# FedOne: Query-Efficient Federated Learning for Black-box Discrete Prompt Learning

arXiv: https://arxiv.org/abs/2506.14929 · HTML: https://mlsanity.com/paper/2506.14929/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 38 of its 58 references that are in the map.
- First posted on arXiv 17 Jun 2025.

## Builds on (most cited first, 30 of 38)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [A Broad-Coverage Challenge Corpus for Sentence Understanding through Inference](https://mlsanity.com/paper/1704.05426/) (2017)
- [On the Convergence of FedAvg on Non-IID Data](https://mlsanity.com/paper/1907.02189/) (2019)
- [Neural Network Acceptability Judgments](https://mlsanity.com/paper/1805.12471/) (2018)
- [Stochastic First- and Zeroth-order Methods for Nonconvex Stochastic Programming](https://mlsanity.com/paper/1309.5549/) (2013)
- [P-Tuning v2: Prompt Tuning Can Be Comparable to Fine-tuning Universally Across Scales and Tasks](https://mlsanity.com/paper/2110.07602/) (2021)
- [Ensemble Distillation for Robust Model Fusion in Federated Learning](https://mlsanity.com/paper/2006.07242/) (2020)
- [Local SGD Converges Fast and Communicates Little](https://mlsanity.com/paper/1805.09767/) (2018)
- [Bayesian Nonparametric Federated Learning of Neural Networks](https://mlsanity.com/paper/1905.12022/) (2019)
- [RLPrompt: Optimizing Discrete Text Prompts with Reinforcement Learning](https://mlsanity.com/paper/2205.12548/) (2022)
- [True Few-Shot Learning with Language Models](https://mlsanity.com/paper/2105.11447/) (2021)
- [Why gradient clipping accelerates training: A theoretical justification for adaptivity](https://mlsanity.com/paper/1905.11881/) (2019)
- [Black-Box Tuning for Language-Model-as-a-Service](https://mlsanity.com/paper/2201.03514/) (2022)
- [On the Convergence of Local Descent Methods in Federated Learning](https://mlsanity.com/paper/1910.14425/) (2019)
- [Stochastic Variance Reduction for Nonconvex Optimization](https://mlsanity.com/paper/1603.06160/) (2016)
- [ProxSkip: Yes! Local Gradient Steps Provably Lead to Communication Acceleration! Finally!](https://mlsanity.com/paper/2202.09357/) (2022)
- [An Improved Analysis of Stochastic Gradient Descent with Momentum](https://mlsanity.com/paper/2007.07989/) (2020)
- [Stochastic Controlled Averaging for Federated Learning with Communication Compression](https://mlsanity.com/paper/2308.08165/) (2023)
- [On the convergence properties of a K-step averaging stochastic gradient descent algorithm for nonconvex optimization](https://mlsanity.com/paper/1708.01012/) (2017)
- [FedPrompt: Communication-Efficient and Privacy Preserving Prompt Tuning in Federated Learning](https://mlsanity.com/paper/2208.12268/) (2022)
- [VAFL: a Method of Vertical Asynchronous Federated Learning](https://mlsanity.com/paper/2007.06081/) (2020)
- [Offsite-Tuning: Transfer Learning without Full Model](https://mlsanity.com/paper/2302.04870/) (2023)
- [Black-box Prompt Learning for Pre-trained Language Models](https://mlsanity.com/paper/2201.08531/) (2022)
- [InstructZero: Efficient Instruction Optimization for Black-Box Large Language Models](https://mlsanity.com/paper/2306.03082/) (2023)

## Built on by (most cited first, 2 of 2)

- [FedPOB: Sample-Efficient Federated Prompt Optimization via Bandits](https://mlsanity.com/paper/2509.24701/) (2025)
- [Evolution of Optimization Methods: Algorithms, Scenarios, and Evaluations](https://mlsanity.com/paper/2604.12968/) (2026)

## Abstract (arXiv)

Black-Box Discrete Prompt Learning is a prompt-tuning method that optimizes discrete prompts without accessing model parameters or gradients, making the prompt tuning on a cloud-based Large Language Model (LLM) feasible. Adapting federated learning to BDPL could further enhance prompt tuning performance by leveraging data from diverse sources. However, all previous research on federated black-box prompt tuning had neglected the substantial query cost associated with the cloud-based LLM service. To address this gap, we conducted a theoretical analysis of query efficiency within the context of federated black-box prompt tuning. Our findings revealed that degrading FedAvg to activate only one client per round, a strategy we called textitFedOne, enabled optimal query efficiency in federated black-box prompt learning. Building on this insight, we proposed the FedOne framework, a federated black-box discrete prompt learning method designed to maximize query efficiency when interacting with cloud-based LLMs. We conducted numerical experiments on various aspects of our framework, demonstrating a significant improvement in query efficiency, which aligns with our theoretical results.
