# Prototype-Guided and Lightweight Adapters for Inherent Interpretation and Generalisation in Federated Learning

arXiv: https://arxiv.org/abs/2507.05852 · HTML: https://mlsanity.com/paper/2507.05852/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 17 of its 27 references that are in the map.
- First posted on arXiv 8 Jul 2025.

## Builds on (most cited first, 17 of 17)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Prototypical Networks for Few-shot Learning](https://mlsanity.com/paper/1703.05175/) (2017)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Federated Learning: Challenges, Methods, and Future Directions](https://mlsanity.com/paper/1908.07873/) (2019)
- [Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimization](https://mlsanity.com/paper/2007.07481/) (2020)
- [This Looks Like That: Deep Learning for Interpretable Image Recognition](https://mlsanity.com/paper/1806.10574/) (2018)
- [The Future of Digital Health with Federated Learning](https://mlsanity.com/paper/2003.08119/) (2020)
- [FedProto: Federated Prototype Learning across Heterogeneous Clients](https://mlsanity.com/paper/2105.00243/) (2021)
- [Think Locally, Act Globally: Federated Learning with Local and Global Representations](https://mlsanity.com/paper/2001.01523/) (2020)
- [FedKD: Communication Efficient Federated Learning via Knowledge Distillation](https://mlsanity.com/paper/2108.13323/) (2021)
- [Federated Learning for Medical Image Analysis: A Survey](https://mlsanity.com/paper/2306.05980/) (2023)
- [FedDAT: An Approach for Foundation Model Finetuning in Multi-Modal Heterogeneous Federated Learning](https://mlsanity.com/paper/2308.12305/) (2023)
- [FedAdapter: Efficient Federated Learning for Modern NLP](https://mlsanity.com/paper/2205.10162/) (2022)
- [Decoupling General and Personalized Knowledge in Federated Learning via Additive and Low-Rank Decomposition](https://mlsanity.com/paper/2406.19931/) (2024)
- [FedMedICL: Towards Holistic Evaluation of Distribution Shifts in Federated Medical Imaging](https://mlsanity.com/paper/2407.08822/) (2024)

## Abstract (arXiv)

Federated learning (FL) provides a promising paradigm for collaboratively training machine learning models across distributed data sources while maintaining privacy. Nevertheless, real-world FL often faces major challenges including communication overhead during the transfer of large model parameters and statistical heterogeneity, arising from non-identical independent data distributions across clients. In this work, we propose an FL framework that 1) provides inherent interpretations using prototypes, and 2) tackles statistical heterogeneity by utilising lightweight adapter modules to act as compressed surrogates of local models and guide clients to achieve generalisation despite varying client distribution. Each client locally refines its model by aligning class embeddings toward prototype representations and simultaneously adjust the lightweight adapter. Our approach replaces the need to communicate entire model weights with prototypes and lightweight adapters. This design ensures that each client's model aligns with a globally shared structure while minimising communication load and providing inherent interpretations. Moreover, we conducted our experiments on a real-world retinal fundus image dataset, which provides clinical-site information. We demonstrate inherent interpretable capabilities and perform a classification task, which shows improvements in accuracy over baseline algorithms.