# RULE: Reinforcement UnLEarning Achieves Forget-Retain Pareto Optimality

arXiv: https://arxiv.org/abs/2506.07171 · HTML: https://mlsanity.com/paper/2506.07171/

## Key facts

- Cited by 16 papers in the map (data through 14 Oct 2026).
- Placed in Machine unlearning, one of 12 directions in LLM safety and security.
- Builds on 37 of its 53 references that are in the map.
- First posted on arXiv 8 Jun 2025.

## Placed in

- LLM safety and security / [Machine unlearning](https://mlsanity.com/safety/machine-unlearning/)

## Builds on (most cited first, 30 of 37)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Let's Verify Step by Step](https://mlsanity.com/paper/2305.20050/) (2023)
- [Trust Region Policy Optimization](https://mlsanity.com/paper/1502.05477/) (2015)
- [Extracting Training Data from Large Language Models](https://mlsanity.com/paper/2012.07805/) (2020)
- [High-Dimensional Continuous Control Using Generalized Advantage Estimation](https://mlsanity.com/paper/1506.02438/) (2015)
- [Math-Shepherd: Verify and Reinforce LLMs Step-by-step without Human Annotations](https://mlsanity.com/paper/2312.08935/) (2023)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Negative Preference Optimization: From Catastrophic Collapse to Effective Unlearning](https://mlsanity.com/paper/2404.05868/) (2024)
- [Knowledge Unlearning for Mitigating Privacy Risks in Language Models](https://mlsanity.com/paper/2210.01504/) (2022)
- [Contrastive Preference Optimization: Pushing the Boundaries of LLM Performance in Machine Translation](https://mlsanity.com/paper/2401.08417/) (2024)
- [A Survey on Large Language Model (LLM) Security and Privacy: The Good, the Bad, and the Ugly](https://mlsanity.com/paper/2312.02003/) (2023)
- [SalUn: Empowering Machine Unlearning via Gradient-based Weight Saliency in Both Image Classification and Generation](https://mlsanity.com/paper/2310.12508/) (2023)
- [Statistical Rejection Sampling Improves Preference Optimization](https://mlsanity.com/paper/2309.06657/) (2023)
- [Rethinking Machine Unlearning for Large Language Models](https://mlsanity.com/paper/2402.08787/) (2024)
- [Model Sparsity Can Simplify Machine Unlearning](https://mlsanity.com/paper/2304.04934/) (2023)
- [Latent Adversarial Training Improves Robustness to Persistent Harmful Behaviors in LLMs](https://mlsanity.com/paper/2407.15549/) (2024)
- [An Adversarial Perspective on Machine Unlearning for AI Safety](https://mlsanity.com/paper/2409.18025/) (2024)
- [Soft Prompt Threats: Attacking Safety Alignment and Unlearning in Open-Source LLMs through the Embedding Space](https://mlsanity.com/paper/2402.09063/) (2024)
- [Cutting Off the Head Ends the Conflict: A Mechanism for Interpreting and Mitigating Knowledge Conflicts in Language Models](https://mlsanity.com/paper/2402.18154/) (2024)
- [Reversing the Forget-Retain Objectives: An Efficient LLM Unlearning Framework from Logit Difference](https://mlsanity.com/paper/2406.08607/) (2024)
- [OVM, Outcome-supervised Value Models for Planning in Mathematical Reasoning](https://mlsanity.com/paper/2311.09724/) (2023)
- [DEPN: Detecting and Editing Privacy Neurons in Pretrained Language Models](https://mlsanity.com/paper/2310.20138/) (2023)
- [LLM Unlearning via Loss Adjustment with Only Forget Data](https://mlsanity.com/paper/2410.11143/) (2024)
- [Machine Unlearning in Generative AI: A Survey](https://mlsanity.com/paper/2407.20516/) (2024)
- [Anchored Preference Optimization and Contrastive Revisions: Addressing Underspecification in Alignment](https://mlsanity.com/paper/2408.06266/) (2024)
- [Reinforced MLLM: A Survey on RL-Based Reasoning in Multimodal Large Language Models](https://mlsanity.com/paper/2504.21277/) (2025)
- [Towards Robust Knowledge Unlearning: An Adversarial Framework for Assessing and Improving Unlearning Robustness in Large Language Models](https://mlsanity.com/paper/2408.10682/) (2024)
- [The Life Cycle of Knowledge in Big Language Models: A Survey](https://mlsanity.com/paper/2303.07616/) (2023)

## Built on by (most cited first, 16 of 16)

- [OFMU: Optimization-Driven Framework for Machine Unlearning](https://mlsanity.com/paper/2509.22483/) (2025)
- [A Survey on Unlearning in Large Language Models](https://mlsanity.com/paper/2510.25117/) (2025)
- [Label Smoothing Improves Gradient Ascent in LLM Unlearning](https://mlsanity.com/paper/2510.22376/) (2025)
- [Robust Preference Alignment via Directional Neighborhood Consensus](https://mlsanity.com/paper/2510.20498/) (2025)
- [Per-parameter Task Arithmetic for Unlearning in Large Language Models](https://mlsanity.com/paper/2601.22030/) (2026)
- [CALIBURN: Self-Calibrated LLM Unlearning Alignment](https://mlsanity.com/paper/2602.02824/) (2026)
- [ASRU: Activation Steering Meets Reinforcement Unlearning for Multimodal Large Language Models](https://mlsanity.com/paper/2605.15687/) (2026)
- [Beyond Binary Rewards: A Comparative Study of Reward Design for Reinforcement Unlearning](https://mlsanity.com/paper/2607.27968/) (2026)
- [Can Large Language Models Reinvent Foundational Algorithms?](https://mlsanity.com/paper/2604.05716/) (2026)
- [De-attribute to Forget for LLM Unlearning](https://mlsanity.com/paper/2605.30919/) (2026)
- [Replay What Matters: Off-Policy Replay for Efficient LLM Reinforcement Unlearning](https://mlsanity.com/paper/2606.15333/) (2026)
- [LLM Unlearning for Cyber Defense: A Survey on Methods, Challenges, and Emerging Threats](https://mlsanity.com/paper/2607.16227/) (2026)
- [An Empirical Study of Reward Specification and Benchmark Reliability in GRPO-based LLM Unlearning](https://mlsanity.com/paper/2608.17804/) (2026)
- [Preemptive LLM Unlearning against Forbidden Capability Acquisition via Gradient Sealing](https://mlsanity.com/paper/2609.39866/) (2026)
- [CUSE: Fine-Grained Multimodal Unlearning with Counterfactual Guidance and On-Policy Self-Distillation](https://mlsanity.com/paper/2610.14763/) (2026)
- [Decouple to Forget: Semantic Mediation for Sensitive Unlearning in Large Language Models](https://mlsanity.com/paper/2610.17654/) (2026)

## Abstract (arXiv)

The widespread deployment of Large Language Models (LLMs) trained on massive, uncurated corpora has raised growing concerns about the inclusion of sensitive, copyrighted, or illegal content. This has led to increasing interest in LLM unlearning: the task of selectively removing specific information from a model without retraining from scratch or degrading overall utility. However, existing methods often rely on large-scale forget and retain datasets, and suffer from unnatural responses, poor generalization, or catastrophic utility loss. In this work, we propose Reinforcement UnLearning (RULE), an efficient framework that formulates unlearning as a refusal boundary optimization problem. RULE is trained with a small portion of the forget set and synthesized boundary queries, using a verifiable reward function that encourages safe refusal on forget--related queries while preserving helpful responses on permissible inputs. We provide both theoretical and empirical evidence demonstrating the effectiveness of RULE in achieving targeted unlearning without compromising model utility. Experimental results show that, with only 12% forget set and 8% synthesized boundary data, RULE outperforms existing baselines by up to 17.5% forget quality and 16.3% naturalness response while maintaining general utility, achieving forget--retain Pareto optimality. Remarkably, we further observe that RULE improves the naturalness of model outputs, enhances training efficiency, and exhibits strong generalization ability, generalizing refusal behavior to semantically related but unseen queries.
