# LORENZA: Enhancing Generalization in Low-Rank Gradient LLM Training via Efficient Zeroth-Order Adaptive SAM

arXiv: https://arxiv.org/abs/2502.19571 · HTML: https://mlsanity.com/paper/2502.19571/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Builds on 59 of its 82 references that are in the map.
- First posted on arXiv 26 Feb 2025.

## Builds on (most cited first, 30 of 59)

- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challenge](https://mlsanity.com/paper/1803.05457/) (2018)
- [HellaSwag: Can a Machine Really Finish Your Sentence?](https://mlsanity.com/paper/1905.07830/) (2019)
- [PIQA: Reasoning about Physical Commonsense in Natural Language](https://mlsanity.com/paper/1911.11641/) (2019)
- [BoolQ: Exploring the Surprising Difficulty of Natural Yes/No Questions](https://mlsanity.com/paper/1905.10044/) (2019)
- [Can a Suit of Armor Conduct Electricity? A New Dataset for Open Book Question Answering](https://mlsanity.com/paper/1809.02789/) (2018)
- [SuperGLUE: A Stickier Benchmark for General-Purpose Language Understanding Systems](https://mlsanity.com/paper/1905.00537/) (2019)
- [Sharpness-Aware Minimization for Efficiently Improving Generalization](https://mlsanity.com/paper/2010.01412/) (2020)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Adafactor: Adaptive Learning Rates with Sublinear Memory Cost](https://mlsanity.com/paper/1804.04235/) (2018)
- [Crowdsourcing Multiple Choice Science Questions](https://mlsanity.com/paper/1707.06209/) (2017)
- [MathQA: Towards Interpretable Math Word Problem Solving with Operation-Based Formalisms](https://mlsanity.com/paper/1905.13319/) (2019)
- [GaLore: Memory-Efficient LLM Training by Gradient Low-Rank Projection](https://mlsanity.com/paper/2403.03507/) (2024)
- [Fine-Tuning Language Models with Just Forward Passes](https://mlsanity.com/paper/2305.17333/) (2023)
- [Optimal rates for zero-order convex optimization: the power of two function evaluations](https://mlsanity.com/paper/1312.2139/) (2013)
- [Surrogate Gap Minimization Improves Sharpness-Aware Training](https://mlsanity.com/paper/2203.08065/) (2022)
- [A Primer on Zeroth-Order Optimization in Signal Processing and Machine Learning](https://mlsanity.com/paper/2006.06224/) (2020)
- [Adam-mini: Use Fewer Learning Rates To Gain More](https://mlsanity.com/paper/2406.16793/) (2024)
- [Full Parameter Fine-tuning for Large Language Models with Limited Resources](https://mlsanity.com/paper/2306.09782/) (2023)
- [A Spectral Condition for Feature Learning](https://mlsanity.com/paper/2310.17813/) (2023)
- [Flora: Low-Rank Adapters Are Secretly Gradient Compressors](https://mlsanity.com/paper/2402.03293/) (2024)
- [Memory-Efficient Fine-Tuning of Compressed Large Language Models via sub-4-bit Integer Quantization](https://mlsanity.com/paper/2305.14152/) (2023)
- [DeepZero: Scaling up Zeroth-Order Optimization for Deep Model Training](https://mlsanity.com/paper/2310.02025/) (2023)
- [Training Quantized Nets: A Deeper Understanding](https://mlsanity.com/paper/1706.02379/) (2017)
- [Understanding Self-supervised Learning with Dual Deep Networks](https://mlsanity.com/paper/2010.00578/) (2020)

## Built on by (most cited first, 5 of 5)

- [Zeroth-Order Optimization Finds Flat Minima](https://mlsanity.com/paper/2506.05454/) (2025)
- [Evolution of Optimization Methods: Algorithms, Scenarios, and Evaluations](https://mlsanity.com/paper/2604.12968/) (2026)
- [Train Less, Infer Faster: Efficient Model Finetuning and Compression via Structured Sparsity](https://mlsanity.com/paper/2602.09169/) (2026)
- [Catastrophic Forgetting Mitigation Through Plateau Phase Activity Profiling](https://mlsanity.com/paper/2507.08736/) (2025)
- [Which Optimizer Leaks Most? Optimizer Implicit Bias as a Training-Data Privacy Controller](https://mlsanity.com/paper/2610.18294/) (2026)

## Abstract (arXiv)

We study robust parameter-efficient fine-tuning (PEFT) techniques designed to improve accuracy and generalization while operating within strict computational and memory hardware constraints, specifically focusing on large-language models (LLMs). Existing PEFT methods often lack robustness and fail to generalize effectively across diverse tasks, leading to suboptimal performance in real-world scenarios. To address this, we present a new highly computationally efficient framework called AdaZo-SAM, combining Adam and Sharpness-Aware Minimization (SAM) while requiring only a single-gradient computation in every iteration. This is achieved using a stochastic zeroth-order estimation to find SAM's ascent perturbation. We provide a convergence guarantee for AdaZo-SAM and show that it improves the generalization ability of state-of-the-art PEFT methods. Additionally, we design a low-rank gradient optimization method named LORENZA, which is a memory-efficient version of AdaZo-SAM. LORENZA utilizes a randomized SVD scheme to efficiently compute the subspace projection matrix and apply optimization steps onto the selected subspace. This technique enables full-parameter fine-tuning with adaptive low-rank gradient updates, achieving the same reduced memory consumption as gradient-low-rank-projection methods. We provide a convergence analysis of LORENZA and demonstrate its merits for pre-training and fine-tuning LLMs.
