# Federated Sketching LoRA: A Flexible Framework for Heterogeneous Collaborative Fine-Tuning of LLMs

arXiv: https://arxiv.org/abs/2501.19389 · HTML: https://mlsanity.com/paper/2501.19389/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 40 of its 57 references that are in the map.
- First posted on arXiv 31 Jan 2025.

## Builds on (most cited first, 30 of 40)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [RoBERTa: A Robustly Optimized BERT Pretraining Approach](https://mlsanity.com/paper/1907.11692/) (2019)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [GLUE: A Multi-Task Benchmark and Analysis Platform for Natural Language Understanding](https://mlsanity.com/paper/1804.07461/) (2018)
- [Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challenge](https://mlsanity.com/paper/1803.05457/) (2018)
- [HellaSwag: Can a Machine Really Finish Your Sentence?](https://mlsanity.com/paper/1905.07830/) (2019)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [PIQA: Reasoning about Physical Commonsense in Natural Language](https://mlsanity.com/paper/1911.11641/) (2019)
- [BoolQ: Exploring the Surprising Difficulty of Natural Yes/No Questions](https://mlsanity.com/paper/1905.10044/) (2019)
- [Can a Suit of Armor Conduct Electricity? A New Dataset for Open Book Question Answering](https://mlsanity.com/paper/1809.02789/) (2018)
- [Optimization Methods for Large-Scale Machine Learning](https://mlsanity.com/paper/1606.04838/) (2016)
- [Tackling the Objective Inconsistency Problem in Heterogeneous Federated Optimization](https://mlsanity.com/paper/2007.07481/) (2020)
- [Convex Optimization: Algorithms and Complexity](https://mlsanity.com/paper/1405.4980/) (2014)
- [A Unified Theory of Decentralized SGD with Changing Topology and Local Updates](https://mlsanity.com/paper/2003.10422/) (2020)
- [LLM-Adapters: An Adapter Family for Parameter-Efficient Fine-Tuning of Large Language Models](https://mlsanity.com/paper/2304.01933/) (2023)
- [Parallel Restarted SGD with Faster Convergence and Less Communication: Demystifying Why Model Averaging Works for Deep Learning](https://mlsanity.com/paper/1807.06629/) (2018)
- [Tighter Theory for Local SGD on Identical and Heterogeneous Data](https://mlsanity.com/paper/1909.04746/) (2019)
- [A Rank Stabilization Scaling Factor for Fine-Tuning with LoRA](https://mlsanity.com/paper/2312.03732/) (2023)
- [Achieving Linear Speedup with Partial Worker Participation in Non-IID Federated Learning](https://mlsanity.com/paper/2101.11203/) (2021)
- [Towards Building the Federated GPT: Federated Instruction Tuning](https://mlsanity.com/paper/2305.05644/) (2023)
- [Improving LoRA in Privacy-preserving Federated Learning](https://mlsanity.com/paper/2403.12313/) (2024)
- [FLoRA: Federated Fine-Tuning Large Language Models with Heterogeneous Low-Rank Adaptations](https://mlsanity.com/paper/2409.05976/) (2024)
- [OpenFedLLM: Training Large Language Models on Decentralized Private Data via Federated Learning](https://mlsanity.com/paper/2402.06954/) (2024)
- [Heterogeneous LoRA for Federated Fine-tuning of On-Device Foundation Models](https://mlsanity.com/paper/2401.06432/) (2024)
- [LoRA vs Full Fine-tuning: An Illusion of Equivalence](https://mlsanity.com/paper/2410.21228/) (2024)
- [Stochastic Controlled Averaging for Federated Learning with Communication Compression](https://mlsanity.com/paper/2308.08165/) (2023)
- [Federated Fine-tuning of Large Language Models under Heterogeneous Tasks and Client Resources](https://mlsanity.com/paper/2402.11505/) (2024)
- [Selective Aggregation for Low-Rank Adaptation in Federated Learning](https://mlsanity.com/paper/2410.01463/) (2024)

## Built on by (most cited first, 2 of 2)

- [Reasoning-Preserving Fine-Tuning of Post-RL LLMs with Null-Basis LoRA](https://mlsanity.com/paper/2609.25618/) (2026)
- [CFLoRA: Federated Fine-tuning of LLMs with Complementary Factors for Error-free Aggregation](https://mlsanity.com/paper/2609.33147/) (2026)

## Abstract (arXiv)

Fine-tuning large language models (LLMs) on resource-constrained clients remains a challenging problem. Recent works have fused low-rank adaptation (LoRA) techniques with federated fine-tuning to mitigate challenges associated with client model sizes and data scarcity. Still, the heterogeneity of resources remains a critical bottleneck: while higher-rank modules generally enhance performance, varying client capabilities constrain LoRA's feasible rank range. Existing approaches attempting to resolve this issue either lack analytical justification or impose additional computational overhead, leaving a wide gap for efficient and theoretically-grounded solutions. To address these challenges, we propose federated sketching LoRA (FSLoRA), which leverages a sketching mechanism to enable clients to selectively update submatrices of global LoRA modules maintained by the server. By adjusting the sketching ratios, which determine the ranks of the submatrices on the clients, FSLoRA flexibly adapts to client-specific communication and computational constraints. We provide a rigorous convergence analysis of FSLoRA that characterizes how the sketching ratios affect the convergence rate. Through extensive experiments, we demonstrate that FSLoRA outperforms baselines and significantly improves training efficiency while preserving stable convergence.
