.17858/) (2024)
- [A unifying tutorial on Approximate Message Passing](https://mlsanity.com/paper/2105.02180/) (2021)
- [Scaling and renormalization in high-dimensional regression](https://mlsanity.com/paper/2405.00592/) (2024)
- [Computational-Statistical Gaps in Gaussian Single-Index Models](https://mlsanity.com/paper/2403.05529/) (2024)
- [Fundamental Limits of Weak Recovery with Applications to Phase Retrieval](https://mlsanity.com/paper/1708.05932/) (2017)
- [Graph-based Approximate Message Passing Iterations](https://mlsanity.com/paper/2109.11905/) (2021)

## Built on by (most cited first, 9 of 9)

- [Learning Sparse Compositional Functions with Norm-Constrained Neural Networks](https://mlsanity.com/paper/2605.25608/) (2026)
- [A Noise Sensitivity Exponent Controls Large Statistical-to-Computational Gaps in Single- and Multi-Index Models](https://mlsanity.com/paper/2603.17896/) (2026)
- [Learn from your own latents and not from tokens: A sample-complexity theory](https://mlsanity.com/paper/2605.27734/) (2026)
- [Deep Learning as Neural Low-Degree Filtering: A Spectral Theory of Hierarchical Feature Learning](https://mlsanity.com/paper/2605.13612/) (2026)
- [Sharp feature-learning transitions and Bayes-optimal neural scaling laws in extensive-width networks](https://mlsanity.com/paper/2605.10395/) (2026)
- [Scaling Laws from Sequential Feature Recovery: A Solvable Hierarchical Model](https://mlsanity.com/paper/2605.14567/) (2026)
- [How Width and Data Shape Generalization Scaling Laws in Quadratic Neural Networks](https://mlsanity.com/paper/2606.28242/) (2026)
- [Coupled Scaling: A Representational Accessibility Framework for Neural Scaling Laws](https://mlsanity.com/paper/2609.03533/) (2026)
- [SGD in Multiclass Logistic Regression: Sequential Learning and Scaling Laws](https://mlsanity.com/paper/2609.07868/) (2026)

## Abstract (arXiv)

In this work, we provide a sharp theory of scaling laws for two-layer neural networks trained on a class of hierarchical multi-index targets, in a genuinely representation-limited regime. We derive exact information-theoretic scaling laws for subspace recovery and prediction error, revealing how the hierarchical features of the target are sequentially learned through a cascade of phase transitions. We further show that these optimal rates are achieved by a simple, target-agnostic spectral estimator, which can be interpreted as the small learning-rate limit of gradient descent on the first-layer weights. Once an adapted representation is identified, the readout can be learned statistically optimally, using an efficient procedure. As a consequence, we provide a unified and rigorous explanation of scaling laws, plateau phenomena, and spectral structure in shallow neural networks trained on such hierarchical targets.
