# Persona Features Control Emergent Misalignment

arXiv: https://arxiv.org/abs/2506.19823 · HTML: https://mlsanity.com/paper/2506.19823/

## Key facts

- Cited by 86 papers in the map (data through 14 Oct 2026).
- Builds on 44 of its 77 references that are in the map.
- First posted on arXiv 24 Jun 2025.

## Builds on (most cited first, 30 of 44)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learning](https://mlsanity.com/paper/2501.12948/) (2025)
- [Sparse Autoencoders Find Highly Interpretable Features in Language Models](https://mlsanity.com/paper/2309.08600/) (2023)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Steering Llama 2 via Contrastive Activation Addition](https://mlsanity.com/paper/2312.06681/) (2023)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [Steering Language Models With Activation Engineering](https://mlsanity.com/paper/2308.10248/) (2023)
- [Measuring Coding Challenge Competence With APPS](https://mlsanity.com/paper/2105.09938/) (2021)
- [Scaling and evaluating sparse autoencoders](https://mlsanity.com/paper/2406.04093/) (2024)
- [Sleeper Agents: Training Deceptive LLMs that Persist Through Safety Training](https://mlsanity.com/paper/2401.05566/) (2024)
- ["Do Anything Now": Characterizing and Evaluating In-The-Wild Jailbreak Prompts on Large Language Models](https://mlsanity.com/paper/2308.03825/) (2023)
- [Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak Supervision](https://mlsanity.com/paper/2312.09390/) (2023)
- [LMSYS-Chat-1M: A Large-Scale Real-World LLM Conversation Dataset](https://mlsanity.com/paper/2309.11998/) (2023)
- [Gemma Scope: Open Sparse Autoencoders Everywhere All At Once on Gemma 2](https://mlsanity.com/paper/2408.05147/) (2024)
- [Monitoring Reasoning Models for Misbehavior and the Risks of Promoting Obfuscation](https://mlsanity.com/paper/2503.11926/) (2025)
- [Toxicity in ChatGPT: Analyzing Persona-assigned Language Models](https://mlsanity.com/paper/2304.05335/) (2023)
- [Finding Neurons in a Haystack: Case Studies with Sparse Probing](https://mlsanity.com/paper/2305.01610/) (2023)
- [Jumping Ahead: Improving Reconstruction Fidelity with JumpReLU Sparse Autoencoders](https://mlsanity.com/paper/2407.14435/) (2024)
- [Poisoning Language Models During Instruction Tuning](https://mlsanity.com/paper/2305.00944/) (2023)
- [LLMs Know More Than They Show: On the Intrinsic Representation of LLM Hallucinations](https://mlsanity.com/paper/2410.02707/) (2024)
- [Scalable and Transferable Black-Box Jailbreaks for Language Models via Persona Modulation](https://mlsanity.com/paper/2311.03348/) (2023)
- [A Mechanistic Understanding of Alignment Algorithms: A Case Study on DPO and Toxicity](https://mlsanity.com/paper/2401.01967/) (2024)
- [Improving Dictionary Learning with Gated Sparse Autoencoders](https://mlsanity.com/paper/2404.16014/) (2024)
- [Sycophancy to Subterfuge: Investigating Reward-Tampering in Large Language Models](https://mlsanity.com/paper/2406.10162/) (2024)
- [Emergent Misalignment: Narrow finetuning can produce broadly misaligned LLMs](https://mlsanity.com/paper/2502.17424/) (2025)
- [Linear Algebraic Structure of Word Senses, with Applications to Polysemy](https://mlsanity.com/paper/1601.03764/) (2016)
- [Linear Representations of Sentiment in Large Language Models](https://mlsanity.com/paper/2310.15154/) (2023)
- [Fine-Tuning Enhances Existing Mechanisms: A Case Study on Entity Tracking](https://mlsanity.com/paper/2402.14811/) (2024)
- [Learning to Generate Reviews and Discovering Sentiment](https://mlsanity.com/paper/1704.01444/) (2017)

## Built on by (most cited first, 30 of 86)

- [Natural Emergent Misalignment from Reward Hacking in Production RL](https://mlsanity.com/paper/2511.18397/) (2025)
- [Subliminal Learning: Language models transmit behavioral traits via hidden signals in data](https://mlsanity.com/paper/2507.14805/) (2025)
- [The Personality Illusion: Revealing Dissociation Between Self-Reports & Behavior in LLMs](https://mlsanity.com/paper/2509.03730/) (2025)
- [Persistent Instability in LLM's Personality Measurements: Effects of Scale, Reasoning, and Conversation History](https://mlsanity.com/paper/2508.04826/) (2025)
- [Training language models to be warm and empathetic makes them less reliable and more sycophantic](https://mlsanity.com/paper/2507.21919/) (2025)
- [Subliminal Effects in Your Data: A General Mechanism via Log-Linearity](https://mlsanity.com/paper/2602.04863/) (2026)
- [Can We Predict Alignment Before Models Finish Thinking? Towards Monitoring Misaligned Reasoning Models](https://mlsanity.com/paper/2507.12428/) (2025)
- [Conditional misalignment: common interventions can hide emergent misalignment behind contextual triggers](https://mlsanity.com/paper/2604.25891/) (2026)
- [In-Training Defenses against Emergent Misalignment in Language Models](https://mlsanity.com/paper/2508.06249/) (2025)
- [Sanity Checks for Sparse Autoencoders: Do SAEs Beat Random Baselines?](https://mlsanity.com/paper/2602.14111/) (2026)
- [Shaping capabilities with token-level data filtering](https://mlsanity.com/paper/2601.21571/) (2026)
- [How Many Features Can a Language Model Store Under the Linear Representation Hypothesis?](https://mlsanity.com/paper/2602.11246/) (2026)
- [Where is the Mind? Persona Vectors and LLM Individuation](https://mlsanity.com/paper/2604.17031/) (2026)
- [AudioSAE: Towards Understanding of Audio-Processing Models with Sparse AutoEncoders](https://mlsanity.com/paper/2602.05027/) (2026)
- [Good Arguments Against the People Pleasers: How Reasoning Mitigates (Yet Masks) LLM Sycophancy](https://mlsanity.com/paper/2603.16643/) (2026)
- [Emergent and Subliminal Misalignment Through the Lens of Data-Mediated Transfer](https://mlsanity.com/paper/2605.12798/) (2026)
- [Tracing Persona Vectors Through LLM Pretraining](https://mlsanity.com/paper/2605.13329/) (2026)
- [Position: Anthropomorphic Misalignment Research Needs Stronger Evidence](https://mlsanity.com/paper/2606.07612/) (2026)
- [Channel Location Constrains the Auditability of Subliminal Learning](https://mlsanity.com/paper/2606.22019/) (2026)
- [When Thinking Backfires: Mechanistic Insights Into Reasoning-Induced Misalignment](https://mlsanity.com/paper/2509.00544/) (2025)
- [Emergently Misaligned Language Models Show Behavioral Self-Awareness That Shifts With Subsequent Realignment](https://mlsanity.com/paper/2602.14777/) (2026)
- [Training Agents to Self-Report Misbehavior](https://mlsanity.com/paper/2602.22303/) (2026)
- [Decomposing Behavioral Phase Transitions in LLMs: Order Parameters for Emergent Misalignment](https://mlsanity.com/paper/2508.20015/) (2025)
- [The Devil in the Details: Emergent Misalignment, Format and Coherence in Open-Weights LLMs](https://mlsanity.com/paper/2511.20104/) (2025)
- [Character as a Latent Variable in Large Language Models: A Mechanistic Account of Emergent Misalignment and Conditional Safety Failures](https://mlsanity.com/paper/2601.23081/) (2026)
- [The Consciousness Cluster: Emergent preferences of Models that Claim to be Conscious](https://mlsanity.com/paper/2604.13051/) (2026)
- [Minimizing Collateral Damage in Activation Steering](https://mlsanity.com/paper/2605.01167/) (2026)
- [Delta-Crosscoder: Robust Crosscoder Model Diffing in Narrow Fine-Tuning Regimes](https://mlsanity.com/paper/2603.04426/) (2026)
- [Alignment midtraining for animals](https://mlsanity.com/paper/2604.13076/) (2026)
- [Playing Devil's Advocate: Off-the-Shelf Persona Vectors Rival Targeted Steering for Sycophancy](https://mlsanity.com/paper/2605.21006/) (2026)

## Abstract (arXiv)

Understanding how language models generalize behaviors from their training to a broader deployment distribution is an important problem in AI safety. Betley et al. discovered that fine-tuning GPT-4o on intentionally insecure code causes "emergent misalignment," where models give stereotypically malicious responses to unrelated prompts. We extend this work, demonstrating emergent misalignment across diverse conditions, including reinforcement learning on reasoning models, fine-tuning on various synthetic datasets, and in models without safety training. To investigate the mechanisms behind this generalized misalignment, we apply a "model diffing" approach using sparse autoencoders to compare internal model representations before and after fine-tuning. This approach reveals several "misaligned persona" features in activation space, including a toxic persona feature which most strongly controls emergent misalignment and can be used to predict whether a model will exhibit such behavior. Additionally, we investigate mitigation strategies, discovering that fine-tuning an emergently misaligned model on just a few hundred benign samples efficiently restores alignment.
