# The Superalignment of Superhuman Intelligence with Large Language Models

arXiv: https://arxiv.org/abs/2412.11145 · HTML: https://mlsanity.com/paper/2412.11145/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Placed in MLLM training and visual instruction tuning, one of 16 directions in Multimodal LLMs / vision-language models.
- Builds on 51 of its 56 references that are in the map.
- First posted on arXiv 15 Dec 2024.

## Placed in

- Multimodal LLMs / vision-language models / [MLLM training and visual instruction tuning](https://mlsanity.com/mllm/mllm-training-and-visual-instruction-tuning/)
- LLM alignment / RLHF / preference optimisation / [Human values and AI feedback alignment](https://mlsanity.com/alignment/human-values-and-ai-feedback-alignment/)

## Builds on (most cited first, 30 of 51)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Training Verifiers to Solve Math Word Problems](https://mlsanity.com/paper/2110.14168/) (2021)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Evaluating Large Language Models Trained on Code](https://mlsanity.com/paper/2107.03374/) (2021)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [Neural Machine Translation by Jointly Learning to Align and Translate](https://mlsanity.com/paper/1409.0473/) (2014)
- [Self-Refine: Iterative Refinement with Self-Feedback](https://mlsanity.com/paper/2303.17651/) (2023)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Improving Factuality and Reasoning in Language Models through Multiagent Debate](https://mlsanity.com/paper/2305.14325/) (2023)
- [STaR: Bootstrapping Reasoning With Reasoning](https://mlsanity.com/paper/2203.14465/) (2022)
- [A General Theoretical Paradigm to Understand Learning from Human Preferences](https://mlsanity.com/paper/2310.12036/) (2023)
- [LLM Evaluators Recognize and Favor Their Own Generations](https://mlsanity.com/paper/2404.13076/) (2024)
- [Self-Rewarding Language Models](https://mlsanity.com/paper/2401.10020/) (2024)
- [Self-Play Fine-Tuning Converts Weak Language Models to Strong Language Models](https://mlsanity.com/paper/2401.01335/) (2024)
- [Generative Verifiers: Reward Modeling as Next-Token Prediction](https://mlsanity.com/paper/2408.15240/) (2024)
- [Weak-to-Strong Generalization: Eliciting Strong Capabilities With Weak Supervision](https://mlsanity.com/paper/2312.09390/) (2023)
- [Scalable agent alignment via reward modeling: a research direction](https://mlsanity.com/paper/1811.07871/) (2018)
- [AI safety via debate](https://mlsanity.com/paper/1805.00899/) (2018)
- [Self-critiquing models for assisting human evaluators](https://mlsanity.com/paper/2206.05802/) (2022)
- [JudgeLM: Fine-tuned Large Language Models are Scalable Judges](https://mlsanity.com/paper/2310.17631/) (2023)
- [The Curse of Recursion: Training on Generated Data Makes Models Forget](https://mlsanity.com/paper/2305.17493/) (2023)
- [Statistical Rejection Sampling Improves Preference Optimization](https://mlsanity.com/paper/2309.06657/) (2023)
- [Principle-Driven Self-Alignment of Language Models from Scratch with Minimal Human Supervision](https://mlsanity.com/paper/2305.03047/) (2023)
- [Preference Ranking Optimization for Human Alignment](https://mlsanity.com/paper/2306.17492/) (2023)
- [Self-Consuming Generative Models Go MAD](https://mlsanity.com/paper/2307.01850/) (2023)
- [Large Language Model Alignment: A Survey](https://mlsanity.com/paper/2309.15025/) (2023)
- [Measuring Progress on Scalable Oversight for Large Language Models](https://mlsanity.com/paper/2211.03540/) (2022)
- [Benchmarking Foundation Models with Language-Model-as-an-Examiner](https://mlsanity.com/paper/2306.04181/) (2023)

## Built on by (most cited first, 2 of 2)

- [Alice: Proactive Learning with Teacher's Demonstrations for Weak-to-Strong Generalization](https://mlsanity.com/paper/2504.07316/) (2025)
- [Multi-Agent Systems: From Classical Paradigms to Large Foundation Model-Enabled Futures](https://mlsanity.com/paper/2604.18133/) (2026)

## Abstract (arXiv)

We have witnessed superhuman intelligence thanks to the fast development of large language models and multimodal language models. As the application of such superhuman models becomes more and more popular, a critical question arises here: how can we ensure superhuman models are still safe, reliable and aligned well to human values? In this position paper, we discuss the concept of superalignment from the learning perspective to answer this question by outlining the learning paradigm shift from large-scale pretraining, supervised fine-tuning, to alignment training. We define superalignment as designing effective and efficient alignment algorithms to learn from noisy-labeled data (point-wise samples or pair-wise preference data) in a scalable way when the task becomes very complex for human experts to annotate and the model is stronger than human experts. We highlight some key research problems in superalignment, namely, weak-to-strong generalization, scalable oversight, and evaluation. We then present a conceptual framework for superalignment, which consists of three modules: an attacker which generates adversary queries trying to expose the weaknesses of a learner model; a learner which will refine itself by learning from scalable feedbacks generated by a critic model along with minimal human experts; and a critic which generates critics or explanations for a given query-response pair, with a target of improving the learner by criticizing. We discuss some important research problems in each component of this framework and highlight some interesting research ideas that are closely related to our proposed framework, for instance, self-alignment, self-play, self-refinement, and more. Last, we highlight some future research directions for superalignment, including identification of new emergent risks and multi-dimensional alignment.