# Adaptive Retrieval Without Self-Knowledge? Bringing Uncertainty Back Home

arXiv: https://arxiv.org/abs/2501.12835 · HTML: https://mlsanity.com/paper/2501.12835/

## Key facts

- Cited by 33 papers in the map (data through 14 Oct 2026).
- Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation.
- Builds on 36 of its 53 references that are in the map.
- First posted on arXiv 22 Jan 2025.

## Placed in

- Retrieval-augmented generation / [RAG robustness and adaptive retrieval](https://mlsanity.com/rag/rag-robustness-and-adaptive-retrieval/)

## Builds on (most cited first, 30 of 36)

- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Exploring the Limits of Transfer Learning with a Unified Text-to-Text Transformer](https://mlsanity.com/paper/1910.10683/) (2019)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [SQuAD: 100,000+ Questions for Machine Comprehension of Text](https://mlsanity.com/paper/1606.05250/) (2016)
- [Dense Passage Retrieval for Open-Domain Question Answering](https://mlsanity.com/paper/2004.04906/) (2020)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [Qwen2 Technical Report](https://mlsanity.com/paper/2407.10671/) (2024)
- [Language Models (Mostly) Know What They Know](https://mlsanity.com/paper/2207.05221/) (2022)
- [Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection](https://mlsanity.com/paper/2310.11511/) (2023)
- [A Simple Unified Framework for Detecting Out-of-Distribution Samples and Adversarial Attacks](https://mlsanity.com/paper/1807.03888/) (2018)
- [Improving language models by retrieving from trillions of tokens](https://mlsanity.com/paper/2112.04426/) (2021)
- [Constructing A Multi-hop QA Dataset for Comprehensive Evaluation of Reasoning Steps](https://mlsanity.com/paper/2011.01060/) (2020)
- [When Not to Trust Language Models: Investigating Effectiveness of Parametric and Non-Parametric Memories](https://mlsanity.com/paper/2212.10511/) (2022)
- [Measuring and Narrowing the Compositionality Gap in Language Models](https://mlsanity.com/paper/2210.03350/) (2022)
- [Interleaving Retrieval with Chain-of-Thought Reasoning for Knowledge-Intensive Multi-Step Questions](https://mlsanity.com/paper/2212.10509/) (2022)
- [Large Language Models Can Be Easily Distracted by Irrelevant Context](https://mlsanity.com/paper/2302.00093/) (2023)
- [Generalization through Memorization: Nearest Neighbor Language Models](https://mlsanity.com/paper/1911.00172/) (2019)
- [In-Context Retrieval-Augmented Language Models](https://mlsanity.com/paper/2302.00083/) (2023)
- [Adaptive-RAG: Learning to Adapt Retrieval-Augmented Large Language Models through Question Complexity](https://mlsanity.com/paper/2403.14403/) (2024)
- [Physics of Language Models: Part 3.1, Knowledge Storage and Extraction](https://mlsanity.com/paper/2309.14316/) (2023)
- [Unsupervised Quality Estimation for Neural Machine Translation](https://mlsanity.com/paper/2005.10608/) (2020)
- [Out-of-Distribution Detection and Selective Generation for Conditional Language Models](https://mlsanity.com/paper/2209.15558/) (2022)
- [Fact-Checking the Output of Large Language Models via Token-Level Uncertainty Quantification](https://mlsanity.com/paper/2403.04696/) (2024)
- [Eigenvalues of the Hessian in Deep Learning: Singularity and Beyond](https://mlsanity.com/paper/1611.07476/) (2016)
- [Rademacher Complexity for Adversarially Robust Generalization](https://mlsanity.com/paper/1810.11914/) (2018)
- [LM-Polygraph: Uncertainty Estimation for Language Models](https://mlsanity.com/paper/2311.07383/) (2023)
- [Search-in-the-Chain: Interactively Enhancing Large Language Models with Search for Knowledge-intensive Tasks](https://mlsanity.com/paper/2304.14732/) (2023)
- [Mutual Information Alleviates Hallucinations in Abstractive Summarization](https://mlsanity.com/paper/2210.13210/) (2022)
- [When Do LLMs Need Retrieval Augmentation? Mitigating LLMs' Overconfidence Helps Retrieval Augmentation](https://mlsanity.com/paper/2402.11457/) (2024)

## Built on by (most cited first, 30 of 33)

- [Investigating the Impact of Quantization Methods on the Safety and Reliability of Large Language Models](https://mlsanity.com/paper/2502.15799/) (2025)
- [Reconsidering LLM Uncertainty Estimation Methods in the Wild](https://mlsanity.com/paper/2506.01114/) (2025)
- [Query-Level Uncertainty in Large Language Models](https://mlsanity.com/paper/2506.09669/) (2025)
- [Self-Routing RAG: Binding Selective Retrieval with Knowledge Verbalization](https://mlsanity.com/paper/2504.01018/) (2025)
- [LLM-Independent Adaptive RAG: Let the Question Speak for Itself](https://mlsanity.com/paper/2505.04253/) (2025)
- [To Call or Not to Call: A Framework to Assess and Optimize LLM Tool Calling](https://mlsanity.com/paper/2605.00737/) (2026)
- [Faithfulness-Aware Uncertainty Quantification for Fact-Checking the Output of Retrieval Augmented Generation](https://mlsanity.com/paper/2505.21072/) (2025)
- [Uncertainty Quantification for Retrieval-Augmented Reasoning](https://mlsanity.com/paper/2510.11483/) (2025)
- [NOVA: NOise-aware Verbal Confidence CAlibration for Robust Large Language Models in RAG Systems](https://mlsanity.com/paper/2601.11004/) (2026)
- [LLMs Should Express Uncertainty Explicitly](https://mlsanity.com/paper/2604.05306/) (2026)
- [RGAR: Recurrence Generation-augmented Retrieval for Factual-aware Medical Question Answering](https://mlsanity.com/paper/2502.13361/) (2025)
- [Self-Taught Self-Correction for Small Language Models](https://mlsanity.com/paper/2503.08681/) (2025)
- [Will It Still Be True Tomorrow? Multilingual Evergreen Question Classification to Improve Trustworthy QA](https://mlsanity.com/paper/2505.21115/) (2025)
- [Do LVLMs Know What They Know? A Systematic Study of Knowledge Boundary Perception in LVLMs](https://mlsanity.com/paper/2508.19111/) (2025)
- [How You Ask Matters! Adaptive RAG Robustness to Query Variations](https://mlsanity.com/paper/2604.10745/) (2026)
- [HALT: Verification-Aware Stopping for Retrieval-Augmented Search Agents](https://mlsanity.com/paper/2608.02009/) (2026)
- [Evaluating Confidence-Gated Retrieval with Matched Trajectory Replay](https://mlsanity.com/paper/2608.26846/) (2026)
- [Fast, Slow, and Tool-augmented Thinking for LLMs: A Review](https://mlsanity.com/paper/2508.12265/) (2025)
- [Pandora's AI Model Routing Box: Efficient Allocation with Costly Value Estimation](https://mlsanity.com/paper/2608.20316/) (2026)
- [Optimizing Retrieval for RAG via Reinforcement Learning](https://mlsanity.com/paper/2510.24652/) (2025)
- [Leveraging LLM Parametric Knowledge for Fact Checking without Retrieval](https://mlsanity.com/paper/2603.05471/) (2026)
- [Pre-Generation Hallucination Detection in Large Language Models via Soft-Target Attention Probing](https://mlsanity.com/paper/2606.21917/) (2026)
- [When Reranking Hurts: Uncertainty-Based Gating for Few-Shot Reranking](https://mlsanity.com/paper/2606.31087/) (2026)
- [From Sequence to Structure: Relational Uncertainty Propagation for LLM Agents](https://mlsanity.com/paper/2608.16002/) (2026)
- [Return or Revise? Learning When Revision Helps Retrieval-Augmented QA](https://mlsanity.com/paper/2609.30087/) (2026)
- [Evolutionary Search for Automated Design of Uncertainty Quantification Methods](https://mlsanity.com/paper/2604.03473/) (2026)
- [ICICLE: Expanding Retrieval with In-Context Documents](https://mlsanity.com/paper/2605.26902/) (2026)
- [How Do Uncertainty Estimators Align with Hallucination Occurrence in LLMs?](https://mlsanity.com/paper/2605.27016/) (2026)
- [When Depth Is Better Told Than Shown: Depth-Ordinal Prompting for Vision-Language Spatial Reasoning](https://mlsanity.com/paper/2607.11173/) (2026)
- [LODESTAR: Robust Entropy-Based Answer Selection in Retrieval-Augmented Generation for Question Answering -- Directing Frozen-LLM Entropy with a Reinforcement-Learned Prompt Polarizer under Misleading Passages](https://mlsanity.com/paper/2608.11922/) (2026)

## Abstract (arXiv)

Retrieval Augmented Generation (RAG) improves correctness of Question Answering (QA) and addresses hallucinations in Large Language Models (LLMs), yet greatly increase computational costs. Besides, RAG is not always needed as may introduce irrelevant information. Recent adaptive retrieval methods integrate LLMs' intrinsic knowledge with external information appealing to LLM self-knowledge, but they often neglect efficiency evaluations and comparisons with uncertainty estimation techniques. We bridge this gap by conducting a comprehensive analysis of 35 adaptive retrieval methods, including 8 recent approaches and 27 uncertainty estimation techniques, across 6 datasets using 10 metrics for QA performance, self-knowledge, and efficiency. Our findings show that uncertainty estimation techniques often outperform complex pipelines in terms of efficiency and self-knowledge, while maintaining comparable QA performance.
