# Outcome-Aware Spectral Feature Learning for Instrumental Variable Regression

arXiv: https://arxiv.org/abs/2512.00919 · HTML: https://mlsanity.com/paper/2512.00919/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 27 of its 44 references that are in the map.
- First posted on arXiv 30 Nov 2025.

## Builds on (most cited first, 27 of 27)

- [Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shift](https://mlsanity.com/paper/1502.03167/) (2015)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Spectral Normalization for Generative Adversarial Networks](https://mlsanity.com/paper/1802.05957/) (2018)
- [An Introduction to Matrix Concentration Inequalities](https://mlsanity.com/paper/1501.01571/) (2015)
- [Kernel Instrumental Variable Regression](https://mlsanity.com/paper/1906.00232/) (2019)
- [Neural Networks Fail to Learn Periodic Functions and How to Fix It](https://mlsanity.com/paper/2006.08195/) (2020)
- [Minimax Estimation of Conditional Moment Models](https://mlsanity.com/paper/2006.07201/) (2020)
- [Learning Deep Features in Instrumental Variable Regression](https://mlsanity.com/paper/2010.07154/) (2020)
- [Evaluating Reinforcement Learning Algorithms in Observational Health Settings](https://mlsanity.com/paper/1805.12298/) (2018)
- [Deep Proxy Causal Learning and its Application to Confounded Bandit Policy Evaluation](https://mlsanity.com/paper/2106.03907/) (2021)
- [Adversarial Generalized Method of Moments](https://mlsanity.com/paper/1803.07164/) (2018)
- [Provably Efficient Neural Estimation of Structural Equation Model: An Adversarial Approach](https://mlsanity.com/paper/2007.01290/) (2020)
- [Optimal Sup-norm Rates and Uniform Inference on Nonlinear Functionals of Nonparametric IV Regression](https://mlsanity.com/paper/1508.03365/) (2015)
- [On Instrumental Variable Regression for Deep Offline Policy Evaluation](https://mlsanity.com/paper/2105.10148/) (2021)
- [Functional Bilevel Optimization for Machine Learning](https://mlsanity.com/paper/2403.20233/) (2024)
- [Neural Conditional Probability for Uncertainty Quantification](https://mlsanity.com/paper/2407.01171/) (2024)
- [Minimax Instrumental Variable Regression and L2 Convergence Guarantees without Identification or Closedness](https://mlsanity.com/paper/2302.05404/) (2023)
- [Inference on Strongly Identified Functionals of Weakly Identified Functions](https://mlsanity.com/paper/2208.08291/) (2022)
- [Spectral Representation for Causal Estimation with Hidden Confounders](https://mlsanity.com/paper/2407.10448/) (2024)
- [Offline Reinforcement Learning in Large State Spaces: Algorithms and Guarantees](https://mlsanity.com/paper/2510.04088/) (2025)
- [Nonparametric Instrumental Regression via Kernel Methods is Minimax Optimal](https://mlsanity.com/paper/2411.19653/) (2024)
- [Self-Supervised Evolution Operator Learning for High-Dimensional Dynamical Systems](https://mlsanity.com/paper/2505.18671/) (2025)
- [Fast Instrument Learning with Faster Rates](https://mlsanity.com/paper/2205.10772/) (2022)
- [Nonparametric Instrumental Variable Regression with Observed Covariates](https://mlsanity.com/paper/2511.19404/) (2025)
- [Primal-Dual Spectral Representation for Off-policy Evaluation](https://mlsanity.com/paper/2410.17538/) (2024)
- [Demystifying Spectral Feature Learning for Instrumental Variable Regression](https://mlsanity.com/paper/2506.10899/) (2025)
- [Optimality and Adaptivity of Deep Neural Features for Instrumental Variable Regression](https://mlsanity.com/paper/2501.04898/) (2025)

## Built on by (most cited first, 2 of 2)

- [Toward Scalable and Valid Conditional Independence Testing with Spectral Representations](https://mlsanity.com/paper/2512.19510/) (2025)
- [Learning Conditional Expectation Operators via Functional Newton Updates](https://mlsanity.com/paper/2609.35598/) (2026)

## Abstract (arXiv)

We address the problem of causal effect estimation in the presence of hidden confounders using nonparametric instrumental variable (IV) regression. An established approach is to use estimators based on learned spectral features, that is, features spanning the top singular subspaces of the operator linking treatments to instruments. While powerful, such features are agnostic to the outcome variable. Consequently, the method can fail when the true causal function is poorly represented by these dominant singular functions. To mitigate, we introduce Augmented Spectral Feature Learning, a framework that makes the feature learning process outcome-aware. Our method learns features by minimizing a novel contrastive loss derived from an augmented operator that incorporates information from the outcome. By learning these task-specific features, our approach remains effective even under spectral misalignment. We provide a theoretical analysis of this framework and validate our approach on challenging benchmarks.
