# HyPerAlign: Interpretable Personalized LLM Alignment via Hypothesis Generation

arXiv: https://arxiv.org/abs/2505.00038 · HTML: https://mlsanity.com/paper/2505.00038/

## Key facts

- Cited by 7 papers in the map (data through 14 Oct 2026).
- Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 37 of its 51 references that are in the map.
- First posted on arXiv 29 Apr 2025.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Human values and AI feedback alignment](https://mlsanity.com/alignment/human-values-and-ai-feedback-alignment/)

## Builds on (most cited first, 30 of 37)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [DeepSeek-R1: Incentivizing Reasoning Capability in LLMs via Reinforcement Learning](https://mlsanity.com/paper/2501.12948/) (2025)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Gemini 1.5: Unlocking multimodal understanding across millions of tokens of context](https://mlsanity.com/paper/2403.05530/) (2024)
- [Mistral 7B](https://mlsanity.com/paper/2310.06825/) (2023)
- [Learning to summarize from human feedback](https://mlsanity.com/paper/2009.01325/) (2020)
- [Phi-3 Technical Report: A Highly Capable Language Model Locally on Your Phone](https://mlsanity.com/paper/2404.14219/) (2024)
- [A Survey on Hallucination in Large Language Models: Principles, Taxonomy, Challenges, and Open Questions](https://mlsanity.com/paper/2311.05232/) (2023)
- [A General Theoretical Paradigm to Understand Learning from Human Preferences](https://mlsanity.com/paper/2310.12036/) (2023)
- [Personalizing Dialogue Agents: I have a dog, do you have pets too?](https://mlsanity.com/paper/1801.07243/) (2018)
- [Whose Opinions Do Language Models Reflect?](https://mlsanity.com/paper/2303.17548/) (2023)
- [XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Models](https://mlsanity.com/paper/2308.01263/) (2023)
- [LaMP: When Large Language Models Meet Personalization](https://mlsanity.com/paper/2304.11406/) (2023)
- [Scaling Synthetic Data Creation with 1,000,000,000 Personas](https://mlsanity.com/paper/2406.20094/) (2024)
- [Contrastive Preference Optimization: Pushing the Boundaries of LLM Performance in Machine Translation](https://mlsanity.com/paper/2401.08417/) (2024)
- [Hallucination of Multimodal Large Language Models: A Survey](https://mlsanity.com/paper/2404.18930/) (2024)
- [A StrongREJECT for Empty Jailbreaks](https://mlsanity.com/paper/2402.10260/) (2024)
- [Deliberative Alignment: Reasoning Enables Safer Language Models](https://mlsanity.com/paper/2412.16339/) (2024)
- [The Unlocking Spell on Base LLMs: Rethinking Alignment via In-Context Learning](https://mlsanity.com/paper/2312.01552/) (2023)
- [SORRY-Bench: Systematically Evaluating Large Language Model Safety Refusal](https://mlsanity.com/paper/2406.14598/) (2024)
- [RoleLLM: Benchmarking, Eliciting, and Enhancing Role-Playing Abilities of Large Language Models](https://mlsanity.com/paper/2310.00746/) (2023)
- [A Comprehensive Survey of Hallucination in Large Language, Image, Video and Audio Foundation Models](https://mlsanity.com/paper/2405.09589/) (2024)
- [Aligning Language Models to User Opinions](https://mlsanity.com/paper/2305.14929/) (2023)
- [Reinforcement Learning for LLM Post-Training: A Survey](https://mlsanity.com/paper/2407.16216/) (2024)
- [Personalisation within bounds: A risk taxonomy and policy framework for the alignment of large language models with personalised feedback](https://mlsanity.com/paper/2303.05453/) (2023)
- [Hypothesis Generation with Large Language Models](https://mlsanity.com/paper/2404.04326/) (2024)
- [Aligning LLMs with Individual Preferences via Interaction](https://mlsanity.com/paper/2410.03642/) (2024)

## Built on by (most cited first, 7 of 7)

- [What's In My Human Feedback? Learning Interpretable Descriptions of Preference Data](https://mlsanity.com/paper/2510.26202/) (2025)
- [POPI: Personalizing LLMs via Optimized Natural Language Preference Inference](https://mlsanity.com/paper/2510.17881/) (2025)
- [Prompting as Scientific Inquiry](https://mlsanity.com/paper/2507.00163/) (2025)
- [Hypotheses-Guided Self Distillation for Continual Personalization](https://mlsanity.com/paper/2609.00251/) (2026)
- [Large Language Models Should Learn Personalized Rather Than Aggregated Human Preferences](https://mlsanity.com/paper/2606.07629/) (2026)
- [Beyond End-to-End Black Box Mapping: An Intentional Agent Framework for Cognitive-driven Facial Reaction Generation](https://mlsanity.com/paper/2609.34419/) (2026)
- [Geometry-Aware Preference Optimization for Text-to-Image Diffusion Models](https://mlsanity.com/paper/2610.04980/) (2026)

## Abstract (arXiv)

Alignment algorithms are widely used to align large language models (LLMs) to human users based on preference annotations. Typically these (often divergent) preferences are aggregated over a diverse set of users, resulting in fine-tuned models that are aligned to the ``average-user'' preference. Nevertheless, current models are used by individual users in very specific contexts and situations, emphasizing the need for user-dependent preference control. In this work we address the problem of personalizing LLM outputs to their users. We aim to generate customized responses tailored to specific individuals instead of generic outputs that emulate the collective voices of diverse populations. We propose HyPerAlign, an interpretable and sample-efficient hypothesis-driven personalization approach for LLM models. Given few-shot examples written by a particular user, we first infer hypotheses about their communication strategies, personality, and writing style, then prompt LLM models with these hypotheses and user-specific attributes to generate customized outputs. We conduct experiments on two different personalization tasks, namely authorship attribution and deliberative alignment, with datasets from diverse domains (news articles, blog posts, emails, jailbreaking benchmarks). Results demonstrate the superiority of hypothesis-driven LLM personalization compared to preference-based fine-tuning methods. For authorship attribution, HyPerAlign generations have consistently high win-rates (commonly > 90%) against state-of-the-art preference fine-tuning approaches across diverse user profiles and LLM models. For deliberative alignment, the helpfulness of LLM models is improved by up to 70% on average. Overall, HyPerAlign represents an interpretable and sample-efficient strategy for the personalization of LLM models to individual users.
