# OpenworldAUC: Towards Unified Evaluation and Optimization for Open-world Prompt Tuning

arXiv: https://arxiv.org/abs/2505.05180 · HTML: https://mlsanity.com/paper/2505.05180/

## Key facts

- Cited by 12 papers in the map (data through 14 Oct 2026).
- Placed in Prompt learning and adaptation of CLIP, one of 16 directions in Multimodal LLMs / vision-language models.
- Builds on 35 of its 58 references that are in the map.
- First posted on arXiv 8 May 2025.

## Placed in

- Multimodal LLMs / vision-language models / [Prompt learning and adaptation of CLIP](https://mlsanity.com/mllm/prompt-learning-and-adaptation-of-clip/)

## Builds on (most cited first, 30 of 35)

- [Learning Transferable Visual Models From Natural Language Supervision](https://mlsanity.com/paper/2103.00020/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [A Baseline for Detecting Misclassified and Out-of-Distribution Examples in Neural Networks](https://mlsanity.com/paper/1610.02136/) (2016)
- [Learning to Prompt for Vision-Language Models](https://mlsanity.com/paper/2109.01134/) (2021)
- [Describing Textures in the Wild](https://mlsanity.com/paper/1311.3618/) (2013)
- [The Many Faces of Robustness: A Critical Analysis of Out-of-Distribution Generalization](https://mlsanity.com/paper/2006.16241/) (2020)
- [Fine-Grained Visual Classification of Aircraft](https://mlsanity.com/paper/1306.5151/) (2013)
- [Do ImageNet Classifiers Generalize to ImageNet?](https://mlsanity.com/paper/1902.10811/) (2019)
- [EuroSAT: A Novel Dataset and Deep Learning Benchmark for Land Use and Land Cover Classification](https://mlsanity.com/paper/1709.00029/) (2017)
- [Conditional Prompt Learning for Vision-Language Models](https://mlsanity.com/paper/2203.05557/) (2022)
- [Natural Adversarial Examples](https://mlsanity.com/paper/1907.07174/) (2019)
- [Learning Robust Global Representations by Penalizing Local Predictive Power](https://mlsanity.com/paper/1905.13549/) (2019)
- [Prompt-aligned Gradient for Prompt Tuning](https://mlsanity.com/paper/2205.14865/) (2022)
- [Visual-Language Prompt Tuning with Knowledge-guided Context Optimization](https://mlsanity.com/paper/2303.13283/) (2023)
- [Self-regulating Prompts: Foundational Model Adaptation without Forgetting](https://mlsanity.com/paper/2307.06948/) (2023)
- [Zero-Shot Learning -- The Good, the Bad and the Ugly](https://mlsanity.com/paper/1703.04394/) (2017)
- [Prompt, Generate, then Cache: Cascade of Foundation Models makes Strong Few-shot Learners](https://mlsanity.com/paper/2303.02151/) (2023)
- [OpenGAN: Open-Set Recognition via Open Data Generation](https://mlsanity.com/paper/2104.02939/) (2021)
- [LoCoOp: Few-Shot Out-of-Distribution Detection via Prompt Learning](https://mlsanity.com/paper/2306.01293/) (2023)
- [AUC Maximization in the Era of Big Data and AI: A Survey](https://mlsanity.com/paper/2203.15046/) (2022)
- [Counterfactual Zero-Shot and Open-Set Visual Recognition](https://mlsanity.com/paper/2103.00887/) (2021)
- [TCP:Textual-based Class-aware Prompt tuning for Visual-Language Model](https://mlsanity.com/paper/2311.18231/) (2023)
- [Consistency-guided Prompt Learning for Vision-Language Models](https://mlsanity.com/paper/2306.01195/) (2023)
- [PromptKD: Unsupervised Prompt Distillation for Vision-Language Models](https://mlsanity.com/paper/2403.02781/) (2024)
- [Stochastic AUC Maximization with Deep Neural Networks](https://mlsanity.com/paper/1908.10831/) (2019)
- [ReconBoost: Boosting Can Achieve Modality Reconcilement](https://mlsanity.com/paper/2405.09321/) (2024)
- [LASP: Text-to-Text Optimization for Language-Aware Soft Prompting of Vision & Language Models](https://mlsanity.com/paper/2210.01115/) (2022)
- [Learning to Prompt with Text Only Supervision for Vision-Language Models](https://mlsanity.com/paper/2401.02418/) (2024)
- [OpenAUC: Towards AUC-Oriented Open-Set Recognition](https://mlsanity.com/paper/2210.13458/) (2022)
- [Cascade Prompt Learning for Vision-Language Model Adaptation](https://mlsanity.com/paper/2409.17805/) (2024)

## Built on by (most cited first, 12 of 12)

- [Hybrid Generative Fusion for Efficient and Privacy-Preserving Face Recognition Dataset Generation](https://mlsanity.com/paper/2508.10672/) (2025)
- [Dual-Stage Reweighted MoE for Long-Tailed Egocentric Mistake Detection](https://mlsanity.com/paper/2509.12990/) (2025)
- [Stratified Knowledge-Density Super-Network for Scalable Vision Transformers](https://mlsanity.com/paper/2511.11683/) (2025)
- [Guiding Diffusion-based Reconstruction with Contrastive Signals for Balanced Visual Representation](https://mlsanity.com/paper/2603.04803/) (2026)
- [Divide, Weight, and Route: Difficulty-Aware Optimization with Dynamic Expert Fusion for Long-tailed Recognition](https://mlsanity.com/paper/2508.19630/) (2025)
- [Mind the Way You Select Negative Texts: Pursuing the Distance Consistency in OOD Detection with VLMs](https://mlsanity.com/paper/2603.02618/) (2026)
- [BlackMirror: Black-Box Backdoor Detection for Text-to-Image Models via Instruction-Response Deviation](https://mlsanity.com/paper/2603.05921/) (2026)
- [UniTraffic-Agent: Unified Traffic Video Reasoning for AI City Challenge 2026 Track 3 with Two Out-of-Domain Evaluations](https://mlsanity.com/paper/2608.13031/) (2026)
- [Boosting Open Set Recognition Performance through Modulated Representation Learning](https://mlsanity.com/paper/2505.18137/) (2025)
- [Robust Prompt Tuning for Vision-Language Models with Mild Semantic Noise](https://mlsanity.com/paper/2508.04677/) (2025)
- [HiGFA: Hierarchical Guidance for Fine-grained Data Augmentation with Diffusion Models](https://mlsanity.com/paper/2511.12547/) (2025)
- [SpecPL: Disentangling Spectral Granularity for Prompt Learning](https://mlsanity.com/paper/2605.04504/) (2026)

## Abstract (arXiv)

Prompt tuning adapts Vision-Language Models like CLIP to open-world tasks with minimal training costs. In this direction, one typical paradigm evaluates model performance separately on known classes (i.e., base domain) and unseen classes (i.e., new domain). However, real-world scenarios require models to handle inputs without prior domain knowledge. This practical challenge has spurred the development of open-world prompt tuning, which demands a unified evaluation of two stages: 1) detecting whether an input belongs to the base or new domain (P1), and 2) classifying the sample into its correct class (P2). What's more, as domain distributions are generally unknown, a proper metric should be insensitive to varying base/new sample ratios (P3). However, we find that current metrics, including HM, overall accuracy, and AUROC, fail to satisfy these three properties simultaneously. To bridge this gap, we propose OpenworldAUC, a unified metric that jointly assesses detection and classification through pairwise instance comparisons. To optimize OpenworldAUC effectively, we introduce Gated Mixture-of-Prompts (GMoP), which employs domain-specific prompts and a gating mechanism to dynamically balance detection and classification. Theoretical guarantees ensure generalization of GMoP under practical conditions. Experiments on 15 benchmarks in open-world scenarios show GMoP achieves SOTA performance on OpenworldAUC and other metrics. We release the code at https://github.com/huacong/OpenworldAUC