# Single-Round Clustered Federated Learning via Data Collaboration Analysis for Non-IID Data

arXiv: https://arxiv.org/abs/2601.09304 · HTML: https://mlsanity.com/paper/2601.09304/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 20 of its 37 references that are in the map.
- First posted on arXiv 14 Jan 2026.

## Builds on (most cited first, 20 of 20)

- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Federated Learning on Non-IID Data Silos: An Experimental Study](https://mlsanity.com/paper/2102.02079/) (2021)
- [OpenML: networked science in machine learning](https://mlsanity.com/paper/1407.7722/) (2014)
- [Clustered Federated Learning: Model-Agnostic Distributed Multi-Task Optimization under Privacy Constraints](https://mlsanity.com/paper/1910.01991/) (2019)
- [Towards Personalized Federated Learning](https://mlsanity.com/paper/2103.00710/) (2021)
- [Federated Learning on Non-IID Data: A Survey](https://mlsanity.com/paper/2106.06843/) (2021)
- [Adapt to Adaptation: Learning Personalization for Cross-Silo Federated Learning](https://mlsanity.com/paper/2110.08394/) (2021)
- [Interpretable collaborative data analysis on distributed data](https://mlsanity.com/paper/2011.04437/) (2020)
- [Exploiting Label Skews in Federated Learning with Model Concatenation](https://mlsanity.com/paper/2312.06290/) (2023)
- [Accuracy and Privacy Evaluations of Collaborative Data Analysis](https://mlsanity.com/paper/2101.11144/) (2021)
- [Another Use of SMOTE for Interpretable Data Collaboration Analysis](https://mlsanity.com/paper/2208.12458/) (2022)
- [FedClust: Tackling Data Heterogeneity in Federated Learning through Weight-Driven Client Clustering](https://mlsanity.com/paper/2407.07124/) (2024)
- [Federated Learning System without Model Sharing through Integration of Dimensional Reduced Data Representations](https://mlsanity.com/paper/2011.06803/) (2020)
- [A Survey of Federated Evaluation in Federated Learning](https://mlsanity.com/paper/2305.08070/) (2023)
- [One-shot Federated Learning Methods: A Practical Guide](https://mlsanity.com/paper/2502.09104/) (2025)
- [FedDCL: a federated data collaboration learning as a hybrid-type privacy-preserving framework based on federated learning and data collaboration](https://mlsanity.com/paper/2409.18356/) (2024)
- [Distilling A Universal Expert from Clustered Federated Learning](https://mlsanity.com/paper/2506.20285/) (2025)

## Built on by (most cited first, 1 of 1)

- [Geometric Data Perturbation with Noisy-Anchor Alignment for Privacy-Preserving Collaborative Learning](https://mlsanity.com/paper/2608.18749/) (2026)

## Abstract (arXiv)

Federated Learning (FL) enables distributed learning across multiple clients without sharing raw data. When statistical heterogeneity across clients is severe, Clustered Federated Learning (CFL) can im-prove performance by grouping similar clients and training cluster-wise models. However, most CFL approaches rely on multiple communication rounds for cluster estimation and model updates, which limits their practicality under tight constraints on communication rounds. We propose Data Collaboration-based Clustered Federated Learning (DC-CFL), a single-round framework that completes both client clustering and cluster-wise learning, using only the information shared in DC analysis. DC-CFL quantifies inter-client similarity via total variation distance between label distributions, estimates clusters using hierarchical clustering, and performs cluster-wise learning via DC analysis. Experiments on multiple open datasets under representative non-IID conditions show that DC-CFL achieves accuracy comparable to multi-round baselines while requiring only one communication round. These results indicate that DC-CFL is a practical alternative for collaborative AI model development when multiple communication rounds are impractical. Our source code is publicly available at https://github.com/souta-suga/DC-CFL.
