# Uncertainty Quantification and Decomposition for LLM-based Recommendation

arXiv: https://arxiv.org/abs/2501.17630 · HTML: https://mlsanity.com/paper/2501.17630/

## Key facts

- Cited by 12 papers in the map (data through 14 Oct 2026).
- Builds on 45 of its 83 references that are in the map.
- First posted on arXiv 29 Jan 2025.

## Builds on (most cited first, 30 of 45)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [On Calibration of Modern Neural Networks](https://mlsanity.com/paper/1706.04599/) (2017)
- [Dropout as a Bayesian Approximation: Representing Model Uncertainty in Deep Learning](https://mlsanity.com/paper/1506.02142/) (2015)
- [What Uncertainties Do We Need in Bayesian Deep Learning for Computer Vision?](https://mlsanity.com/paper/1703.04977/) (2017)
- [Improving language models by retrieving from trillions of tokens](https://mlsanity.com/paper/2112.04426/) (2021)
- [Leveraging Passage Retrieval with Generative Models for Open Domain Question Answering](https://mlsanity.com/paper/2007.01282/) (2020)
- [Self-Attentive Sequential Recommendation](https://mlsanity.com/paper/1808.09781/) (2018)
- [LightGCN: Simplifying and Powering Graph Convolution Network for Recommendation](https://mlsanity.com/paper/2002.02126/) (2020)
- [BERT4Rec: Sequential Recommendation with Bidirectional Encoder Representations from Transformer](https://mlsanity.com/paper/1904.06690/) (2019)
- [Just Ask for Calibration: Strategies for Eliciting Calibrated Confidence Scores from Language Models Fine-Tuned with Human Feedback](https://mlsanity.com/paper/2305.14975/) (2023)
- [Predictive Uncertainty Estimation via Prior Networks](https://mlsanity.com/paper/1802.10501/) (2018)
- [Recommendation as Language Processing (RLP): A Unified Pretrain, Personalized Prompt & Predict Paradigm (P5)](https://mlsanity.com/paper/2203.13366/) (2022)
- [A Survey on Large Language Models for Recommendation](https://mlsanity.com/paper/2305.19860/) (2023)
- [TALLRec: An Effective and Efficient Tuning Framework to Align Large Language Model with Recommendation](https://mlsanity.com/paper/2305.00447/) (2023)
- [Large Language Models are Zero-Shot Rankers for Recommender Systems](https://mlsanity.com/paper/2305.08845/) (2023)
- [Large Language Models are Effective Text Rankers with Pairwise Ranking Prompting](https://mlsanity.com/paper/2306.17563/) (2023)
- [Chat-REC: Towards Interactive and Explainable LLMs-Augmented Recommender System](https://mlsanity.com/paper/2303.14524/) (2023)
- [Stochastic Beams and Where to Find Them: The Gumbel-Top-k Trick for Sampling Sequences Without Replacement](https://mlsanity.com/paper/1903.06059/) (2019)
- [Is ChatGPT a Good Recommender? A Preliminary Study](https://mlsanity.com/paper/2304.10149/) (2023)
- [On Hallucination and Predictive Uncertainty in Conditional Language Generation](https://mlsanity.com/paper/2103.15025/) (2021)
- [Uncovering ChatGPT's Capabilities in Recommender Systems](https://mlsanity.com/paper/2305.02182/) (2023)
- [Representation Learning with Large Language Models for Recommendation](https://mlsanity.com/paper/2310.15950/) (2023)
- [M6-Rec: Generative Pretrained Language Models are Open-Ended Recommender Systems](https://mlsanity.com/paper/2205.08084/) (2022)
- [Large Language Models as Zero-Shot Conversational Recommenders](https://mlsanity.com/paper/2308.10053/) (2023)
- [Uncertainty Quantification with Pre-trained Language Models: A Large-Scale Empirical Analysis](https://mlsanity.com/paper/2210.04714/) (2022)
- [CoLLM: Integrating Collaborative Embeddings into Large Language Models for Recommendation](https://mlsanity.com/paper/2310.19488/) (2023)

## Built on by (most cited first, 12 of 12)

- [An overview of model uncertainty and variability in LLM-based sentiment analysis. Challenges, mitigation strategies and the role of explainability](https://mlsanity.com/paper/2504.04462/) (2025)
- [Learned Hallucination Detection in Black-Box LLMs using Token-level Entropy Production Rate](https://mlsanity.com/paper/2509.04492/) (2025)
- [Topic Coverage-based Demonstration Retrieval for In-Context Learning](https://mlsanity.com/paper/2509.12451/) (2025)
- [Continual Low-Rank Adapters for LLM-based Generative Recommender Systems](https://mlsanity.com/paper/2510.25093/) (2025)
- [Bayesian-LoRA: Probabilistic Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2601.21003/) (2026)
- [User-Adaptive Meta-Learning for Cold-Start Medication Recommendation with Uncertainty Filtering](https://mlsanity.com/paper/2601.22820/) (2026)
- [Uncertainty and Fairness Awareness in LLM-Based Recommendation Systems](https://mlsanity.com/paper/2602.02582/) (2026)
- [Do LLM Recommenders Know When They're Hallucinating? Auditing Confidence Calibration in Catalog Faithfulness](https://mlsanity.com/paper/2608.10008/) (2026)
- [Large Language Models and 3D Vision for Intelligent Robotic Perception and Autonomy](https://mlsanity.com/paper/2511.11777/) (2025)
- [A Risk Decomposition Framework for Pre-Hoc Fine-Tuning Prediction](https://mlsanity.com/paper/2606.17649/) (2026)
- [Ask to Be Sure: Informative Interactions for Confident Multi-Turn LLM Recommendation](https://mlsanity.com/paper/2608.15949/) (2026)
- [Profiling What Matters: Context-Aware Item Profiles from Large-Scale Metadata for LLM Recommenders](https://mlsanity.com/paper/2608.20801/) (2026)

## Abstract (arXiv)

Despite the widespread adoption of large language models (LLMs) for recommendation, we demonstrate that LLMs often exhibit uncertainty in their recommendations. To ensure the trustworthy use of LLMs in generating recommendations, we emphasize the importance of assessing the reliability of recommendations generated by LLMs. We start by introducing a novel framework for estimating the predictive uncertainty to quantitatively measure the reliability of LLM-based recommendations. We further propose to decompose the predictive uncertainty into recommendation uncertainty and prompt uncertainty, enabling in-depth analyses of the primary source of uncertainty. Through extensive experiments, we (1) demonstrate predictive uncertainty effectively indicates the reliability of LLM-based recommendations, (2) investigate the origins of uncertainty with decomposed uncertainty measures, and (3) propose uncertainty-aware prompting for a lower predictive uncertainty and enhanced recommendation. Our source code and model weights are available at https://github.com/WonbinKweon/UNC_LLM_REC_WWW2025
