# AI Companies Should Report Pre- and Post-Mitigation Safety Evaluations

arXiv: https://arxiv.org/abs/2503.17388 · HTML: https://mlsanity.com/paper/2503.17388/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 24 of its 46 references that are in the map.
- First posted on arXiv 17 Mar 2025.

## Builds on (most cited first, 24 of 24)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Qwen2.5 Technical Report](https://mlsanity.com/paper/2412.15115/) (2024)
- [GPT-4o System Card](https://mlsanity.com/paper/2410.21276/) (2024)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Gemini 1.5: Unlocking multimodal understanding across millions of tokens of context](https://mlsanity.com/paper/2403.05530/) (2024)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal](https://mlsanity.com/paper/2402.04249/) (2024)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [Llama Guard: LLM-based Input-Output Safeguard for Human-AI Conversations](https://mlsanity.com/paper/2312.06674/) (2023)
- [Tree of Attacks: Jailbreaking Black-Box LLMs Automatically](https://mlsanity.com/paper/2312.02119/) (2023)
- [The WMDP Benchmark: Measuring and Reducing Malicious Use With Unlearning](https://mlsanity.com/paper/2403.03218/) (2024)
- [Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attacks](https://mlsanity.com/paper/2404.02151/) (2024)
- [Catastrophic Jailbreak of Open-source LLMs via Exploiting Generation](https://mlsanity.com/paper/2310.06987/) (2023)
- [LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B](https://mlsanity.com/paper/2310.20624/) (2023)
- [Removing RLHF Protections in GPT-4 via Fine-Tuning](https://mlsanity.com/paper/2311.05553/) (2023)
- [Open Sesame! Universal Black Box Jailbreaking of Large Language Models](https://mlsanity.com/paper/2309.01446/) (2023)
- [Black-Box Access is Insufficient for Rigorous AI Audits](https://mlsanity.com/paper/2401.14446/) (2024)
- [Covert Malicious Finetuning: Challenges in Safeguarding LLM Adaptation](https://mlsanity.com/paper/2406.20053/) (2024)
- [Safety Cases: How to Justify the Safety of Advanced AI Systems](https://mlsanity.com/paper/2403.10462/) (2024)
- [BadLlama: cheaply removing safety fine-tuning from Llama 2-Chat 13B](https://mlsanity.com/paper/2311.00117/) (2023)
- [Scaling Trends for Data Poisoning in LLMs](https://mlsanity.com/paper/2408.02946/) (2024)
- [Exploiting Novel GPT-4 APIs](https://mlsanity.com/paper/2312.14302/) (2023)
- [Badllama 3: removing safety finetuning from Llama 3 in minutes](https://mlsanity.com/paper/2407.01376/) (2024)
- [What AI evaluations for preventing catastrophic risks can and cannot do](https://mlsanity.com/paper/2412.08653/) (2024)

## Built on by (most cited first, 3 of 3)

- [STREAM (ChemBio): A Standard for Transparently Reporting Evaluations in AI Model Reports](https://mlsanity.com/paper/2508.09853/) (2025)
- [The Safety Gap Toolkit: Evaluating Hidden Dangers of Open-Source Models](https://mlsanity.com/paper/2507.11544/) (2025)
- [Clear, Compelling Arguments: Rethinking the Foundations of Frontier AI Safety Cases](https://mlsanity.com/paper/2603.08760/) (2026)

## Abstract (arXiv)

The rapid advancement of AI systems has raised widespread concerns about potential harms of frontier AI systems and the need for responsible evaluation and oversight. In this position paper, we argue that frontier AI companies should report both pre- and post-mitigation safety evaluations to enable informed policy decisions. Evaluating models at both stages provides policymakers with essential evidence to regulate deployment, access, and safety standards. We show that relying on either in isolation can create a misleading picture of model safety. Our analysis of AI safety disclosures from leading frontier labs identifies three critical gaps: (1) companies rarely evaluate both pre- and post-mitigation versions, (2) evaluation methods lack standardization, and (3) reported results are often too vague to inform policy. To address these issues, we recommend mandatory disclosure of pre- and post-mitigation capabilities to approved government bodies, standardized evaluation methods, and minimum transparency requirements for public safety reporting. These ensure that policymakers and regulators can craft targeted safety measures, assess deployment risks, and scrutinize companies' safety claims effectively.
