# SUGAR: Leveraging Contextual Confidence for Smarter Retrieval

arXiv: https://arxiv.org/abs/2501.04899 · HTML: https://mlsanity.com/paper/2501.04899/

## Key facts

- Cited by 7 papers in the map (data through 14 Oct 2026).
- Placed in RAG robustness and adaptive retrieval, one of 15 directions in Retrieval-augmented generation.
- Builds on 31 of its 38 references that are in the map.
- First posted on arXiv 9 Jan 2025.

## Placed in

- Retrieval-augmented generation / [RAG robustness and adaptive retrieval](https://mlsanity.com/rag/rag-robustness-and-adaptive-retrieval/)

## Builds on (most cited first, 30 of 31)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Retrieval-Augmented Generation for Knowledge-Intensive NLP Tasks](https://mlsanity.com/paper/2005.11401/) (2020)
- [SQuAD: 100,000+ Questions for Machine Comprehension of Text](https://mlsanity.com/paper/1606.05250/) (2016)
- [HotpotQA: A Dataset for Diverse, Explainable Multi-hop Question Answering](https://mlsanity.com/paper/1809.09600/) (2018)
- [Scaling Instruction-Finetuned Language Models](https://mlsanity.com/paper/2210.11416/) (2022)
- [TriviaQA: A Large Scale Distantly Supervised Challenge Dataset for Reading Comprehension](https://mlsanity.com/paper/1705.03551/) (2017)
- [Retrieval-Augmented Generation for Large Language Models: A Survey](https://mlsanity.com/paper/2312.10997/) (2023)
- [REALM: Retrieval-Augmented Language Model Pre-Training](https://mlsanity.com/paper/2002.08909/) (2020)
- [Self-RAG: Learning to Retrieve, Generate, and Critique through Self-Reflection](https://mlsanity.com/paper/2310.11511/) (2023)
- [Constructing A Multi-hop QA Dataset for Comprehensive Evaluation of Reasoning Steps](https://mlsanity.com/paper/2011.01060/) (2020)
- [Unsupervised Dense Information Retrieval with Contrastive Learning](https://mlsanity.com/paper/2112.09118/) (2021)
- [When Not to Trust Language Models: Investigating Effectiveness of Parametric and Non-Parametric Memories](https://mlsanity.com/paper/2212.10511/) (2022)
- [Interleaving Retrieval with Chain-of-Thought Reasoning for Knowledge-Intensive Multi-Step Questions](https://mlsanity.com/paper/2212.10509/) (2022)
- [Large Language Models Can Be Easily Distracted by Irrelevant Context](https://mlsanity.com/paper/2302.00093/) (2023)
- [Semantic Uncertainty: Linguistic Invariances for Uncertainty Estimation in Natural Language Generation](https://mlsanity.com/paper/2302.09664/) (2023)
- [Large Language Models: A Survey](https://mlsanity.com/paper/2402.06196/) (2024)
- [Active Retrieval Augmented Generation](https://mlsanity.com/paper/2305.06983/) (2023)
- [Adaptive-RAG: Learning to Adapt Retrieval-Augmented Large Language Models through Question Complexity](https://mlsanity.com/paper/2403.14403/) (2024)
- [Surface Form Competition: Why the Highest Probability Answer Isn't Always Right](https://mlsanity.com/paper/2104.08315/) (2021)
- [Don't Hallucinate, Abstain: Identifying LLM Knowledge Gaps via Multi-LLM Collaboration](https://mlsanity.com/paper/2402.00367/) (2024)
- [ClashEval: Quantifying the tug-of-war between an LLM's internal prior and external evidence](https://mlsanity.com/paper/2404.10198/) (2024)
- [Self-Knowledge Guided Retrieval Augmentation for Large Language Models](https://mlsanity.com/paper/2310.05002/) (2023)
- [Why So Gullible? Enhancing the Robustness of Retrieval-Augmented Models against Counterfactual Noise](https://mlsanity.com/paper/2305.01579/) (2023)
- [Adaptation with Self-Evaluation to Improve Selective Prediction in LLMs](https://mlsanity.com/paper/2310.11689/) (2023)
- [Interpretable Unified Language Checking](https://mlsanity.com/paper/2304.03728/) (2023)
- [From RAGs to rich parameters: Probing how language models utilize external knowledge over parametric information for factual queries](https://mlsanity.com/paper/2406.12824/) (2024)
- [Evaluating the External and Parametric Knowledge Fusion of Large Language Models](https://mlsanity.com/paper/2405.19010/) (2024)

## Built on by (most cited first, 7 of 7)

- [HiPRAG: Hierarchical Process Rewards for Efficient Agentic Retrieval Augmented Generation](https://mlsanity.com/paper/2510.07794/) (2025)
- [Retrieval as a Decision: Training-Free Adaptive Gating for Efficient RAG](https://mlsanity.com/paper/2511.09803/) (2025)
- [The Anatomy of Uncertainty in LLMs](https://mlsanity.com/paper/2603.24967/) (2026)
- [SAAS: Self-Aware Reinforcement Learning for Over-Search Mitigation in Agentic Search](https://mlsanity.com/paper/2605.29796/) (2026)
- [When Confidence Takes the Wrong Path: Diagnosing Retrieval-State Lock-In in RAG](https://mlsanity.com/paper/2606.22728/) (2026)
- [Towards Dependable Retrieval-Augmented Generation Using Factual Confidence Prediction](https://mlsanity.com/paper/2605.05244/) (2026)
- [Hybrid Adversarial Defence for Natural Language Understanding Tasks](https://mlsanity.com/paper/2606.04612/) (2026)

## Abstract (arXiv)

Bearing in mind the limited parametric knowledge of Large Language Models (LLMs), retrieval-augmented generation (RAG) which supplies them with the relevant external knowledge has served as an approach to mitigate the issue of hallucinations to a certain extent. However, uniformly retrieving supporting context makes response generation source-inefficient, as triggering the retriever is not always necessary, or even inaccurate, when a model gets distracted by noisy retrieved content and produces an unhelpful answer. Motivated by these issues, we introduce Semantic Uncertainty Guided Adaptive Retrieval (SUGAR), where we leverage context-based entropy to actively decide whether to retrieve and to further determine between single-step and multi-step retrieval. Our empirical results show that selective retrieval guided by semantic uncertainty estimation improves the performance across diverse question answering tasks, as well as achieves a more efficient inference.
