# Controlling Underestimation Bias in Constrained Reinforcement Learning for Safe Exploration

arXiv: https://arxiv.org/abs/2601.11953 · HTML: https://mlsanity.com/paper/2601.11953/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Placed in Safe and constrained RL, one of 15 directions in Deep reinforcement learning methods.
- Builds on 25 of its 38 references that are in the map.
- First posted on arXiv 17 Jan 2026.

## Placed in

- Deep reinforcement learning methods / [Safe and constrained RL](https://mlsanity.com/deeprl/safe-and-constrained-rl/)

## Builds on (most cited first, 25 of 25)

- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [High-Dimensional Continuous Control Using Generalized Advantage Estimation](https://mlsanity.com/paper/1506.02438/) (2015)
- [Deep Reinforcement Learning with Double Q-learning](https://mlsanity.com/paper/1509.06461/) (2015)
- [OpenAI Gym](https://mlsanity.com/paper/1606.01540/) (2016)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [Responsive Safety in Reinforcement Learning by PID Lagrangian Methods](https://mlsanity.com/paper/2007.03964/) (2020)
- [Dynamics-Aware Unsupervised Discovery of Skills](https://mlsanity.com/paper/1907.01657/) (2019)
- [Never Give Up: Learning Directed Exploration Strategies](https://mlsanity.com/paper/2002.06038/) (2020)
- [Projection-Based Constrained Policy Optimization](https://mlsanity.com/paper/2010.03152/) (2020)
- [Deep Reinforcement Learning for Robotics: A Survey of Real-World Successes](https://mlsanity.com/paper/2408.03539/) (2024)
- [Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmark](https://mlsanity.com/paper/2310.12567/) (2023)
- [Provably Efficient Safe Exploration via Primal-Dual Policy Optimization](https://mlsanity.com/paper/2003.00534/) (2020)
- [CRPO: A New Approach for Safe Reinforcement Learning with Convergence Guarantee](https://mlsanity.com/paper/2011.05869/) (2020)
- [Maxmin Q-learning: Controlling the Estimation Bias of Q-learning](https://mlsanity.com/paper/2002.06487/) (2020)
- [State Entropy Maximization with Random Encoders for Efficient Exploration](https://mlsanity.com/paper/2102.09430/) (2021)
- [Saute RL: Almost Surely Safe Reinforcement Learning Using State Augmentation](https://mlsanity.com/paper/2202.06558/) (2022)
- [Penalized Proximal Policy Optimization for Safe Reinforcement Learning](https://mlsanity.com/paper/2205.11814/) (2022)
- [Constrained Update Projection Approach to Safe Policy Optimization](https://mlsanity.com/paper/2209.07089/) (2022)
- [MADE: Exploration via Maximizing Deviation from Explored Regions](https://mlsanity.com/paper/2106.10268/) (2021)
- [Towards Safe Reinforcement Learning with a Safety Editor Policy](https://mlsanity.com/paper/2201.12427/) (2022)
- [Scalable Primal-Dual Actor-Critic Method for Safe Multi-Agent RL with General Utilities](https://mlsanity.com/paper/2305.17568/) (2023)
- [Adaptive Ensemble Q-learning: Minimizing Estimation Bias via Error Feedback](https://mlsanity.com/paper/2306.11918/) (2023)
- [Effects of Safety State Augmentation on Safe Exploration](https://mlsanity.com/paper/2206.02675/) (2022)
- [Exterior Penalty Policy Optimization with Penalty Metric Network under Constraints](https://mlsanity.com/paper/2407.15537/) (2024)
- [Balanced Q-learning: Combining the Influence of Optimistic and Pessimistic Targets](https://mlsanity.com/paper/2111.02787/) (2021)

## Built on by (most cited first, 1 of 1)

- [Off-Policy Safe Reinforcement Learning with Constrained Optimistic Exploration](https://mlsanity.com/paper/2603.23889/) (2026)

## Abstract (arXiv)

Constrained Reinforcement Learning (CRL) aims to maximize cumulative rewards while satisfying constraints. However, existing CRL algorithms often encounter significant constraint violations during training, limiting their applicability in safety-critical scenarios. In this paper, we identify the underestimation of the cost value function as a key factor contributing to these violations. To address this issue, we propose the Memory-driven Intrinsic Cost Estimation (MICE) method, which introduces intrinsic costs to mitigate underestimation and control bias to promote safer exploration. Inspired by flashbulb memory, where humans vividly recall dangerous experiences to avoid risks, MICE constructs a memory module that stores previously explored unsafe states to identify high-cost regions. The intrinsic cost is formulated as the pseudo-count of the current state visiting these risk regions. Furthermore, we propose an extrinsic-intrinsic cost value function that incorporates intrinsic costs and adopts a bias correction strategy. Using this function, we formulate an optimization objective within the trust region, along with corresponding optimization methods. Theoretically, we provide convergence guarantees for the proposed cost value function and establish the worst-case constraint violation for the MICE update. Extensive experiments demonstrate that MICE significantly reduces constraint violations while preserving policy performance comparable to baselines.
