# Few-shot Steerable Alignment: Adapting Rewards and LLM Policies with Neural Processes

arXiv: https://arxiv.org/abs/2412.13998 · HTML: https://mlsanity.com/paper/2412.13998/

## Key facts

- Cited by 4 papers in the map (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 18 of its 27 references that are in the map.
- First posted on arXiv 18 Dec 2024.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)

## Builds on (most cited first, 18 of 18)

- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [FiLM: Visual Reasoning with a General Conditioning Layer](https://mlsanity.com/paper/1709.07871/) (2017)
- [HuggingFace's Transformers: State-of-the-art Natural Language Processing](https://mlsanity.com/paper/1910.03771/) (2019)
- [Deep Sets](https://mlsanity.com/paper/1703.06114/) (2017)
- [UltraFeedback: Boosting Language Models with Scaled AI Feedback](https://mlsanity.com/paper/2310.01377/) (2023)
- [Personalized Soups: Personalized Large Language Model Alignment via Post-hoc Parameter Merging](https://mlsanity.com/paper/2310.11564/) (2023)
- [Rewarded soups: towards Pareto-optimal alignment by interpolating weights fine-tuned on diverse rewards](https://mlsanity.com/paper/2306.04488/) (2023)
- [A Roadmap to Pluralistic Alignment](https://mlsanity.com/paper/2402.05070/) (2024)
- [Personalizing Reinforcement Learning from Human Feedback with Variational Preference Learning](https://mlsanity.com/paper/2408.10075/) (2024)
- [Arithmetic Control of LLMs for Diverse User Preferences: Directional Preference Alignment with Multi-Objective Rewards](https://mlsanity.com/paper/2402.18571/) (2024)
- [Controllable Preference Optimization: Toward Controllable Multi-Objective Alignment](https://mlsanity.com/paper/2402.19085/) (2024)
- [Panacea: Pareto Alignment via Preference Adaptation for LLMs](https://mlsanity.com/paper/2402.02030/) (2024)
- [Conditional Language Policy: A General Framework for Steerable Multi-Objective Finetuning](https://mlsanity.com/paper/2407.15762/) (2024)
- [Direct Preference Optimization With Unobserved Preference Heterogeneity: The Necessity of Ternary Preferences](https://mlsanity.com/paper/2405.15065/) (2024)
- [Pareto-Optimal Learning from Preferences with Hidden Context](https://mlsanity.com/paper/2406.15599/) (2024)

## Built on by (most cited first, 4 of 4)

- [Inverse Reinforcement Learning Meets Large Language Model Post-Training: Basics, Advances, and Opportunities](https://mlsanity.com/paper/2507.13158/) (2025)
- [Preference Learning for AI Alignment: a Causal Perspective](https://mlsanity.com/paper/2506.05967/) (2025)
- [Activation Reward Models for Few-Shot Model Alignment](https://mlsanity.com/paper/2507.01368/) (2025)
- [Risk-Conditioned Fine-Tuning of Large Language Models](https://mlsanity.com/paper/2609.08064/) (2026)

## Abstract (arXiv)

As large language models (LLMs) become increasingly embedded in everyday applications, ensuring their alignment with the diverse preferences of individual users has become a critical challenge. Currently deployed approaches typically assume homogeneous user objectives and rely on single-objective fine-tuning. However, human preferences are inherently heterogeneous, influenced by various unobservable factors, leading to conflicting signals in preference data. Existing solutions addressing this diversity often require costly datasets labelled for specific objectives and involve training multiple reward models or LLM policies, which is computationally expensive and impractical. In this work, we present a novel framework for few-shot steerable alignment, where users' underlying preferences are inferred from a small sample of their choices. To achieve this, we extend the Bradley-Terry-Luce model to handle heterogeneous preferences with unobserved variability factors and propose its practical implementation for reward modelling and LLM fine-tuning. Thanks to our proposed approach of functional parameter-space conditioning, LLMs trained with our framework can be adapted to individual preferences at inference time, generating outputs over a continuum of behavioural modes. We empirically validate the effectiveness of methods, demonstrating their ability to capture and align with diverse human preferences in a data-efficient manner. Our code is made available at: https://github.com/kasia-kobalczyk/few-shot-steerable-alignment.
