# CARE: Decoding Time Safety Alignment via Rollback and Introspection Intervention

arXiv: https://arxiv.org/abs/2509.06982 · HTML: https://mlsanity.com/paper/2509.06982/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 31 of its 40 references that are in the map.
- First posted on arXiv 1 Sep 2025.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Safety alignment and jailbreak attacks](https://mlsanity.com/alignment/safety-alignment-and-jailbreak-attacks/)
- LLM safety and security / [Safety alignment, refusal and guardrails](https://mlsanity.com/safety/safety-alignment-refusal-and-guardrails/)

## Builds on (most cited first, 30 of 31)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learning](https://mlsanity.com/paper/2501.12948/) (2025)
- [Qwen2.5 Technical Report](https://mlsanity.com/paper/2412.15115/) (2024)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [A General Language Assistant as a Laboratory for Alignment](https://mlsanity.com/paper/2112.00861/) (2021)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models](https://mlsanity.com/paper/2310.04451/) (2023)
- [Tree of Attacks: Jailbreaking Black-Box LLMs Automatically](https://mlsanity.com/paper/2312.02119/) (2023)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [Contrastive Decoding: Open-ended Text Generation as Optimization](https://mlsanity.com/paper/2210.15097/) (2022)
- [From Crowdsourced Data to High-Quality Benchmarks: Arena-Hard and BenchBuilder Pipeline](https://mlsanity.com/paper/2406.11939/) (2024)
- [WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs](https://mlsanity.com/paper/2406.18495/) (2024)
- [SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2310.03684/) (2023)
- [SafeDecoding: Defending against Jailbreak Attacks via Safety-Aware Decoding](https://mlsanity.com/paper/2402.08983/) (2024)
- [Jailbreak Attacks and Defenses Against Large Language Models: A Survey](https://mlsanity.com/paper/2407.04295/) (2024)
- [Constitutional Classifiers: Defending against Universal Jailbreaks across Thousands of Hours of Red Teaming](https://mlsanity.com/paper/2501.18837/) (2025)
- [A Comprehensive Survey in LLM(-Agent) Full Stack Safety: Data, Training and Deployment](https://mlsanity.com/paper/2504.15585/) (2025)
- [ARGS: Alignment as Reward-Guided Search](https://mlsanity.com/paper/2402.01694/) (2024)
- [Gradient Cuff: Detecting Jailbreak Attacks on Large Language Models by Exploring Refusal Loss Landscapes](https://mlsanity.com/paper/2403.00867/) (2024)
- [Effectively Controlling Reasoning Models through Thinking Intervention](https://mlsanity.com/paper/2503.24370/) (2025)
- [In conversation with Artificial Intelligence: aligning language models with human values](https://mlsanity.com/paper/2209.00731/) (2022)
- [Reasoning-to-Defend: Safety-Aware Reasoning Can Defend Large Language Models from Jailbreaking](https://mlsanity.com/paper/2502.12970/) (2025)
- [ROSE Doesn't Do That: Boosting the Safety of Instruction-Tuned Large Language Models with Reverse Prompt Contrastive Decoding](https://mlsanity.com/paper/2402.11889/) (2024)
- [Think Before Refusal : Triggering Safety Reflection in LLMs to Mitigate False Refusal Behavior](https://mlsanity.com/paper/2503.17882/) (2025)
- [Token Highlighter: Inspecting and Mitigating Jailbreak Prompts for Large Language Models](https://mlsanity.com/paper/2412.18171/) (2024)
- [Safeguarding Large Language Models in Real-time with Tunable Safety-Performance Trade-offs](https://mlsanity.com/paper/2501.02018/) (2025)
- [Attention Slipping: A Mechanistic Understanding of Jailbreak Attacks and Defenses in LLMs](https://mlsanity.com/paper/2507.04365/) (2025)

## Built on by (most cited first, 6 of 6)

- [Qwen3Guard Technical Report](https://mlsanity.com/paper/2510.14276/) (2025)
- [What Matters For Safety Alignment?](https://mlsanity.com/paper/2601.03868/) (2026)
- [TrajGuard: Streaming Hidden-state Trajectory Detection for Decoding-time Jailbreak Defense](https://mlsanity.com/paper/2604.07727/) (2026)
- [Light Alignment Improves LLM Safety via Model Self-Reflection with a Single Neuron](https://mlsanity.com/paper/2602.02027/) (2026)
- [Beyond Attack Success Rate: Temporal Logit Observability for LLM Safety Failures](https://mlsanity.com/paper/2605.29629/) (2026)
- [Separating Prompt Harmfulness from Interaction Safety via Partial Generation](https://mlsanity.com/paper/2610.16761/) (2026)

## Abstract (arXiv)

As large language models (LLMs) are increasingly deployed in real-world applications, ensuring the safety of their outputs during decoding has become a critical challenge. However, existing decoding-time interventions, such as Contrastive Decoding, often force a severe trade-off between safety and response quality. In this work, we propose CARE, a novel framework for decoding-time safety alignment that integrates three key components: (1) a guard model for real-time safety monitoring, enabling detection of potentially unsafe content; (2) a rollback mechanism with a token buffer to correct unsafe outputs efficiently at an earlier stage without disrupting the user experience; and (3) a novel introspection-based intervention strategy, where the model generates self-reflective critiques of its previous outputs and incorporates these reflections into the context to guide subsequent decoding steps. The framework achieves a superior safety-quality trade-off by using its guard model for precise interventions, its rollback mechanism for timely corrections, and our novel introspection method for effective self-correction. Experimental results demonstrate that our framework achieves a superior balance of safety, quality, and efficiency, attaining a low harmful response rate and minimal disruption to the user experience while maintaining high response quality.
