# Zeroth-Order Sharpness-Aware Learning with Exponential Tilting

arXiv: https://arxiv.org/abs/2510.16157 · HTML: https://mlsanity.com/paper/2510.16157/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 32 of its 45 references that are in the map.
- First posted on arXiv 17 Oct 2025.

## Builds on (most cited first, 30 of 32)

- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [OPT: Open Pre-trained Transformer Language Models](https://mlsanity.com/paper/2205.01068/) (2022)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [ZOO: Zeroth Order Optimization based Black-box Attacks to Deep Neural Networks without Training Substitute Models](https://mlsanity.com/paper/1708.03999/) (2017)
- [Fine-Tuning Language Models with Just Forward Passes](https://mlsanity.com/paper/2305.17333/) (2023)
- [ASAM: Adaptive Sharpness-Aware Minimization for Scale-Invariant Learning of Deep Neural Networks](https://mlsanity.com/paper/2102.11600/) (2021)
- [Optimal rates for zero-order convex optimization: the power of two function evaluations](https://mlsanity.com/paper/1312.2139/) (2013)
- [Towards Understanding Sharpness-Aware Minimization](https://mlsanity.com/paper/2206.06232/) (2022)
- [Efficient Sharpness-aware Minimization for Improved Training of Neural Networks](https://mlsanity.com/paper/2110.03141/) (2021)
- [Revisiting Zeroth-Order Optimization for Memory-Efficient LLM Fine-Tuning: A Benchmark](https://mlsanity.com/paper/2402.11592/) (2024)
- [An Optimal Algorithm for Bandit and Zero-Order Convex Optimization with Two-Point Feedback](https://mlsanity.com/paper/1507.08752/) (2015)
- [Zeroth-Order Stochastic Variance Reduction for Nonconvex Optimization](https://mlsanity.com/paper/1805.10367/) (2018)
- [Sharpness-Aware Minimization Improves Language Model Generalization](https://mlsanity.com/paper/2110.08529/) (2021)
- [DeepZero: Scaling up Zeroth-Order Optimization for Deep Model Training](https://mlsanity.com/paper/2310.02025/) (2023)
- [Make Sharpness-Aware Minimization Stronger: A Sparsified Perturbation Approach](https://mlsanity.com/paper/2210.05177/) (2022)
- [How Does Sharpness-Aware Minimization Minimize Sharpness?](https://mlsanity.com/paper/2211.05729/) (2022)
- [The Dynamics of Sharpness-Aware Minimization: Bouncing Across Ravines and Drifting Towards Wide Minima](https://mlsanity.com/paper/2210.01513/) (2022)
- [On Tilted Losses in Machine Learning: Theory and Applications](https://mlsanity.com/paper/2109.06141/) (2021)
- [Private Fine-tuning of Large Language Models with Zeroth-order Optimization](https://mlsanity.com/paper/2401.04343/) (2024)
- [Sharpness Minimization Algorithms Do Not Only Minimize Sharpness To Achieve Better Generalization](https://mlsanity.com/paper/2307.11007/) (2023)
- [Probabilistically Robust Learning: Balancing Average- and Worst-case Performance](https://mlsanity.com/paper/2202.01136/) (2022)
- [DPZero: Private Fine-Tuning of Language Models without Backpropagation](https://mlsanity.com/paper/2310.09639/) (2023)
- [Highly-Smooth Zero-th Order Online Optimization Vianney Perchet](https://mlsanity.com/paper/1605.08165/) (2016)
- [Why is SAM Robust to Label Noise?](https://mlsanity.com/paper/2405.03676/) (2024)
- [Sharpness-Aware Minimization and the Edge of Stability](https://mlsanity.com/paper/2309.12488/) (2023)
- [A Universal Class of Sharpness-Aware Minimization Algorithms](https://mlsanity.com/paper/2406.03682/) (2024)
- [TRAM: Bridging Trust Regions and Sharpness Aware Minimization](https://mlsanity.com/paper/2310.03646/) (2023)
- [Tilted Sharpness-Aware Minimization](https://mlsanity.com/paper/2410.22656/) (2024)
- [Zeroth-Order Optimization Finds Flat Minima](https://mlsanity.com/paper/2506.05454/) (2025)

## Abstract (arXiv)

Classic zeroth-order optimization approaches typically optimize for a smoothed version of the original function, i.e., the expected objective under randomly perturbed model parameters. This can be interpreted as encouraging the loss values in the perturbation set to be small on average. Popular sharpness-aware minimization (SAM) objectives, however, typically focus on the largest loss within the neighborhood to arrive at flat minima more effectively. In this work, we connect zeroth-order optimization (and its corresponding objectives) with SAM approaches explicitly, through an exponential tilting objective that provides a smooth transition between the average- and the max-loss formulations. We explore new zeroth-order algorithms to solve a soft SAM objective parameterized by a tilting parameter t. We provide precise characterizations of the sharpness notions of the tilted SAM framework. Practically, our approach can be used as a gradient-free and memory-efficient alternative to SAM variants, and it achieves better generalization compared to vanilla zeroth-order baselines on a wide range of downstream tasks, including classification, multiple choice QA, and language generation.
