# How to Mitigate Overfitting in Weak-to-strong Generalization?

arXiv: https://arxiv.org/abs/2503.04249 · HTML: https://mlsanity.com/paper/2503.04249/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Placed in Human values and AI feedback alignment, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 22 of its 28 references that are in the map.
- First posted on arXiv 6 Mar 2025.

## Placed in

- LLM alignment / RLHF / preference optimisation / [Human values and AI feedback alignment](https://mlsanity.com/alignment/human-values-and-ai-feedback-alignment/)

## Builds on (most cited first, 22 of 22)

- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [Measuring Mathematical Problem Solving With the MATH Dataset](https://mlsanity.com/paper/2103.03874/) (2021)
- [Let's Verify Step by Step](https://mlsanity.com/paper/2305.20050/) (2023)
- [LlamaFactory: Unified Efficient Fine-Tuning of 100+ Language Models](https://mlsanity.com/paper/2403.13372/) (2024)
- [Crowdsourcing Multiple Choice Science Questions](https://mlsanity.com/paper/1707.06209/) (2017)
- [DeepSeek LLM: Scaling Open-Source Language Models with Longtermism](https://mlsanity.com/paper/2401.02954/) (2024)
- [Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak Supervision](https://mlsanity.com/paper/2312.09390/) (2023)
- [Language Models Learn to Mislead Humans via RLHF](https://mlsanity.com/paper/2409.12822/) (2024)
- [From Yes-Men to Truth-Tellers: Addressing Sycophancy in Large Language Models with Pinpoint Tuning](https://mlsanity.com/paper/2409.01658/) (2024)
- [Theoretical Analysis of Weak-to-Strong Generalization](https://mlsanity.com/paper/2405.16043/) (2024)
- [Quantifying the Gain in Weak-to-Strong Generalization](https://mlsanity.com/paper/2405.15116/) (2024)
- [The Unreasonable Effectiveness of Easy Training Data for Hard Tasks](https://mlsanity.com/paper/2401.06751/) (2024)
- [Weak-to-Strong Search: Align Large Language Models via Searching over Small Language Models](https://mlsanity.com/paper/2405.19262/) (2024)
- [Co-Supervised Learning: Improving Weak-to-Strong Generalization with Hierarchical Mixture of Experts](https://mlsanity.com/paper/2402.15505/) (2024)
- [Super(ficial)-alignment: Strong Models May Deceive Weak Models in Weak-to-Strong Generalization](https://mlsanity.com/paper/2406.11431/) (2024)
- [MACPO: Weak-to-Strong Alignment via Multi-Agent Contrastive Preference Optimization](https://mlsanity.com/paper/2410.07672/) (2024)
- [Accounting for Sycophancy in Language Model Uncertainty Estimation](https://mlsanity.com/paper/2410.14746/) (2024)
- [Provable Weak-to-Strong Generalization via Benign Overfitting](https://mlsanity.com/paper/2410.04638/) (2024)
- [Improving Weak-to-Strong Generalization with Reliability-Aware Alignment](https://mlsanity.com/paper/2406.19032/) (2024)
- [ConTrans: Weak-to-Strong Alignment Engineering via Concept Transplantation](https://mlsanity.com/paper/2405.13578/) (2024)
- [Bayesian WeakS-to-Strong from Text Classification to Generation](https://mlsanity.com/paper/2406.03199/) (2024)
- [Weak-to-Strong Generalization beyond Accuracy: a Pilot Study in Safety, Toxicity, and Legal Reasoning](https://mlsanity.com/paper/2410.12621/) (2024)

## Built on by (most cited first, 3 of 3)

- [Weak-to-Strong Generalization with Failure Trajectories: A Tree-based Approach to Elicit Optimal Policy in Strong Models](https://mlsanity.com/paper/2507.18858/) (2025)
- [Eliciting Weak-to-Strong Generalization with On-Policy Reverse Distillation](https://mlsanity.com/paper/2609.08798/) (2026)
- [When In-Distribution Gains Fail: Evaluating Weak-to-Strong Reward Models under Preference Shift](https://mlsanity.com/paper/2605.25629/) (2026)

## Abstract (arXiv)

Aligning powerful AI models on tasks that surpass human evaluation capabilities is the central problem of superalignment. To address this problem, weak-to-strong generalization aims to elicit the capabilities of strong models through weak supervisors and ensure that the behavior of strong models aligns with the intentions of weak supervisors without unsafe behaviors such as deception. Although weak-to-strong generalization exhibiting certain generalization capabilities, strong models exhibit significant overfitting in weak-to-strong generalization: Due to the strong fit ability of strong models, erroneous labels from weak supervisors may lead to overfitting in strong models. In addition, simply filtering out incorrect labels may lead to a degeneration in question quality, resulting in a weak generalization ability of strong models on hard questions. To mitigate overfitting in weak-to-strong generalization, we propose a two-stage framework that simultaneously improves the quality of supervision signals and the quality of input questions. Experimental results in three series of large language models and two mathematical benchmarks demonstrate that our framework significantly improves PGR compared to naive weak-to-strong generalization, even achieving up to 100% PGR on some models.
