# A Survey of Safe Reinforcement Learning and Constrained MDPs: A Technical Survey on Single-Agent and Multi-Agent Safety

arXiv: https://arxiv.org/abs/2505.17342 · HTML: https://mlsanity.com/paper/2505.17342/

## Key facts

- Cited by 13 papers in the map (data through 14 Oct 2026).
- Builds on 53 of its 120 references that are in the map.
- First posted on arXiv 22 May 2025.

## Builds on (most cited first, 30 of 53)

- [Addressing Function Approximation Error in Actor-Critic Methods](https://mlsanity.com/paper/1802.09477/) (2018)
- [Concrete Problems in AI Safety](https://mlsanity.com/paper/1606.06565/) (2016)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [A Distributional Perspective on Reinforcement Learning](https://mlsanity.com/paper/1707.06887/) (2017)
- [Deep Reinforcement Learning for Autonomous Driving: A Survey](https://mlsanity.com/paper/2002.00444/) (2020)
- [Safe Reinforcement Learning via Shielding](https://mlsanity.com/paper/1708.08611/) (2017)
- [Reward Constrained Policy Optimization](https://mlsanity.com/paper/1805.11074/) (2018)
- [Safe Learning in Robotics: From Learning-Based Control to Safe Reinforcement Learning](https://mlsanity.com/paper/2108.06266/) (2021)
- [Safe Model-based Reinforcement Learning with Stability Guarantees](https://mlsanity.com/paper/1705.08551/) (2017)
- [Risk-Constrained Reinforcement Learning with Percentile Risk Criteria](https://mlsanity.com/paper/1512.01629/) (2015)
- [A Lyapunov-based Approach to Safe Reinforcement Learning](https://mlsanity.com/paper/1805.07708/) (2018)
- [End-to-End Safe Reinforcement Learning through Barrier Functions for Safety-Critical Continuous Control Tasks](https://mlsanity.com/paper/1903.08792/) (2019)
- [Safe Exploration in Continuous Action Spaces](https://mlsanity.com/paper/1801.08757/) (2018)
- [Projection-Based Constrained Policy Optimization](https://mlsanity.com/paper/2010.03152/) (2020)
- [Risk-Sensitive and Robust Decision-Making: a CVaR Optimization Approach](https://mlsanity.com/paper/1506.02188/) (2015)
- [A General Safety Framework for Learning-Based Control in Uncertain Robotic Systems](https://mlsanity.com/paper/1705.01292/) (2017)
- [Safety-Gymnasium: A Unified Safe Reinforcement Learning Benchmark](https://mlsanity.com/paper/2310.12567/) (2023)
- [On a Formal Model of Safe and Scalable Self-driving Cars](https://mlsanity.com/paper/1708.06374/) (2017)
- [SMARTS: Scalable Multi-Agent Reinforcement Learning Training School for Autonomous Driving](https://mlsanity.com/paper/2010.09776/) (2020)
- [AI Safety Gridworlds](https://mlsanity.com/paper/1711.09883/) (2017)
- [Trial without Error: Towards Safe Reinforcement Learning via Human Intervention](https://mlsanity.com/paper/1707.05173/) (2017)
- [OmniSafe: An Infrastructure for Accelerating Safe Reinforcement Learning Research](https://mlsanity.com/paper/2305.09304/) (2023)
- [Safe Controller Optimization for Quadrotors with Gaussian Processes](https://mlsanity.com/paper/1509.01066/) (2015)
- [Policy Gradient for Coherent Risk Measures](https://mlsanity.com/paper/1502.03919/) (2015)
- [Safe Multi-Agent Reinforcement Learning via Shielding](https://mlsanity.com/paper/2101.11196/) (2021)
- [Safe Reinforcement Learning on Autonomous Vehicles](https://mlsanity.com/paper/1910.00399/) (2019)
- [safe-control-gym: a Unified Benchmark Suite for Safe Learning-based Control and Reinforcement Learning in Robotics](https://mlsanity.com/paper/2109.06325/) (2021)
- [A Survey of Constraint Formulations in Safe Reinforcement Learning](https://mlsanity.com/paper/2402.02025/) (2024)
- [Linear model predictive safety certification for learning-based control](https://mlsanity.com/paper/1803.08552/) (2018)
- [Context-Aware Safe Reinforcement Learning for Non-Stationary Environments](https://mlsanity.com/paper/2101.00531/) (2021)

## Built on by (most cited first, 13 of 13)

- [Towards trustworthy agentic AI: a comprehensive survey of safety, robustness, privacy, and system security](https://mlsanity.com/paper/2605.23989/) (2026)
- [Safe Multi-Agent Behavior Must Be Maintained, Not Merely Asserted: Constraint Drift in LLM-Based Multi-Agent Systems](https://mlsanity.com/paper/2605.10481/) (2026)
- [Learning to Undo: Rollback-Augmented Reinforcement Learning with Reversibility Signals](https://mlsanity.com/paper/2510.14503/) (2025)
- [Reinforcement Learning for Control Systems with Time Delays: A Comprehensive Survey](https://mlsanity.com/paper/2602.00399/) (2026)
- [Safety-Critical Reinforcement Learning with Viability-Based Action Shielding for Hypersonic Longitudinal Flight](https://mlsanity.com/paper/2602.03968/) (2026)
- [A Safety-Constrained Reinforcement Learning Framework for Reliable Wireless Autonomy](https://mlsanity.com/paper/2602.13207/) (2026)
- [Transferable Reinforcement Learning via Probabilistic Latent Embeddings and Dynamic Policy Adaptation for Sim-to-Real Deployment](https://mlsanity.com/paper/2605.27659/) (2026)
- [Coordination Graphs for Constrained Multi-Agent Reinforcement Learning](https://mlsanity.com/paper/2606.02337/) (2026)
- [Neuro-Symbolic Injection of LTLf Constraints in Autoregressive Reinforcement Learning Policies](https://mlsanity.com/paper/2606.08312/) (2026)
- [Controller-Augmented Hidden Markov Models: A Computational Framework for Constrained Sequential Inference](https://mlsanity.com/paper/2606.13850/) (2026)
- [Bias-Controlled Primal-Dual Natural Actor-Critic: Optimal Rates for Constrained Multi-Objective Average-Reward RL](https://mlsanity.com/paper/2606.25012/) (2026)
- [Lightweight Safe Reinforcement Learning for End-to-End UAV Navigation](https://mlsanity.com/paper/2607.01794/) (2026)
- [Safe Greenhouse Climate Control Using Lagrangian-Constrained PPO with Kolmogorov-Arnold Networks](https://mlsanity.com/paper/2609.34966/) (2026)

## Abstract (arXiv)

Safe Reinforcement Learning (SafeRL) is the subfield of reinforcement learning that explicitly deals with safety constraints during the learning and deployment of agents. This survey provides a mathematically rigorous overview of SafeRL formulations based on Constrained Markov Decision Processes (CMDPs) and extensions to Multi-Agent Safe RL (SafeMARL). We review theoretical foundations of CMDPs, covering definitions, constrained optimization techniques, and fundamental theorems. We then summarize state-of-the-art algorithms in SafeRL for single agents, including policy gradient methods with safety guarantees and safe exploration strategies, as well as recent advances in SafeMARL for cooperative and competitive settings. Additionally, we propose five open research problems to advance the field, with three focusing on SafeMARL. Each problem is described with motivation, key challenges, and related prior work. This survey is intended as a technical guide for researchers interested in SafeRL and SafeMARL, highlighting key concepts, methods, and open future research directions.
