# LLM-Driven Preference Data Synthesis for Proactive Prediction of the Next User Utterance in Human-Machine Dialogue

arXiv: https://arxiv.org/abs/2601.09713 · HTML: https://mlsanity.com/paper/2601.09713/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Placed in Code and instruction data synthesis, one of 13 directions in Synthetic data and self-improvement for LLMs.
- Builds on 32 of its 45 references that are in the map.
- First posted on arXiv 24 Dec 2025.

## Placed in

- Synthetic data and self-improvement for LLMs / [Code and instruction data synthesis](https://mlsanity.com/synth/code-and-instruction-data-synthesis/)

## Builds on (most cited first, 30 of 32)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Qwen3 Technical Report](https://mlsanity.com/paper/2505.09388/) (2025)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [SimCSE: Simple Contrastive Learning of Sentence Embeddings](https://mlsanity.com/paper/2104.08821/) (2021)
- [ChatGLM: A Family of Large Language Models from GLM-130B to GLM-4 All Tools](https://mlsanity.com/paper/2406.12793/) (2024)
- [M3-Embedding: Multi-Linguality, Multi-Functionality, Multi-Granularity Text Embeddings Through Self-Knowledge Distillation](https://mlsanity.com/paper/2402.03216/) (2024)
- [SimPO: Simple Preference Optimization with a Reference-Free Reward](https://mlsanity.com/paper/2405.14734/) (2024)
- [Enhancing Chat Language Models by Scaling High-quality Instructional Conversations](https://mlsanity.com/paper/2305.14233/) (2023)
- [ORPO: Monolithic Preference Optimization without Reference Model](https://mlsanity.com/paper/2403.07691/) (2024)
- [UltraFeedback: Boosting Language Models with Scaled AI Feedback](https://mlsanity.com/paper/2310.01377/) (2023)
- [Magpie: Alignment Data Synthesis from Scratch by Prompting Aligned LLMs with Nothing](https://mlsanity.com/paper/2406.08464/) (2024)
- [A Survey on Model Compression for Large Language Models](https://mlsanity.com/paper/2308.07633/) (2023)
- [On LLMs-Driven Synthetic Data Generation, Curation, and Evaluation: A Survey](https://mlsanity.com/paper/2406.15126/) (2024)
- [Security and Privacy Challenges of Large Language Models: A Survey](https://mlsanity.com/paper/2402.00888/) (2024)
- [Simulating Classroom Education with LLM-Empowered Agents](https://mlsanity.com/paper/2406.19226/) (2024)
- [Prompting and Evaluating Large Language Models for Proactive Dialogues: Clarification, Target-guided, and Non-collaboration](https://mlsanity.com/paper/2305.13626/) (2023)
- [Proactive Agent: Shifting LLM Agents from Reactive Responses to Active Assistance](https://mlsanity.com/paper/2410.12361/) (2024)
- [Tell Me More! Towards Implicit User Intention Understanding of Language Model Driven Agents](https://mlsanity.com/paper/2402.09205/) (2024)
- [CrossWOZ: A Large-Scale Chinese Cross-Domain Task-Oriented Dialogue Dataset](https://mlsanity.com/paper/2002.11893/) (2020)
- [Ask-before-Plan: Proactive Language Agents for Real-World Planning](https://mlsanity.com/paper/2406.12639/) (2024)
- [Learning to Ask: When LLM Agents Meet Unclear Instruction](https://mlsanity.com/paper/2409.00557/) (2024)
- [Know You First and Be You Better: Modeling Human-Like User Simulators via Implicit Profiles](https://mlsanity.com/paper/2502.18968/) (2025)
- [Self-Boosting Large Language Models with Synthetic Preference Data](https://mlsanity.com/paper/2410.06961/) (2024)
- [PlatoLM: Teaching LLMs in Multi-Round Dialogue via a User Simulator](https://mlsanity.com/paper/2308.11534/) (2023)
- [SPaR: Self-Play with Tree-Search Refinement to Improve Instruction-Following in Large Language Models](https://mlsanity.com/paper/2412.11605/) (2024)
- [BOLT: Bootstrap Long Chain-of-Thought in Language Models without Distillation](https://mlsanity.com/paper/2502.03860/) (2025)
- [A Survey on Large Language Models from General Purpose to Medical Applications: Datasets, Methodologies, and Evaluations](https://mlsanity.com/paper/2406.10303/) (2024)
- [CTourLLM: Enhancing LLMs with Chinese Tourism Knowledge](https://mlsanity.com/paper/2407.12791/) (2024)

## Built on by (most cited first, 2 of 2)

- [OnePred: Next-Query Prediction via Recursive Intent Memory in Multi-Turn Conversations](https://mlsanity.com/paper/2605.23668/) (2026)
- [Towards Proactive Detection of User-Side Implicit Conflicts in Human-LLM Dialogue](https://mlsanity.com/paper/2609.19155/) (2026)

## Abstract (arXiv)

Proactively predicting a users next utterance in human-machine dialogue can streamline interaction and improve user experience. Existing commercial API-based solutions are subject to privacy concerns while deploying general-purpose LLMs locally remains computationally expensive. As such, training a compact, task-specific LLM provides a practical alternative. Although user simulator methods can predict a user's next utterance, they mainly imitate their speaking style rather than advancing the dialogue. Preference data synthesis has been investigated to generate data for proactive next utterance prediction and help align LLMs with user preferences. Yet existing methods lack the ability to explicitly model the intent reasoning that leads to the user's next utterance and to define and synthesize preference and non-preference reasoning processes for predicting the user's next utterance.To address these challenges, we propose ProUtt, an LLM-driven preference data synthesis method for proactive next utterance prediction. ProUtt converts dialogue history into an intent tree and explicitly models intent reasoning trajectories by predicting the next plausible path from both exploitation and exploration perspectives. It then constructs preference and non-preference reasoning processes by perturbing or revising intent tree paths at different future turns. Extensive evaluations using LLM-as-a-judge and human judgments demonstrate that ProUtt consistently outperforms existing data synthesis methods, user simulators, and commercial LLM APIs across four benchmark datasets. We release both the code and the synthesized datasets to facilitate future research.
