# TOFA: Training-Free One-Shot Federated Adaptation for Vision-Language Models

arXiv: https://arxiv.org/abs/2511.16423 · HTML: https://mlsanity.com/paper/2511.16423/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Placed in Prompt learning and adaptation of CLIP, one of 16 directions in Multimodal LLMs / vision-language models.
- Builds on 45 of its 76 references that are in the map.
- First posted on arXiv 20 Nov 2025.

## Placed in

- Multimodal LLMs / vision-language models / [Prompt learning and adaptation of CLIP](https://mlsanity.com/mllm/prompt-learning-and-adaptation-of-clip/)

## Builds on (most cited first, 30 of 45)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Hierarchical Text-Conditional Image Generation with CLIP Latents](https://mlsanity.com/paper/2204.06125/) (2022)
- [Scaling Up Visual and Vision-Language Representation Learning With Noisy Text Supervision](https://mlsanity.com/paper/2102.05918/) (2021)
- [Sigmoid Loss for Language Image Pre-Training](https://mlsanity.com/paper/2303.15343/) (2023)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Describing Textures in the Wild](https://mlsanity.com/paper/1311.3618/) (2013)
- [Moment Matching for Multi-Source Domain Adaptation](https://mlsanity.com/paper/1812.01754/) (2018)
- [ViLT: Vision-and-Language Transformer Without Convolution or Region Supervision](https://mlsanity.com/paper/2102.03334/) (2021)
- [VL-BERT: Pre-training of Generic Visual-Linguistic Representations](https://mlsanity.com/paper/1908.08530/) (2019)
- [Measuring the Effects of Non-Identical Data Distribution for Federated Visual Classification](https://mlsanity.com/paper/1909.06335/) (2019)
- [Towards Federated Learning at Scale: System Design](https://mlsanity.com/paper/1902.01046/) (2019)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [ActionCLIP: A New Paradigm for Video Action Recognition](https://mlsanity.com/paper/2109.08472/) (2021)
- [PromptFL: Let Federated Participants Cooperatively Learn Prompts Instead of Models -- Federated Learning in Age of Foundation Model](https://mlsanity.com/paper/2208.11625/) (2022)
- [PromptDet: Towards Open-vocabulary Detection using Uncurated Images](https://mlsanity.com/paper/2203.16513/) (2022)
- [DENSE: Data-Free One-Shot Federated Learning](https://mlsanity.com/paper/2112.12371/) (2021)
- [FedPrompt: Communication-Efficient and Privacy Preserving Prompt Tuning in Federated Learning](https://mlsanity.com/paper/2208.12268/) (2022)
- [Federated Learning: Opportunities and Challenges](https://mlsanity.com/paper/2101.05428/) (2021)
- [Practical One-Shot Federated Learning for Cross-Silo Setting](https://mlsanity.com/paper/2010.01017/) (2020)
- [XOR Mixup: Privacy-Preserving Data Augmentation for One-Shot Federated Learning](https://mlsanity.com/paper/2006.05148/) (2020)
- [Open-VCLIP: Transforming CLIP to an Open-vocabulary Video Model via Interpolated Weight Optimization](https://mlsanity.com/paper/2302.00624/) (2023)
- [A Hard-to-Beat Baseline for Training-free CLIP-based Adaptation](https://mlsanity.com/paper/2402.04087/) (2024)
- [Global and Local Prompts Cooperation via Optimal Transport for Federated Learning](https://mlsanity.com/paper/2403.00041/) (2024)
- [FineCIR: Explicit Parsing of Fine-Grained Modification Semantics for Composed Image Retrieval](https://mlsanity.com/paper/2503.21309/) (2025)
- [Calibrated ensembles can mitigate accuracy tradeoffs under distribution shift](https://mlsanity.com/paper/2207.08977/) (2022)

## Built on by (most cited first, 1 of 1)

- [Single-Round Scalable Analytic Federated Learning](https://mlsanity.com/paper/2512.03336/) (2025)

## Abstract (arXiv)

Efficient and lightweight adaptation of pre-trained Vision-Language Models (VLMs) to downstream tasks through collaborative interactions between local clients and a central server is a rapidly emerging research topic in federated learning. Existing adaptation algorithms are typically trained iteratively, which incur significant communication costs and increase the susceptibility to potential attacks. Motivated by the one-shot federated training techniques that reduce client-server exchanges to a single round, developing a lightweight one-shot federated VLM adaptation method to alleviate these issues is particularly attractive. However, current one-shot approaches face certain challenges in adapting VLMs within federated settings: (1) insufficient exploitation of the rich multimodal information inherent in VLMs; (2) lack of specialized adaptation strategies to systematically handle the severe data heterogeneity; and (3) requiring additional training resource of clients or server. To bridge these gaps, we propose a novel Training-free One-shot Federated Adaptation framework for VLMs, named TOFA. To fully leverage the generalizable multimodal features in pre-trained VLMs, TOFA employs both visual and textual pipelines to extract task-relevant representations. In the visual pipeline, a hierarchical Bayesian model learns personalized, class-specific prototype distributions. For the textual pipeline, TOFA evaluates and globally aligns the generated local text prompts for robustness. An adaptive weight calibration mechanism is also introduced to combine predictions from both modalities, balancing personalization and robustness to handle data heterogeneity. Our method is training-free, not relying on additional training resources on either the client or server side. Extensive experiments across 9 datasets in various federated settings demonstrate the effectiveness of the proposed TOFA method.
