# Fairness Overfitting in Machine Learning: An Information-Theoretic Perspective

arXiv: https://arxiv.org/abs/2506.07861 · HTML: https://mlsanity.com/paper/2506.07861/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 43 of its 79 references that are in the map.
- First posted on arXiv 9 Jun 2025.

## Builds on (most cited first, 30 of 43)

- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Fair prediction with disparate impact: A study of bias in recidivism prediction instruments](https://mlsanity.com/paper/1610.07524/) (2016)
- [A Reductions Approach to Fair Classification](https://mlsanity.com/paper/1803.02453/) (2018)
- [Inherent Trade-Offs in the Fair Determination of Risk Scores](https://mlsanity.com/paper/1609.05807/) (2016)
- [Algorithmic decision making and the cost of fairness](https://mlsanity.com/paper/1701.08230/) (2017)
- [Learning Adversarially Fair and Transferable Representations](https://mlsanity.com/paper/1802.06309/) (2018)
- [Information-theoretic analysis of generalization capability of learning algorithms](https://mlsanity.com/paper/1705.07809/) (2017)
- [Reasoning About Generalization via Conditional Mutual Information](https://mlsanity.com/paper/2001.09122/) (2020)
- [Wasserstein Fair Classification](https://mlsanity.com/paper/1907.12059/) (2019)
- [Tightening Mutual Information Based Bounds on Generalization Error](https://mlsanity.com/paper/1901.04609/) (2019)
- [Fair Mixup: Fairness via Interpolation](https://mlsanity.com/paper/2103.06503/) (2021)
- [Information-Theoretic Generalization Bounds for Stochastic Gradient Descent](https://mlsanity.com/paper/2102.00931/) (2021)
- [Robust Fairness under Covariate Shift](https://mlsanity.com/paper/2010.05166/) (2020)
- [Information-theoretic generalization bounds for black-box learning algorithms](https://mlsanity.com/paper/2110.01584/) (2021)
- [Average Individual Fairness: Algorithms, Generalization and Experiments](https://mlsanity.com/paper/1905.10607/) (2019)
- [Controllable Guarantees for Fair Outcomes via Contrastive Information Estimation](https://mlsanity.com/paper/2101.04108/) (2021)
- [Generalization Bounds For Meta-Learning: An Information-Theoretic Analysis](https://mlsanity.com/paper/2109.14595/) (2021)
- [Tighter expected generalization error bounds via Wasserstein distance](https://mlsanity.com/paper/2101.09315/) (2021)
- [Achieving Fairness at No Utility Cost via Data Reweighing with Influence](https://mlsanity.com/paper/2202.00787/) (2022)
- [Transfer of Machine Learning Fairness across Domains](https://mlsanity.com/paper/1906.09688/) (2019)
- [Estimating Mutual Information for Discrete-Continuous Mixtures](https://mlsanity.com/paper/1709.06212/) (2017)
- [Selective Regression Under Fairness Criteria](https://mlsanity.com/paper/2110.15403/) (2021)
- [FFB: A Fair Fairness Benchmark for In-Processing Group Fairness Methods](https://mlsanity.com/paper/2306.09468/) (2023)
- [Information-Theoretic Generalization Bounds for Meta-Learning and Applications](https://mlsanity.com/paper/2005.04372/) (2020)
- [On Learning Fairness and Accuracy on Multiple Subgroups](https://mlsanity.com/paper/2210.10837/) (2022)
- [On the Generalization of Models Trained with SGD: Information-Theoretic Bounds and Implications](https://mlsanity.com/paper/2110.03128/) (2021)
- [Individually Conditional Individual Mutual Information Bound on Generalization Error](https://mlsanity.com/paper/2012.09922/) (2020)
- [Fairness Transferability Subject to Bounded Distribution Shift](https://mlsanity.com/paper/2206.00129/) (2022)
- [A New Family of Generalization Bounds Using Samplewise Evaluated CMI](https://mlsanity.com/paper/2210.06422/) (2022)

## Built on by (most cited first, 3 of 3)

- [FedPF: Accurate Target Privacy Preserving Federated Learning Balancing Fairness and Utility](https://mlsanity.com/paper/2510.26841/) (2025)
- [PAC-Bayesian Generalization Guarantees for Fairness on Stochastic and Deterministic Classifiers](https://mlsanity.com/paper/2602.11722/) (2026)
- [No-Free-Fairness: Fundamental Limits and Trade-offs in Learning Systems](https://mlsanity.com/paper/2606.17810/) (2026)

## Abstract (arXiv)

Despite substantial progress in promoting fairness in high-stake applications using machine learning models, existing methods often modify the training process, such as through regularizers or other interventions, but lack formal guarantees that fairness achieved during training will generalize to unseen data. Although overfitting with respect to prediction performance has been extensively studied, overfitting in terms of fairness loss has received far less attention. This paper proposes a theoretical framework for analyzing fairness generalization error through an information-theoretic lens. Our novel bounding technique is based on Efron-Stein inequality, which allows us to derive tight information-theoretic fairness generalization bounds with both Mutual Information (MI) and Conditional Mutual Information (CMI). Our empirical results validate the tightness and practical relevance of these bounds across diverse fairness-aware learning algorithms. Our framework offers valuable insights to guide the design of algorithms improving fairness generalization.
