# Provable Target Sample Complexity Improvements as Pre-Trained Models Scale

arXiv: https://arxiv.org/abs/2602.04233 · HTML: https://mlsanity.com/paper/2602.04233/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 33 of its 47 references that are in the map.
- First posted on arXiv 4 Feb 2026.

## Builds on (most cited first, 30 of 33)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Visual Instruction Tuning](https://mlsanity.com/paper/2304.08485/) (2023)
- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [BLIP-2: Bootstrapping Language-Image Pre-training with Frozen Image Encoders and Large Language Models](https://mlsanity.com/paper/2301.12597/) (2023)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [InstructBLIP: Towards General-purpose Vision-Language Models with Instruction Tuning](https://mlsanity.com/paper/2305.06500/) (2023)
- [Group Normalization](https://mlsanity.com/paper/1803.08494/) (2018)
- [Deep Hashing Network for Unsupervised Domain Adaptation](https://mlsanity.com/paper/1706.07522/) (2017)
- [SigLIP 2: Multilingual Vision-Language Encoders with Improved Semantic Understanding, Localization, and Dense Features](https://mlsanity.com/paper/2502.14786/) (2025)
- [Are We on the Right Way for Evaluating Large Vision-Language Models?](https://mlsanity.com/paper/2403.20330/) (2024)
- [Scaling Laws for Autoregressive Generative Modeling](https://mlsanity.com/paper/2010.14701/) (2020)
- [Nonparametric regression using deep neural networks with ReLU activation function](https://mlsanity.com/paper/1708.06633/) (2017)
- [Parameter-Efficient Transfer Learning with Diff Pruning](https://mlsanity.com/paper/2012.07463/) (2020)
- [Transformers as Statisticians: Provable In-Context Learning with In-Context Algorithm Selection](https://mlsanity.com/paper/2306.04637/) (2023)
- [Few-Shot Learning via Learning the Representation, Provably](https://mlsanity.com/paper/2002.09434/) (2020)
- [NVILA: Efficient Frontier Visual Language Models](https://mlsanity.com/paper/2412.04468/) (2024)
- [Neural Networks can Learn Representations with Gradient Descent](https://mlsanity.com/paper/2206.15144/) (2022)
- [A survey on domain adaptation theory: learning bounds and theoretical guarantees](https://mlsanity.com/paper/2004.11829/) (2020)
- [Foundational Models in Medical Imaging: A Comprehensive Survey and Future Vision](https://mlsanity.com/paper/2310.18689/) (2023)
- [Nonparametric Regression on Low-Dimensional Manifolds using Deep ReLU Networks : Function Approximation and Statistical Recovery](https://mlsanity.com/paper/1908.01842/) (2019)
- [Marginal Singularity, and the Benefits of Labels in Covariate-Shift](https://mlsanity.com/paper/1803.01833/) (2018)
- [Smoothing the Landscape Boosts the Signal for SGD: Optimal Sample Complexity for Learning Single Index Models](https://mlsanity.com/paper/2305.10633/) (2023)
- [Optimally tackling covariate shift in RKHS-based nonparametric regression](https://mlsanity.com/paper/2205.02986/) (2022)
- [Deep learning is adaptive to intrinsic dimensionality of model smoothness in anisotropic Besov space](https://mlsanity.com/paper/1910.12799/) (2019)
- [Transformers are Minimax Optimal Nonparametric In-Context Learners](https://mlsanity.com/paper/2408.12186/) (2024)
- [A Systematic Survey of Chemical Pre-trained Models](https://mlsanity.com/paper/2210.16484/) (2022)
- [A new similarity measure for covariate shift with applications to nonparametric regression](https://mlsanity.com/paper/2202.02837/) (2022)
- [On the minimax optimality and superiority of deep neural network learning over sparse parameter spaces](https://mlsanity.com/paper/1905.09195/) (2019)
- [A Scaling Law for Synthetic-to-Real Transfer: How Much Is Your Pre-training Effective?](https://mlsanity.com/paper/2108.11018/) (2021)

## Abstract (arXiv)

Pre-trained models have become indispensable for efficiently building models across a broad spectrum of downstream tasks. The advantages of pre-trained models have been highlighted by empirical studies on scaling laws, which demonstrate that larger pre-trained models can significantly reduce the sample complexity of downstream learning. However, existing theoretical investigations of pre-trained models lack the capability to explain this phenomenon. In this paper, we provide a theoretical investigation by introducing a novel framework, caulking, inspired by parameter-efficient fine-tuning (PEFT) methods such as adapter-based fine-tuning, low-rank adaptation, and partial fine-tuning. Our analysis establishes that improved pre-trained models provably decrease the sample complexity of downstream tasks, thereby offering theoretical justification for the empirically observed scaling laws relating pre-trained model size to downstream performance, a relationship not covered by existing results.
