# Knowledge Graph Guided Evaluation of Abstention Techniques

arXiv: https://arxiv.org/abs/2412.07430 · HTML: https://mlsanity.com/paper/2412.07430/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 44 references that are in the map.
- First posted on arXiv 10 Dec 2024.

## Builds on (most cited first, 29 of 29)

- [Adam: A Method for Stochastic Optimization](https://mlsanity.com/paper/1412.6980/) (2014)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Gemma 2: Improving Open Language Models at a Practical Size](https://mlsanity.com/paper/2408.00118/) (2024)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [Representation Engineering: A Top-Down Approach to AI Transparency](https://mlsanity.com/paper/2310.01405/) (2023)
- [RealToxicityPrompts: Evaluating Neural Toxic Degeneration in Language Models](https://mlsanity.com/paper/2009.11462/) (2020)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [LIMA: Less Is More for Alignment](https://mlsanity.com/paper/2305.11206/) (2023)
- [Refusal in Language Models Is Mediated by a Single Direction](https://mlsanity.com/paper/2406.11717/) (2024)
- [Ethical and social risks of harm from Language Models](https://mlsanity.com/paper/2112.04359/) (2021)
- [WildChat: 1M ChatGPT Interaction Logs in the Wild](https://mlsanity.com/paper/2405.01470/) (2024)
- [Dolma: an Open Corpus of Three Trillion Tokens for Language Model Pretraining Research](https://mlsanity.com/paper/2402.00159/) (2024)
- [Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions](https://mlsanity.com/paper/2309.07875/) (2023)
- [Toxicity in ChatGPT: Analyzing Persona-assigned Language Models](https://mlsanity.com/paper/2304.05335/) (2023)
- [Programming Refusal with Conditional Activation Steering](https://mlsanity.com/paper/2409.05907/) (2024)
- [LoRA Fine-tuning Efficiently Undoes Safety Training in Llama 2-Chat 70B](https://mlsanity.com/paper/2310.20624/) (2023)
- [Don't Hallucinate, Abstain: Identifying LLM Knowledge Gaps via Multi-LLM Collaboration](https://mlsanity.com/paper/2402.00367/) (2024)
- [Understanding the Capabilities, Limitations, and Societal Impact of Large Language Models](https://mlsanity.com/paper/2102.02503/) (2021)
- [What's In My Big Data?](https://mlsanity.com/paper/2310.20707/) (2023)
- [LLM Agents can Autonomously Hack Websites](https://mlsanity.com/paper/2402.06664/) (2024)
- [The Art of Saying No: Contextual Noncompliance in Language Models](https://mlsanity.com/paper/2407.12043/) (2024)
- [Can Language Models be Instructed to Protect Personal Information?](https://mlsanity.com/paper/2310.02224/) (2023)
- [YAGO 4.5: A Large and Clean Knowledge Base with a Rich Taxonomy](https://mlsanity.com/paper/2308.11884/) (2023)
- [Towards Understanding the Fragility of Multilingual LLMs against Fine-Tuning Attacks](https://mlsanity.com/paper/2410.18210/) (2024)
- [Examining LLMs' Uncertainty Expression Towards Questions Outside Parametric Knowledge](https://mlsanity.com/paper/2311.09731/) (2023)
- [FRACTURED-SORRY-Bench: Framework for Revealing Attacks in Conversational Turns Undermining Refusal Efficacy and Defenses over SORRY-Bench (Automated Multi-shot Jailbreaks)](https://mlsanity.com/paper/2408.16163/) (2024)

## Built on by (most cited first, 2 of 2)

- [Who's Asking? Simulating Role-Based Questions for Conversational AI Evaluation](https://mlsanity.com/paper/2510.16829/) (2025)
- [When Do Model Internals Help? Exploring the Role of Representation Engineering in LLM Safety](https://mlsanity.com/paper/2609.34771/) (2026)

## Abstract (arXiv)

To deploy language models safely, it is crucial that they abstain from responding to inappropriate requests. Several prior studies test the safety promises of models based on their effectiveness in blocking malicious requests. In this work, we focus on evaluating the underlying techniques that cause models to abstain. We create SELECT, a benchmark derived from a set of benign concepts (e.g., "rivers") from a knowledge graph. Focusing on benign concepts isolates the effect of safety training, and grounding these concepts in a knowledge graph allows us to study the generalization and specificity of abstention techniques. Using SELECT, we benchmark different abstention techniques over six open-weight and closed-source models. We find that the examined techniques indeed cause models to abstain with over 80% abstention rates. However, these techniques are not as effective for descendants of the target concepts, where abstention rates drop by 19%. We also characterize the generalization-specificity trade-offs for different techniques. Overall, no single technique is invariably better than others, and our findings inform practitioners of the various trade-offs involved.
