# SoK: Evaluating Jailbreak Guardrails for Large Language Models

arXiv: https://arxiv.org/abs/2506.10597 · HTML: https://mlsanity.com/paper/2506.10597/

## Key facts

- Cited by 21 papers in the map (data through 14 Oct 2026).
- Placed in Safety alignment and jailbreak attacks, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 96 of its 119 references that are in the map.
- First posted on arXiv 12 Jun 2025.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Safety alignment and jailbreak attacks](https://mlsanity.com/alignment/safety-alignment-and-jailbreak-attacks/)
- LLM safety and security / [Jailbreaking](https://mlsanity.com/safety/jailbreaking/)

## Builds on (most cited first, 30 of 96)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Qwen2.5 Technical Report](https://mlsanity.com/paper/2412.15115/) (2024)
- [Tree of Thoughts: Deliberate Problem Solving with Large Language Models](https://mlsanity.com/paper/2305.10601/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Red Teaming Language Models with Language Models](https://mlsanity.com/paper/2202.03286/) (2022)
- [SimPO: Simple Preference Optimization with a Reference-Free Reward](https://mlsanity.com/paper/2405.14734/) (2024)
- [AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models](https://mlsanity.com/paper/2310.04451/) (2023)
- [Tree of Attacks: Jailbreaking Black-Box LLMs Automatically](https://mlsanity.com/paper/2312.02119/) (2023)
- [Baseline Defenses for Adversarial Attacks Against Aligned Language Models](https://mlsanity.com/paper/2309.00614/) (2023)
- [JailbreakBench: An Open Robustness Benchmark for Jailbreaking Large Language Models](https://mlsanity.com/paper/2404.01318/) (2024)
- [Jailbreaking ChatGPT via Prompt Engineering: An Empirical Study](https://mlsanity.com/paper/2305.13860/) (2023)
- [WildGuard: Open One-Stop Moderation Tools for Safety Risks, Jailbreaks, and Refusals of LLMs](https://mlsanity.com/paper/2406.18495/) (2024)
- ["Do Anything Now": Characterizing and Evaluating In-The-Wild Jailbreak Prompts on Large Language Models](https://mlsanity.com/paper/2308.03825/) (2023)
- [Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attacks](https://mlsanity.com/paper/2404.02151/) (2024)
- [SmoothLLM: Defending Large Language Models Against Jailbreaking Attacks](https://mlsanity.com/paper/2310.03684/) (2023)
- [Detecting Language Model Attacks with Perplexity](https://mlsanity.com/paper/2308.14132/) (2023)
- [Jailbreak and Guard Aligned Language Models with Only Few In-Context Demonstrations](https://mlsanity.com/paper/2310.06387/) (2023)
- [GPT-4 Is Too Smart To Be Safe: Stealthy Chat with LLMs via Cipher](https://mlsanity.com/paper/2308.06463/) (2023)
- [Great, Now Write an Article About That: The Crescendo Multi-Turn LLM Jailbreak Attack](https://mlsanity.com/paper/2404.01833/) (2024)
- [NeMo Guardrails: A Toolkit for Controllable and Safe LLM Applications with Programmable Rails](https://mlsanity.com/paper/2310.10501/) (2023)
- [A Holistic Approach to Undesired Content Detection in the Real World](https://mlsanity.com/paper/2208.03274/) (2022)
- [Improving Alignment and Robustness with Circuit Breakers](https://mlsanity.com/paper/2406.04313/) (2024)

## Built on by (most cited first, 21 of 21)

- [The Promptware Kill Chain: How Prompt Injections Gradually Evolved Into a Multistep Malware Delivery Mechanism](https://mlsanity.com/paper/2601.09625/) (2026)
- [SafeClaw-R: Towards Safe and Secure Multi-Agent Personal Assistants](https://mlsanity.com/paper/2603.28807/) (2026)
- [A2AS: Agentic AI Runtime Security and Self-Defense](https://mlsanity.com/paper/2510.13825/) (2025)
- [SoK: Systematizing LLM Prompt Security: Taxonomies, Datasets, and Unified Evaluation of Attacks and Defenses](https://mlsanity.com/paper/2510.15476/) (2025)
- [Investigating Safety Vulnerabilities of Large Audio-Language Models Under Speaker Emotional Variations](https://mlsanity.com/paper/2510.16893/) (2025)
- [When Child Inherits: Modeling and Exploiting Subagent Spawn in Multi-Agent Networks](https://mlsanity.com/paper/2605.08460/) (2026)
- [JailMeter: An Evidence-Based Evaluation Framework for Jailbreak Attacks on Large Language Models](https://mlsanity.com/paper/2607.19424/) (2026)
- [Prompt Attack Detection with LLM-as-a-Judge and Mixture-of-Models](https://mlsanity.com/paper/2603.25176/) (2026)
- [Talk is (Not) Cheap: A Taxonomy and Benchmark Coverage Audit for LLM Attacks](https://mlsanity.com/paper/2605.15118/) (2026)
- [From Shield to Target: Denial-of-Service Attacks on LLM-Based Agent Guardrails](https://mlsanity.com/paper/2606.14517/) (2026)
- [SoK: Intent-Oriented Systematization of Multi-Turn LLM Jailbreaks](https://mlsanity.com/paper/2608.01117/) (2026)
- [CASCADE Against Jailbreaks: Combination Across Stages with Controlled Attack-Defense Evaluation](https://mlsanity.com/paper/2609.21793/) (2026)
- [SEA-SafeguardBench: Evaluating AI Safety in SEA Languages and Cultures](https://mlsanity.com/paper/2512.05501/) (2025)
- [TrapSuffix: Proactive Defense Against Adversarial Suffixes in Jailbreaking](https://mlsanity.com/paper/2602.06630/) (2026)
- [AI Security Research Should Better Incentivize Defense Research](https://mlsanity.com/paper/2605.23448/) (2026)
- [Rethinking Agent Security as a Networking Problem](https://mlsanity.com/paper/2608.12172/) (2026)
- [The Safeguard Worked. Is the LLM System Safer?](https://mlsanity.com/paper/2609.00519/) (2026)
- [Overflip: Repetition-Induced Label Flips in Guardrail Models](https://mlsanity.com/paper/2609.15013/) (2026)
- [Divide, Consult, Conquer: Capability Laundering Through Aligned LLMs](https://mlsanity.com/paper/2609.15383/) (2026)
- [HE-Guardrail: A Homomorphic Guardrail Against Jailbreak Attacks for Encrypted Large Language Model Inference](https://mlsanity.com/paper/2609.21484/) (2026)
- [Benchmarking Jailbreak Guardrails for Embodied Agents](https://mlsanity.com/paper/2610.06122/) (2026)

## Abstract (arXiv)

Large Language Models (LLMs) have achieved remarkable progress, but their deployment has exposed critical vulnerabilities, particularly to jailbreak attacks that circumvent safety alignments. Guardrails--external defense mechanisms that monitor and control LLM interactions--have emerged as a promising solution. However, the current landscape of LLM guardrails is fragmented, lacking a unified taxonomy and comprehensive evaluation framework. In this Systematization of Knowledge (SoK) paper, we present the first holistic analysis of jailbreak guardrails for LLMs. We propose a novel, multi-dimensional taxonomy that categorizes guardrails along six key dimensions, and introduce a Security-Efficiency-Utility evaluation framework to assess their practical effectiveness. Through extensive analysis and experiments, we identify the strengths and limitations of existing guardrail approaches, provide insights into optimizing their defense mechanisms, and explore their universality across attack types. Our work offers a structured foundation for future research and development, aiming to guide the principled advancement and deployment of robust LLM guardrails. The code is available at https://github.com/xunguangwang/SoK4JailbreakGuardrails.
