# EmoRAG: Evaluating RAG Robustness to Symbolic Perturbations

arXiv: https://arxiv.org/abs/2512.01335 · HTML: https://mlsanity.com/paper/2512.01335/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation.
- Builds on 43 of its 77 references that are in the map.
- First posted on arXiv 1 Dec 2025.

## Placed in

- Retrieval-augmented generation / [RAG robustness and adaptive retrieval](https://mlsanity.com/rag/rag-robustness-and-adaptive-retrieval/)

## Builds on (most cited first, 30 of 43)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [BART: Denoising Sequence-to-Sequence Pre-training for Natural Language Generation, Translation, and Comprehension](https://mlsanity.com/paper/1910.13461/) (2019)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Survey of Hallucination in Natural Language Generation](https://mlsanity.com/paper/2202.03629/) (2022)
- [Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection](https://mlsanity.com/paper/2310.11511/) (2023)
- [MS MARCO: A Human Generated MAchine Reading COmprehension Dataset](https://mlsanity.com/paper/1611.09268/) (2016)
- [Not what you've signed up for: Compromising Real-World LLM-Integrated Applications with Indirect Prompt Injection](https://mlsanity.com/paper/2302.12173/) (2023)
- [CodeBERT: A Pre-Trained Model for Programming and Natural Languages](https://mlsanity.com/paper/2002.08155/) (2020)
- [BEIR: A Heterogenous Benchmark for Zero-shot Evaluation of Information Retrieval Models](https://mlsanity.com/paper/2104.08663/) (2021)
- [Interleaving Retrieval with Chain-of-Thought Reasoning for Knowledge-Intensive Multi-Step Questions](https://mlsanity.com/paper/2212.10509/) (2022)
- [Approximate Nearest Neighbor Negative Contrastive Learning for Dense Text Retrieval](https://mlsanity.com/paper/2007.00808/) (2020)
- [Towards General Text Embeddings with Multi-stage Contrastive Learning](https://mlsanity.com/paper/2308.03281/) (2023)
- [How Much Knowledge Can You Pack Into the Parameters of a Language Model?](https://mlsanity.com/paper/2002.08910/) (2020)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [MTEB: Massive Text Embedding Benchmark](https://mlsanity.com/paper/2210.07316/) (2022)
- [Prompt Injection attack against LLM-integrated Applications](https://mlsanity.com/paper/2306.05499/) (2023)
- [C-Pack: Packed Resources For General Chinese Embeddings](https://mlsanity.com/paper/2309.07597/) (2023)
- [Poison Frogs! Targeted Clean-Label Poisoning Attacks on Neural Networks](https://mlsanity.com/paper/1804.00792/) (2018)
- [Active Retrieval Augmented Generation](https://mlsanity.com/paper/2305.06983/) (2023)
- [Local Model Poisoning Attacks to Byzantine-Robust Federated Learning](https://mlsanity.com/paper/1911.11815/) (2019)
- [SPECTER: Document-level Representation Learning using Citation-informed Transformers](https://mlsanity.com/paper/2004.07180/) (2020)
- [RocketQA: An Optimized Training Approach to Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2010.08191/) (2020)
- [Retrieval-Augmented Generation for AI-Generated Content: A Survey](https://mlsanity.com/paper/2402.19473/) (2024)
- [Improving Text Embeddings with Large Language Models](https://mlsanity.com/paper/2401.00368/) (2023)
- [Poisoning Web-Scale Training Datasets is Practical](https://mlsanity.com/paper/2302.10149/) (2023)
- [Overview of the TREC 2019 deep learning track](https://mlsanity.com/paper/2003.07820/) (2020)
- [Demystifying Prompts in Language Models via Perplexity Estimation](https://mlsanity.com/paper/2212.04037/) (2022)
- [Poisoning Retrieval Corpora by Injecting Adversarial Passages](https://mlsanity.com/paper/2310.19156/) (2023)

## Built on by (most cited first, 3 of 3)

- [Securing Retrieval-Augmented Generation: A Taxonomy of Attacks, Defenses, and Future Directions](https://mlsanity.com/paper/2604.08304/) (2026)
- [Conflict-Aware Retriever Editing for Knowledge Injection Attacks on LLM-Based RAG Systems](https://mlsanity.com/paper/2606.18310/) (2026)
- [Retrieved But Not Reliable: A Survey on Attacks, and Defenses in Retrieval-Augmented Generation](https://mlsanity.com/paper/2608.24977/) (2026)

## Abstract (arXiv)

Retrieval-Augmented Generation (RAG) systems are increasingly central to robust AI, enhancing large language model (LLM) faithfulness by incorporating external knowledge. However, our study unveils a critical, overlooked vulnerability: their profound susceptibility to subtle symbolic perturbations, particularly through near-imperceptible emoticon tokens such as "(@_@)" that can catastrophically mislead retrieval, termed EmoRAG. We demonstrate that injecting a single emoticon into a query makes it nearly 100% likely to retrieve semantically unrelated texts that contain a matching emoticon. Our extensive experiment across general question-answering and code domains, using a range of state-of-the-art retrievers and generators, reveals three key findings: (I) Single-Emoticon Disaster: Minimal emoticon injections cause maximal disruptions, with a single emoticon almost 100% dominating RAG output. (II) Positional Sensitivity: Placing an emoticon at the beginning of a query can cause severe perturbation, with F1-Scores exceeding 0.92 across all datasets. (III) Parameter-Scale Vulnerability: Counterintuitively, models with larger parameters exhibit greater vulnerability to the interference. We provide an in-depth analysis to uncover the underlying mechanisms of these phenomena. Furthermore, we raise a critical concern regarding the robustness assumption of current RAG systems, envisioning a threat scenario where an adversary exploits this vulnerability to manipulate the RAG system. We evaluate standard defenses and find them insufficient against EmoRAG. To address this, we propose targeted defenses, analyzing their strengths and limitations in mitigating emoticon-based perturbations. Finally, we outline future directions for building robust RAG systems.
