# Regularisation in neural networks: a survey and empirical analysis of approaches

arXiv: https://arxiv.org/abs/2601.23131 · HTML: https://mlsanity.com/paper/2601.23131/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 56 of its 121 references that are in the map.
- First posted on arXiv 30 Jan 2026.

## Builds on (most cited first, 30 of 56)

- [A Simple Framework for Contrastive Learning of Visual Representations](https://mlsanity.com/paper/2002.05709/) (2020)
- [Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shift](https://mlsanity.com/paper/1502.03167/) (2015)
- [Rethinking the Inception Architecture for Computer Vision](https://mlsanity.com/paper/1512.00567/) (2015)
- [mixup: Beyond Empirical Risk Minimization](https://mlsanity.com/paper/1710.09412/) (2017)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Domain-Adversarial Training of Neural Networks](https://mlsanity.com/paper/1505.07818/) (2015)
- [The Lottery Ticket Hypothesis: Finding Sparse, Trainable Neural Networks](https://mlsanity.com/paper/1803.03635/) (2018)
- [Learning both Weights and Connections for Efficient Neural Networks](https://mlsanity.com/paper/1506.02626/) (2015)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [Averaging Weights Leads to Wider Optima and Better Generalization](https://mlsanity.com/paper/1803.05407/) (2018)
- [A Comprehensive Survey on Transfer Learning](https://mlsanity.com/paper/1911.02685/) (2019)
- [Pruning Filters for Efficient ConvNets](https://mlsanity.com/paper/1608.08710/) (2016)
- [When Does Label Smoothing Help?](https://mlsanity.com/paper/1906.02629/) (2019)
- [Reconciling modern machine learning practice and the bias-variance trade-off](https://mlsanity.com/paper/1812.11118/) (2018)
- [SNIP: Single-shot Network Pruning based on Connection Sensitivity](https://mlsanity.com/paper/1810.02340/) (2018)
- [Deep Double Descent: Where Bigger Models and More Data Hurt](https://mlsanity.com/paper/1912.02292/) (2019)
- [What is the State of Neural Network Pruning?](https://mlsanity.com/paper/2003.03033/) (2020)
- [Computing Nonvacuous Generalization Bounds for Deep (Stochastic) Neural Networks with Many More Parameters than Training Data](https://mlsanity.com/paper/1703.11008/) (2017)
- [Regularizing Neural Networks by Penalizing Confident Output Distributions](https://mlsanity.com/paper/1701.06548/) (2017)
- [A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPT](https://mlsanity.com/paper/2302.09419/) (2023)
- [Entropy-SGD: Biasing Gradient Descent Into Wide Valleys](https://mlsanity.com/paper/1611.01838/) (2016)
- [Effective Data Augmentation With Diffusion Models](https://mlsanity.com/paper/2302.07944/) (2023)
- [Does label smoothing mitigate label noise?](https://mlsanity.com/paper/2003.02819/) (2020)
- [Two models of double descent for weak features](https://mlsanity.com/paper/1903.07571/) (2019)
- [Medical Image Synthesis for Data Augmentation and Anonymization using Generative Adversarial Networks](https://mlsanity.com/paper/1807.10225/) (2018)
- [PMLB: A Large Benchmark Suite for Machine Learning Evaluation and Comparison](https://mlsanity.com/paper/1703.00512/) (2017)
- [Dataset Augmentation in Feature Space](https://mlsanity.com/paper/1702.05538/) (2017)
- [Structured Pruning for Deep Convolutional Neural Networks: A survey](https://mlsanity.com/paper/2303.00566/) (2023)
- [A Survey of Deep Meta-Learning](https://mlsanity.com/paper/2010.03522/) (2020)
- [A Comprehensive Survey of Image Augmentation Techniques for Deep Learning](https://mlsanity.com/paper/2205.01491/) (2022)

## Abstract (arXiv)

Despite huge successes on a wide range of tasks, neural networks are known to sometimes struggle to generalise to unseen data. Many approaches have been proposed over the years to promote the generalisation ability of neural networks, collectively known as regularisation techniques. These are used as common practice under the assumption that any regularisation added to the pipeline would result in a performance improvement. In this study, we investigate whether this assumption holds in practice. First, we provide a broad review of regularisation techniques, including modern theories such as double descent. We propose a taxonomy of methods under four broad categories, namely: (1) data-based strategies, (2) architecture strategies, (3) training strategies, and (4) loss function strategies. Notably, we highlight the contradictions and correspondences between the approaches in these broad classes. Further, we perform an empirical comparison of the various regularisation techniques on classification tasks for ten numerical and image datasets applied to the multi-layer perceptron and convolutional neural network architectures. Results show that the efficacy of regularisation is dataset-dependent. For example, the use of a regularisation term only improved performance on numeric datasets, whereas batch normalisation improved performance on image datasets only. Generalisation is crucial to machine learning; thus, understanding the effects of applying regularisation techniques, and considering the connections between them is essential to the appropriate use of these methods in practice.
