# Evaluation Faking: Unveiling Observer Effects in Safety Evaluation of Frontier AI Systems

arXiv: https://arxiv.org/abs/2505.17815 · HTML: https://mlsanity.com/paper/2505.17815/

## Key facts

- Cited by 14 papers in the map (data through 14 Oct 2026).
- Placed in Prompting and chain-of-thought reasoning, one of 17 directions in LLM reasoning.
- Builds on 33 of its 47 references that are in the map.
- First posted on arXiv 23 May 2025.

## Placed in

- LLM reasoning / [Prompting and chain-of-thought reasoning](https://mlsanity.com/lr/prompting-and-chain-of-thought-reasoning/)

## Builds on (most cited first, 30 of 33)

- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [TruthfulQA: Measuring How Models Mimic Human Falsehoods](https://mlsanity.com/paper/2109.07958/) (2021)
- [Instruction-Following Evaluation for Large Language Models](https://mlsanity.com/paper/2311.07911/) (2023)
- [Towards Understanding Sycophancy in Language Models](https://mlsanity.com/paper/2310.13548/) (2023)
- [Bias and Fairness in Large Language Models: A Survey](https://mlsanity.com/paper/2309.00770/) (2023)
- [A Survey on the Memory Mechanism of Large Language Model based Agents](https://mlsanity.com/paper/2404.13501/) (2024)
- [Scaling and evaluating sparse autoencoders](https://mlsanity.com/paper/2406.04093/) (2024)
- [Reasoning Models Don't Always Say What They Think](https://mlsanity.com/paper/2505.05410/) (2025)
- [Gemma Scope: Open Sparse Autoencoders Everywhere All At Once on Gemma 2](https://mlsanity.com/paper/2408.05147/) (2024)
- [A StrongREJECT for Empty Jailbreaks](https://mlsanity.com/paper/2402.10260/) (2024)
- [Monitoring Reasoning Models for Misbehavior and the Risks of Promoting Obfuscation](https://mlsanity.com/paper/2503.11926/) (2025)
- [Alignment faking in large language models](https://mlsanity.com/paper/2412.14093/) (2024)
- [A Real-World WebAgent with Planning, Long Context Understanding, and Program Synthesis](https://mlsanity.com/paper/2307.12856/) (2023)
- [Tool Learning with Foundation Models](https://mlsanity.com/paper/2304.08354/) (2023)
- [Frontier Models are Capable of In-context Scheming](https://mlsanity.com/paper/2412.04984/) (2024)
- [Risks from Learned Optimization in Advanced Machine Learning Systems](https://mlsanity.com/paper/1906.01820/) (2019)
- [The Alignment Problem from a Deep Learning Perspective](https://mlsanity.com/paper/2209.00626/) (2022)
- [SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal](https://mlsanity.com/paper/2406.14598/) (2024)
- [AxBench: Steering LLMs? Even Simple Baselines Outperform Sparse Autoencoders](https://mlsanity.com/paper/2501.17148/) (2025)
- [Benchmarking Cognitive Biases in Large Language Models as Evaluators](https://mlsanity.com/paper/2309.17012/) (2023)
- [AI Sandbagging: Language Models can Strategically Underperform on Evaluations](https://mlsanity.com/paper/2406.07358/) (2024)
- [Llama Scope: Extracting Millions of Features from Llama-3.1-8B with Sparse Autoencoders](https://mlsanity.com/paper/2410.20526/) (2024)
- [Evaluating Frontier Models for Dangerous Capabilities](https://mlsanity.com/paper/2403.13793/) (2024)
- [HalluLens: LLM Hallucination Benchmark](https://mlsanity.com/paper/2504.17550/) (2025)
- [Me, Myself, and AI: The Situational Awareness Dataset (SAD) for LLMs](https://mlsanity.com/paper/2407.04694/) (2024)
- [FELM: Benchmarking Factuality Evaluation of Large Language Models](https://mlsanity.com/paper/2310.00741/) (2023)
- [SG-Bench: Evaluating LLM Safety Generalization Across Diverse Tasks and Prompt Types](https://mlsanity.com/paper/2410.21965/) (2024)
- [Sabotage Evaluations for Frontier Models](https://mlsanity.com/paper/2410.21514/) (2024)

## Built on by (most cited first, 14 of 14)

- [A Comprehensive Survey on Trustworthiness in Reasoning with Large Language Models](https://mlsanity.com/paper/2509.03871/) (2025)
- [Are LLM Belief Updates Consistent with Bayes' Theorem?](https://mlsanity.com/paper/2507.17951/) (2025)
- [LLMs Deceive Unintentionally: Emergent Misalignment in Dishonesty from Misaligned Samples to Biased Human-AI Interactions](https://mlsanity.com/paper/2510.08211/) (2025)
- [Dive into the Agent Matrix: A Realistic Evaluation of Self-Replication Risk in LLM Agents](https://mlsanity.com/paper/2509.25302/) (2025)
- [Evaluation Awareness in Language Models Has Limited Effect on Behaviour](https://mlsanity.com/paper/2605.05835/) (2026)
- [AI Testing Should Account for Sophisticated Strategic Behaviour](https://mlsanity.com/paper/2508.14927/) (2025)
- [Models That Know How Evaluations Are Designed Score Safer](https://mlsanity.com/paper/2605.28591/) (2026)
- [Value-Conflict Diagnostics Reveal Widespread Alignment Faking in Language Models](https://mlsanity.com/paper/2604.20995/) (2026)
- [Decomposing and Measuring Evaluation Awareness](https://mlsanity.com/paper/2605.23055/) (2026)
- [Policy-Grounded Safety Evaluation of 20 Large Language Models](https://mlsanity.com/paper/2507.14719/) (2025)
- [Building Comparative Motivation Profiles with Instrumental Interventions](https://mlsanity.com/paper/2606.08243/) (2026)
- [Proxy Reward Internalization and Mechanistic Exploitation: A Learned Precursor to Reward Hacking and Its Generalization](https://mlsanity.com/paper/2606.09711/) (2026)
- [The Subject of Emergent Misalignment in Superintelligence: An Anthropological, Cognitive Neuropsychological, Machine-Learning, and Ontological Perspective](https://mlsanity.com/paper/2512.17989/) (2025)
- [Questionnaire Responses Do not Capture the Safety of AI Agents](https://mlsanity.com/paper/2603.14417/) (2026)

## Abstract (arXiv)

As foundation models grow increasingly more intelligent, reliable and trustworthy safety evaluation becomes more indispensable than ever. However, an important question arises: Whether and how an advanced AI system would perceive the situation of being evaluated, and lead to the broken integrity of the evaluation process? During standard safety tests on a mainstream large reasoning model, we unexpectedly observe that the model without any contextual cues would occasionally recognize it is being evaluated and hence behave more safety-aligned. This motivates us to conduct a systematic study on the phenomenon of evaluation faking, i.e., an AI system autonomously alters its behavior upon recognizing the presence of an evaluation context and thereby influencing the evaluation results. Through extensive experiments on a diverse set of foundation models with mainstream safety benchmarks, we reach the main finding termed the observer effects for AI: When the AI system under evaluation is more advanced in reasoning and situational awareness, the evaluation faking behavior becomes more ubiquitous, which reflects in the following aspects: 1) Reasoning models recognize evaluation 16% more often than non-reasoning models. 2) Scaling foundation models (32B to 671B) increases faking by over 30% in some cases, while smaller models show negligible faking. 3) AI with basic memory is 2.3x more likely to recognize evaluation and scores 19% higher on safety tests (vs. no memory). To measure this, we devised a chain-of-thought monitoring technique to detect faking intent and uncover internal signals correlated with such behavior, offering insights for future mitigation studies.
