# Safe PDE Boundary Control with Neural Operators

arXiv: https://arxiv.org/abs/2411.15643 · HTML: https://mlsanity.com/paper/2411.15643/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 52 of its 80 references that are in the map.
- First posted on arXiv 23 Nov 2024.

## Builds on (most cited first, 30 of 52)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Soft Actor-Critic: Off-Policy Maximum Entropy Deep Reinforcement Learning with a Stochastic Actor](https://mlsanity.com/paper/1801.01290/) (2018)
- [Fourier Neural Operator for Parametric Partial Differential Equations](https://mlsanity.com/paper/2010.08895/) (2020)
- [DeepONet: Learning nonlinear operators for identifying differential equations based on the universal approximation theorem of operators](https://mlsanity.com/paper/1910.03193/) (2019)
- [Constrained Policy Optimization](https://mlsanity.com/paper/1705.10528/) (2017)
- [FourCastNet: A Global Data-driven High-resolution Weather Model using Adaptive Fourier Neural Operators](https://mlsanity.com/paper/2202.11214/) (2022)
- [Neural Operator: Graph Kernel Network for Partial Differential Equations](https://mlsanity.com/paper/2003.03485/) (2020)
- [Physics-Informed Neural Operator for Learning Partial Differential Equations](https://mlsanity.com/paper/2111.03794/) (2021)
- [Machine learning accelerated computational fluid dynamics](https://mlsanity.com/paper/2102.01010/) (2021)
- [Control Barrier Functions: Theory and Applications](https://mlsanity.com/paper/1903.11199/) (2019)
- [Multipole Graph Neural Operator for Parametric Partial Differential Equations](https://mlsanity.com/paper/2006.09535/) (2020)
- [Safe Control with Learned Certificates: A Survey of Neural Lyapunov, Barrier, and Contraction methods](https://mlsanity.com/paper/2202.11762/) (2022)
- [Neural Lyapunov Control](https://mlsanity.com/paper/2005.00611/) (2020)
- [An Energy Approach to the Solution of Partial Differential Equations in Computational Mechanics via Machine Learning: Concepts, Implementation and Applications](https://mlsanity.com/paper/1908.10407/) (2019)
- [Learning to Walk in the Real World with Minimal Human Effort](https://mlsanity.com/paper/2002.08550/) (2020)
- [Safe Nonlinear Control Using Robust Neural Lyapunov-Barrier Functions](https://mlsanity.com/paper/2109.06697/) (2021)
- [DeepReach: A Deep Learning Approach to High-Dimensional Reachability](https://mlsanity.com/paper/2011.02082/) (2020)
- [The Safety Filter: A Unified View of Safety-Critical Control in Autonomous Systems](https://mlsanity.com/paper/2309.05837/) (2023)
- [NOMAD: Nonlinear Manifold Decoders for Operator Learning](https://mlsanity.com/paper/2206.03551/) (2022)
- [NeuralSim: Augmenting Differentiable Simulators with Neural Networks](https://mlsanity.com/paper/2011.04217/) (2020)
- [Constrained Variational Policy Optimization for Safe Reinforcement Learning](https://mlsanity.com/paper/2201.11927/) (2022)
- [Datasets and Benchmarks for Offline Safe Reinforcement Learning](https://mlsanity.com/paper/2306.09303/) (2023)
- [Learning Neural Constitutive Laws From Motion Observations for Generalizable PDE Dynamics](https://mlsanity.com/paper/2304.14369/) (2023)
- [Optimal control of PDEs using physics-informed neural networks](https://mlsanity.com/paper/2111.09880/) (2021)
- [Robust Control Barrier-Value Functions for Safety-Critical Control](https://mlsanity.com/paper/2104.02808/) (2021)
- [Learning Stability Certificates from Data](https://mlsanity.com/paper/2008.05952/) (2020)
- [How to Train Your Neural Control Barrier Function: Learning Safety Filters for Complex Input-Constrained Systems](https://mlsanity.com/paper/2310.15478/) (2023)
- [Learning Dissipative Dynamics in Chaotic Systems](https://mlsanity.com/paper/2106.06898/) (2021)
- [Safe Control Under Input Limits with Neural Control Barrier Functions](https://mlsanity.com/paper/2211.11056/) (2022)
- [Neural Operators for Bypassing Gain and Control Computations in PDE Backstepping](https://mlsanity.com/paper/2302.14265/) (2023)

## Built on by (most cited first, 1 of 1)

- [STCO: Conditional Neural Operators for Time-Dependent PDEs](https://mlsanity.com/paper/2608.20477/) (2026)

## Abstract (arXiv)

The physical world dynamics are generally governed by underlying partial differential equations (PDEs) with unknown analytical forms in science and engineering problems. Neural network based data-driven approaches have been heavily studied in simulating and solving PDE problems in recent years, but it is still challenging to move forward from understanding to controlling the unknown PDE dynamics. PDE boundary control instantiates a simplified but important problem by only focusing on PDE boundary conditions as the control input and output. However, current model-free PDE controllers cannot ensure the boundary output satisfies some given user-specified safety constraint. To this end, we propose a safety filtering framework to guarantee the boundary output stays within the safe set for current model-free controllers. Specifically, we first introduce a neural boundary control barrier function (BCBF) to ensure the feasibility of the trajectory-wise constraint satisfaction of boundary output. Based on the neural operator modeling the transfer function from boundary control input to output trajectories, we show that the change in the BCBF depends linearly on the change in input boundary, so quadratic programming-based safety filtering can be done for pre-trained model-free controllers. Extensive experiments under challenging hyperbolic, parabolic and Navier-Stokes PDE dynamics environments validate the plug-and-play effectiveness of the proposed method by achieving better general performance and boundary constraint satisfaction compared to the vanilla and constrained model-free controller baselines. The code is available at https://github.com/intelligent-control-lab/safe-pde-control.
