# HumorReject: Decoupling LLM Safety from Refusal Prefix via A Little Humor

arXiv: https://arxiv.org/abs/2501.13677 · HTML: https://mlsanity.com/paper/2501.13677/

## Key facts

- Cited by 6 papers in the map (data through 14 Oct 2026).
- Placed in Safety alignment, refusal and guardrails, one of 12 directions in LLM safety and security.
- Builds on 32 of its 46 references that are in the map.
- First posted on arXiv 23 Jan 2025.

## Placed in

- LLM safety and security / [Safety alignment, refusal and guardrails](https://mlsanity.com/safety/safety-alignment-refusal-and-guardrails/)

## Builds on (most cited first, 30 of 32)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [Deep reinforcement learning from human preferences](https://mlsanity.com/paper/1706.03741/) (2017)
- [Mistral 7B](https://mlsanity.com/paper/2310.06825/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Gemma 2: Improving Open Language Models at a Practical Size](https://mlsanity.com/paper/2408.00118/) (2024)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [LlamaFactory: Unified Efficient Fine-Tuning of 100+ Language Models](https://mlsanity.com/paper/2403.13372/) (2024)
- [HarmBench: A Standardized Evaluation Framework for Automated Red Teaming and Robust Refusal](https://mlsanity.com/paper/2402.04249/) (2024)
- [Jailbreaking Black Box Large Language Models in Twenty Queries](https://mlsanity.com/paper/2310.08419/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [AutoDAN: Generating Stealthy Jailbreak Prompts on Aligned Large Language Models](https://mlsanity.com/paper/2310.04451/) (2023)
- [How Johnny Can Persuade LLMs to Jailbreak Them: Rethinking Persuasion to Challenge AI Safety by Humanizing LLMs](https://mlsanity.com/paper/2401.06373/) (2024)
- [ORPO: Monolithic Preference Optimization without Reference Model](https://mlsanity.com/paper/2403.07691/) (2024)
- [On Adaptive Attacks to Adversarial Example Defenses](https://mlsanity.com/paper/2002.08347/) (2020)
- [XSTest: A Test Suite for Identifying Exaggerated Safety Behaviours in Large Language Models](https://mlsanity.com/paper/2308.01263/) (2023)
- [Jailbreaking Leading Safety-Aligned LLMs with Simple Adaptive Attacks](https://mlsanity.com/paper/2404.02151/) (2024)
- [Safety Alignment Should Be Made More Than Just a Few Tokens Deep](https://mlsanity.com/paper/2406.05946/) (2024)
- [Improving Alignment and Robustness with Circuit Breakers](https://mlsanity.com/paper/2406.04313/) (2024)
- [A Wolf in Sheep's Clothing: Generalized Nested Jailbreak Prompts can Fool Large Language Models Easily](https://mlsanity.com/paper/2311.08268/) (2023)
- [Multilingual Jailbreak Challenges in Large Language Models](https://mlsanity.com/paper/2310.06474/) (2023)
- [CodeChameleon: Personalized Encryption Framework for Jailbreaking Large Language Models](https://mlsanity.com/paper/2402.16717/) (2024)
- [CodeAttack: Revealing Safety Generalization Challenges of Large Language Models via Code Completion](https://mlsanity.com/paper/2403.07865/) (2024)
- [Refuse Whenever You Feel Unsafe: Improving Safety in LLMs via Decoupled Refusal Training](https://mlsanity.com/paper/2407.09121/) (2024)
- [Let's Think Outside the Box: Exploring Leap-of-Thought in Large Language Models with Creative Humor Generation](https://mlsanity.com/paper/2312.02439/) (2023)
- [The Dark Side of Function Calling: Pathways to Jailbreaking Large Language Models](https://mlsanity.com/paper/2407.17915/) (2024)

## Built on by (most cited first, 6 of 6)

- [TraceRouter: Robust Safety for Large Foundation Models via Path-Level Intervention](https://mlsanity.com/paper/2601.21900/) (2026)
- [Large Language Models for Subjective Language Understanding: A Survey](https://mlsanity.com/paper/2508.07959/) (2025)
- [Same Model, Different Weakness: How Language and Modality Reshape the Jailbreak Attack Surface in Frontier MLLMs](https://mlsanity.com/paper/2605.23157/) (2026)
- [Refusal is Not Safety! Benchmarking Latent Safety Risks of LLM-Driven Content Humorization](https://mlsanity.com/paper/2607.15977/) (2026)
- [Incomplete Prompt Jailbreaks in Large Language Models](https://mlsanity.com/paper/2607.20473/) (2026)
- [Towards High-Level Semantic Intelligence](https://mlsanity.com/paper/2607.24082/) (2026)

## Abstract (arXiv)

Large Language Models (LLMs) commonly rely on explicit refusal prefixes for safety, making them vulnerable to prefix injection attacks. We introduce HumorReject, a novel data-driven approach that reimagines LLM safety by decoupling it from refusal prefixes through humor as an indirect refusal strategy. Rather than explicitly rejecting harmful instructions, HumorReject responds with contextually appropriate humor that naturally defuses potentially dangerous requests. Our approach effectively addresses common "over-defense" issues while demonstrating superior robustness against various attack vectors. Our findings suggest that improvements in training data design can be as important as the alignment algorithm itself in achieving effective LLM safety. The code and dataset are available at https://github.com/wooozihui/HumorReject.
