# Push the Limit of Multi-modal Emotion Recognition by Prompting LLMs with Receptive-Field-Aware Attention Weighting

arXiv: https://arxiv.org/abs/2411.17674 · HTML: https://mlsanity.com/paper/2411.17674/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 25 of its 35 references that are in the map.
- First posted on arXiv 26 Nov 2024.

## Builds on (most cited first, 25 of 25)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Chain-of-Thought Prompting Elicits Reasoning in Large Language Models](https://mlsanity.com/paper/2201.11903/) (2022)
- [Semi-Supervised Classification with Graph Convolutional Networks](https://mlsanity.com/paper/1609.02907/) (2016)
- [Graph Attention Networks](https://mlsanity.com/paper/1710.10903/) (2017)
- [Scaling Laws for Neural Language Models](https://mlsanity.com/paper/2001.08361/) (2020)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [HuBERT: Self-Supervised Speech Representation Learning by Masked Prediction of Hidden Units](https://mlsanity.com/paper/2106.07447/) (2021)
- [Multimodal Machine Learning: A Survey and Taxonomy](https://mlsanity.com/paper/1705.09406/) (2017)
- [Multimodal Learning with Transformers: A Survey](https://mlsanity.com/paper/2206.06488/) (2022)
- [DialogueRNN: An Attentive RNN for Emotion Detection in Conversations](https://mlsanity.com/paper/1811.00405/) (2018)
- [Dawn of the transformer era in speech emotion recognition: closing the valence gap](https://mlsanity.com/paper/2203.07378/) (2022)
- [COSMIC: COmmonSense knowledge for eMotion Identification in Conversations](https://mlsanity.com/paper/2010.02795/) (2020)
- [DialogueCRN: Contextual Reasoning Networks for Emotion Recognition in Conversations](https://mlsanity.com/paper/2106.01978/) (2021)
- [A Transformer-based joint-encoding for Emotion Recognition and Sentiment Analysis](https://mlsanity.com/paper/2006.15955/) (2020)
- [Multimodal Sentiment Analysis using Hierarchical Fusion with Context Modeling](https://mlsanity.com/paper/1806.06228/) (2018)
- [A Transformer-Based Model With Self-Distillation for Multimodal Emotion Recognition in Conversations](https://mlsanity.com/paper/2310.20494/) (2023)
- [COGMEN: COntextualized GNN based Multimodal Emotion recognitioN](https://mlsanity.com/paper/2205.02455/) (2022)
- [Emotion recognition by fusing time synchronous and time asynchronous representations](https://mlsanity.com/paper/2010.14102/) (2020)
- [Recurrent Space-time Graph Neural Networks](https://mlsanity.com/paper/1904.05582/) (2019)
- [Conversation Understanding using Relational Temporal Graph Neural Networks with Auxiliary Cross-Modality Interaction](https://mlsanity.com/paper/2311.04507/) (2023)
- [Representation learning through cross-modal conditional teacher-student training for speech emotion recognition](https://mlsanity.com/paper/2112.00158/) (2021)

## Abstract (arXiv)

Understanding the emotions in a dialogue usually requires external knowledge to accurately understand the contents. As the LLMs become more and more powerful, we do not want to settle on the limited ability of the pre-trained language model. However, the LLMs either can only process text modality or are too expensive to process the multimedia information. We aim to utilize both the power of LLMs and the supplementary features from the multimedia modalities. In this paper, we present a framework, Lantern, that can improve the performance of a certain vanilla model by prompting large language models with receptive-field-aware attention weighting. This framework trained a multi-task vanilla model to produce probabilities of emotion classes and dimension scores. These predictions are fed into the LLMs as references to adjust the predicted probabilities of each emotion class with its external knowledge and contextual understanding. We slice the dialogue into different receptive fields, and each sample is included in exactly t receptive fields. Finally, the predictions of LLMs are merged with a receptive-field-aware attention-driven weighting module. In the experiments, vanilla models CORECT and SDT are deployed in Lantern with GPT-4 or Llama-3.1-405B. The experiments in IEMOCAP with 4-way and 6-way settings demonstrated that the Lantern can significantly improve the performance of current vanilla models by up to 1.23% and 1.80%.
