# First-ish Order Methods: Hessian-aware Scalings of Gradient Descent

arXiv: https://arxiv.org/abs/2502.03701 · HTML: https://mlsanity.com/paper/2502.03701/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 48 of its 73 references that are in the map.
- First posted on arXiv 6 Feb 2025.

## Builds on (most cited first, 30 of 48)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [PyTorch: An Imperative Style, High-Performance Deep Learning Library](https://mlsanity.com/paper/1912.01703/) (2019)
- [Batch Normalization: Accelerating Deep Network Training by Reducing Internal Covariate Shift](https://mlsanity.com/paper/1502.03167/) (2015)
- [Layer Normalization](https://mlsanity.com/paper/1607.06450/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Gaussian Error Linear Units (GELUs)](https://mlsanity.com/paper/1606.08415/) (2016)
- [Convex optimization](https://mlsanity.com/paper/2106.01946/) (2021)
- [Group Normalization](https://mlsanity.com/paper/1803.08494/) (2018)
- [On Large-Batch Training for Deep Learning: Generalization Gap and Sharp Minima](https://mlsanity.com/paper/1609.04836/) (2016)
- [Automatic differentiation in machine learning: a survey](https://mlsanity.com/paper/1502.05767/) (2015)
- [Optimizing Neural Networks with Kronecker-factored Approximate Curvature](https://mlsanity.com/paper/1503.05671/) (2015)
- [Gradient Descent on Neural Networks Typically Occurs at the Edge of Stability](https://mlsanity.com/paper/2103.00065/) (2021)
- [On the Origin of Implicit Regularization in Stochastic Gradient Descent](https://mlsanity.com/paper/2101.12176/) (2021)
- [Implicit Gradient Regularization](https://mlsanity.com/paper/2009.11162/) (2020)
- [Stochastic Polyak Step-size for SGD: An Adaptive Learning Rate for Fast Convergence](https://mlsanity.com/paper/2002.10542/) (2020)
- [Prodigy: An Expeditiously Adaptive Parameter-Free Learner](https://mlsanity.com/paper/2306.06101/) (2023)
- [Penalizing Gradient Norm for Efficiently Improving Generalization in Deep Learning](https://mlsanity.com/paper/2202.03599/) (2022)
- [Painless Stochastic Gradient: Interpolation, Line-Search, and Convergence Rates](https://mlsanity.com/paper/1905.09997/) (2019)
- [Learning-Rate-Free Learning by D-Adaptation](https://mlsanity.com/paper/2301.07733/) (2023)
- [Understanding the unstable convergence of gradient descent](https://mlsanity.com/paper/2204.01050/) (2022)
- [DoG is SGD's Best Friend: A Parameter-Free Dynamic Step Size Schedule](https://mlsanity.com/paper/2302.12022/) (2023)
- [Adaptive Gradient Descent without Descent](https://mlsanity.com/paper/1910.09529/) (2019)
- [The Elements of Differentiable Programming](https://mlsanity.com/paper/2403.14606/) (2024)
- [Dynamics of SGD with Stochastic Polyak Stepsizes: Truly Adaptive Variants and Convergence to Exact Solution](https://mlsanity.com/paper/2205.04583/) (2022)
- [Second-Order Optimization for Non-Convex Machine Learning: An Empirical Study](https://mlsanity.com/paper/1708.07827/) (2017)
- [DoWG Unleashed: An Efficient Universal Parameter-Free Gradient Descent Method](https://mlsanity.com/paper/2305.16284/) (2023)
- [Adaptive Proximal Gradient Method for Convex Optimization](https://mlsanity.com/paper/2308.02261/) (2023)
- [Provably Faster Gradient Descent via Long Steps](https://mlsanity.com/paper/2307.06324/) (2023)
- [Acceleration by Stepsize Hedging I: Multi-Step Descent and the Silver Stepsize Schedule](https://mlsanity.com/paper/2309.07879/) (2023)

## Built on by (most cited first, 1 of 1)

- [Evolution of Optimization Methods: Algorithms, Scenarios, and Evaluations](https://mlsanity.com/paper/2604.12968/) (2026)

## Abstract (arXiv)

Gradient descent is the primary workhorse for optimizing large-scale problems in machine learning. However, its performance is highly sensitive to the choice of the learning rate. A key limitation of gradient descent is its lack of natural scaling, which often necessitates expensive line searches or heuristic tuning to determine an appropriate step size. In this paper, we address this limitation by incorporating Hessian information to scale the gradient direction. By accounting for the curvature of the function along the gradient, our adaptive, Hessian-aware scaling method ensures a local unit step size guarantee, even in nonconvex settings. Near a local minimum that satisfies the second-order sufficient conditions, our approach achieves linear convergence with a unit step size. We show that our method converges globally under a significantly weaker version of the standard Lipschitz gradient smoothness assumption. Even when Hessian information is inexact, the local unit step size guarantee and global convergence properties remain valid under mild conditions. Finally, we validate our theoretical results empirically on a range of convex and nonconvex machine learning tasks, showcasing the effectiveness of the approach.
