# Biased Heritage: How Datasets Shape Models in Facial Expression Recognition

arXiv: https://arxiv.org/abs/2503.03446 · HTML: https://mlsanity.com/paper/2503.03446/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 31 of its 77 references that are in the map.
- First posted on arXiv 5 Mar 2025.

## Builds on (most cited first, 30 of 31)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [Equality of Opportunity in Supervised Learning](https://mlsanity.com/paper/1610.02413/) (2016)
- [A Survey on Bias and Fairness in Machine Learning](https://mlsanity.com/paper/1908.09635/) (2019)
- [Counterfactual Fairness](https://mlsanity.com/paper/1703.06856/) (2017)
- [AffectNet: A Database for Facial Expression, Valence, and Arousal Computing in the Wild](https://mlsanity.com/paper/1708.03985/) (2017)
- [Preventing Fairness Gerrymandering: Auditing and Learning for Subgroup Fairness](https://mlsanity.com/paper/1711.05144/) (2017)
- [Challenges in Representation Learning: A report on three machine learning contests](https://mlsanity.com/paper/1307.0414/) (2013)
- [A disciplined approach to neural network hyper-parameters: Part 1 -- learning rate, batch size, momentum, and weight decay](https://mlsanity.com/paper/1803.09820/) (2018)
- [A Framework for Understanding Sources of Harm throughout the Machine Learning Life Cycle](https://mlsanity.com/paper/1901.10002/) (2019)
- [Affect Analysis in-the-wild: Valence-Arousal, Expressions, Action Units and a Unified Framework](https://mlsanity.com/paper/2103.15792/) (2021)
- [Bias Mitigation for Machine Learning Classifiers: A Comprehensive Survey](https://mlsanity.com/paper/2207.07068/) (2022)
- [The Measure and Mismeasure of Fairness](https://mlsanity.com/paper/1808.00023/) (2018)
- [Investigating Bias and Fairness in Facial Expression Recognition](https://mlsanity.com/paper/2007.10075/) (2020)
- [A Survey on Bias in Visual Datasets](https://mlsanity.com/paper/2107.07919/) (2021)
- [From Facial Expression Recognition to Interpersonal Relation Prediction](https://mlsanity.com/paper/1609.06426/) (2016)
- [Emergent Unfairness in Algorithmic Fairness-Accuracy Trade-Off Research](https://mlsanity.com/paper/2102.01203/) (2021)
- [Responsible AI: Gender bias assessment in emotion recognition](https://mlsanity.com/paper/2103.11436/) (2021)
- [Potential sources of dataset bias complicate investigation of underdiagnosis by machine learning algorithms](https://mlsanity.com/paper/2201.07856/) (2022)
- [Max-Margin Object Detection](https://mlsanity.com/paper/1502.00046/) (2015)
- [FairAIED: Navigating Fairness, Bias, and Ethics in Educational AI Applications](https://mlsanity.com/paper/2407.18745/) (2024)
- [Blackbox Post-Processing for Multiclass Fairness](https://mlsanity.com/paper/2201.04461/) (2022)
- [Metrics for Dataset Demographic Bias: A Case Study on Facial Expression Recognition](https://mlsanity.com/paper/2303.15889/) (2023)
- [The impossibility of "fairness": a generalized impossibility result for decisions](https://mlsanity.com/paper/1707.01195/) (2017)
- [Uncovering the Bias in Facial Expressions](https://mlsanity.com/paper/2011.11311/) (2020)
- [Assessing Demographic Bias Transfer from Dataset to Model: A Case Study in Facial Expression Recognition](https://mlsanity.com/paper/2205.10049/) (2022)
- [Gender Stereotyping Impact in Facial Expression Recognition](https://mlsanity.com/paper/2210.05332/) (2022)
- [Subverting Fair Image Search with Generative Adversarial Perturbations](https://mlsanity.com/paper/2205.02414/) (2022)
- [DSAP: Analyzing Bias Through Demographic Comparison of Datasets](https://mlsanity.com/paper/2312.14626/) (2023)
- [Less can be more: representational vs. stereotypical gender bias in facial expression recognition](https://mlsanity.com/paper/2406.17405/) (2024)

## Built on by (most cited first, 1 of 1)

- [Unmasking LAION-5B: Age, Gender, Race, and Emotion Biases in Large-Scale Image Datasets](https://mlsanity.com/paper/2606.23204/) (2026)

## Abstract (arXiv)

In recent years, the rapid development of artificial intelligence (AI) systems has raised concerns about our ability to ensure their fairness, that is, how to avoid discrimination based on protected characteristics such as gender, race, or age. While algorithmic fairness is well-studied in simple binary classification tasks on tabular data, its application to complex, real-world scenarios-such as Facial Expression Recognition (FER)-remains underexplored. FER presents unique challenges: it is inherently multiclass, and biases emerge across intersecting demographic variables, each potentially comprising multiple protected groups. We present a comprehensive framework to analyze bias propagation from datasets to trained models in image-based FER systems, while introducing new bias metrics specifically designed for multiclass problems with multiple demographic groups. Our methodology studies bias propagation by (1) inducing controlled biases in FER datasets, (2) training models on these biased datasets, and (3) analyzing the correlation between dataset bias metrics and model fairness notions. Our findings reveal that stereotypical biases propagate more strongly to model predictions than representational biases, suggesting that preventing emotion-specific demographic patterns should be prioritized over general demographic balance in FER datasets. Additionally, we observe that biased datasets lead to reduced model accuracy, challenging the assumed fairness-accuracy trade-off.
