# LoRA-FAIR: Federated LoRA Fine-Tuning with Aggregation and Initialization Refinement

arXiv: https://arxiv.org/abs/2411.14961 · HTML: https://mlsanity.com/paper/2411.14961/

## Key facts

- Cited by 38 papers in the map (data through 14 Oct 2026).
- Builds on 39 of its 51 references that are in the map.
- First posted on arXiv 22 Nov 2024.

## Builds on (most cited first, 30 of 39)

- [An Image is Worth 16x16 Words: Transformers for Image Recognition at Scale](https://mlsanity.com/paper/2010.11929/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Parameter-Efficient Transfer Learning for NLP](https://mlsanity.com/paper/1902.00751/) (2019)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [Prefix-Tuning: Optimizing Continuous Prompts for Generation](https://mlsanity.com/paper/2101.00190/) (2021)
- [The Power of Scale for Parameter-Efficient Prompt Tuning](https://mlsanity.com/paper/2104.08691/) (2021)
- [MLP-Mixer: An all-MLP Architecture for Vision](https://mlsanity.com/paper/2105.01601/) (2021)
- [Moment Matching for Multi-Source Domain Adaptation](https://mlsanity.com/paper/1812.01754/) (2018)
- [Federated Learning with Non-IID Data](https://mlsanity.com/paper/1806.00582/) (2018)
- [Few-Shot Parameter-Efficient Fine-Tuning is Better and Cheaper than In-Context Learning](https://mlsanity.com/paper/2205.05638/) (2022)
- [GLM-130B: An Open Bilingual Pre-trained Model](https://mlsanity.com/paper/2210.02414/) (2022)
- [Parameter-Efficient Fine-Tuning for Large Models: A Comprehensive Survey](https://mlsanity.com/paper/2403.14608/) (2024)
- [Federated Learning on Non-IID Data Silos: An Experimental Study](https://mlsanity.com/paper/2102.02079/) (2021)
- [A Comprehensive Survey on Pretrained Foundation Models: A History from BERT to ChatGPT](https://mlsanity.com/paper/2302.09419/) (2023)
- [PiSSA: Principal Singular Values and Singular Vectors Adaptation of Large Language Models](https://mlsanity.com/paper/2404.02948/) (2024)
- [Towards Building the Federated GPT: Federated Instruction Tuning](https://mlsanity.com/paper/2305.05644/) (2023)
- [Improving LoRA in Privacy-preserving Federated Learning](https://mlsanity.com/paper/2403.12313/) (2024)
- [FederatedScope-LLM: A Comprehensive Package for Fine-tuning Large Language Models in Federated Learning](https://mlsanity.com/paper/2309.00363/) (2023)
- [FLoRA: Federated Fine-Tuning Large Language Models with Heterogeneous Low-Rank Adaptations](https://mlsanity.com/paper/2409.05976/) (2024)
- [Federated Learning from Pre-Trained Models: A Contrastive Learning Approach](https://mlsanity.com/paper/2209.10083/) (2022)
- [On the Effectiveness of Parameter-Efficient Fine-Tuning](https://mlsanity.com/paper/2211.15583/) (2022)
- [HydraLoRA: An Asymmetric LoRA Architecture for Efficient Fine-Tuning](https://mlsanity.com/paper/2404.19245/) (2024)
- [Heterogeneous LoRA for Federated Fine-tuning of On-Device Foundation Models](https://mlsanity.com/paper/2401.06432/) (2024)
- [Layer-wised Model Aggregation for Personalized Federated Learning](https://mlsanity.com/paper/2205.03993/) (2022)
- [Federated Fine-tuning of Large Language Models under Heterogeneous Tasks and Client Resources](https://mlsanity.com/paper/2402.11505/) (2024)
- [When Federated Learning Meets Pre-trained Language Models' Parameter-Efficient Tuning Methods](https://mlsanity.com/paper/2212.10025/) (2022)
- [FedBiOT: LLM Local Fine-tuning in Federated Learning without Full Model](https://mlsanity.com/paper/2406.17706/) (2024)

## Built on by (most cited first, 30 of 38)

- [FedSWA: Improving Generalization in Federated Learning with Highly Heterogeneous Data via Momentum-Based Stochastic Controlled Weight Averaging](https://mlsanity.com/paper/2507.20016/) (2025)
- [A Survey on Parameter-Efficient Fine-Tuning for Foundation Models in Federated Learning](https://mlsanity.com/paper/2504.21099/) (2025)
- [FedAdamW: A Communication-Efficient Optimizer with Convergence and Generalization Guarantees for Federated Large Models](https://mlsanity.com/paper/2510.27486/) (2025)
- [FedALT: Federated Fine-Tuning through Adaptive Local Training with Rest-of-World LoRA](https://mlsanity.com/paper/2503.11880/) (2025)
- [Federated Low-Rank Adaptation for Foundation Models: A Survey](https://mlsanity.com/paper/2505.13502/) (2025)
- [Ravan: Multi-Head Low-Rank Adaptation for Federated Fine-Tuning](https://mlsanity.com/paper/2506.05568/) (2025)
- [Adaptive LoRA Experts Allocation and Selection for Federated Fine-Tuning](https://mlsanity.com/paper/2509.15087/) (2025)
- [Rethinking LoRA for Privacy-Preserving Federated Learning in Large Models](https://mlsanity.com/paper/2602.19926/) (2026)
- [A Survey on Foundation Models for Personalized Federated Intelligence](https://mlsanity.com/paper/2505.06907/) (2025)
- [Convergence Analysis of Aggregation-Broadcast in LoRA-enabled Distributed Fine-Tuning](https://mlsanity.com/paper/2508.01348/) (2025)
- [Rethinking LoRA for Data Heterogeneous Federated Learning: Subspace and State Alignment](https://mlsanity.com/paper/2602.01746/) (2026)
- [FedTreeLoRA: Reconciling Statistical and Functional Heterogeneity in Federated LoRA Fine-Tuning](https://mlsanity.com/paper/2603.13282/) (2026)
- [Beyond Factor Aggregation: Gauge-Aware Low-Rank Server Representations for Federated LoRA](https://mlsanity.com/paper/2605.06733/) (2026)
- [Sequential Compression Layers for Efficient Federated Learning in Foundational Models](https://mlsanity.com/paper/2412.07021/) (2024)
- [FediLoRA: Practical Federated Fine-Tuning of Foundation Models Under Missing-Modality Constraints](https://mlsanity.com/paper/2509.06984/) (2025)
- [SDFLoRA: Selective Decoupled Federated LoRA for Privacy-preserving Fine-tuning with Heterogeneous Clients](https://mlsanity.com/paper/2601.11219/) (2026)
- [Graph Representation Learning Augmented Model Manipulation on Federated Fine-Tuning of LLMs](https://mlsanity.com/paper/2605.07961/) (2026)
- [Spectral Transformation for Layer-wise Global Rank Discovery in Federated LoRA for Vision Transformers](https://mlsanity.com/paper/2607.21074/) (2026)
- [SeFoRA: Sketch-Aggregated Federated Low-Rank Adaptation with Heterogeneous Client Ranks](https://mlsanity.com/paper/2608.10144/) (2026)
- [FedPA-LoRA: Product-Aligned Framework for Mitigating Aggregation and Initialization Errors in Heterogeneous Federated LoRA](https://mlsanity.com/paper/2608.15381/) (2026)
- [Frugal Federated Learning for Violence Detection: A Comparison of LoRA-Tuned VLMs and Personalized CNNs](https://mlsanity.com/paper/2510.17651/) (2025)
- [Federated Learning for Video Violence Detection: Complementary Roles of Lightweight CNNs and Vision-Language Models for Energy-Efficient Use](https://mlsanity.com/paper/2511.07171/) (2025)
- [ILoRA: Federated Learning with Low-Rank Adaptation for Heterogeneous Client Aggregation](https://mlsanity.com/paper/2511.16069/) (2025)
- [FedDetox: Robust Federated SLM Alignment via On-Device Data Sanitization](https://mlsanity.com/paper/2604.06833/) (2026)
- [Beyond Parameter Aggregation: Semantic Consensus for Federated Fine-Tuning of LLMs](https://mlsanity.com/paper/2605.11857/) (2026)
- [FedSmoothLoRA: Toward Smoother and Faster Convergence in Federated Low-Rank Adaptation](https://mlsanity.com/paper/2605.29460/) (2026)
- [Amortizing Federated Adaptation: Hypernetwork Driven LoRA for Personalized Foundation Models](https://mlsanity.com/paper/2606.06154/) (2026)
- [Shift-Dependent Asymmetry: Orthogonal Inverse Low-Rank Adaptation for Federated Medical Segmentation](https://mlsanity.com/paper/2606.08687/) (2026)
- [Priority-Aware Learning-Unlearning Correction for Dynamic Decentralized LoRA Fine-Tuning](https://mlsanity.com/paper/2606.22878/) (2026)
- [MineGrad: Gradient Inversion Attacks on LoRA Fine-Tuning](https://mlsanity.com/paper/2608.01521/) (2026)

## Abstract (arXiv)

Foundation models (FMs) achieve strong performance across diverse tasks with task-specific fine-tuning, yet full parameter fine-tuning is often computationally prohibitive for large models. Parameter-efficient fine-tuning (PEFT) methods like Low-Rank Adaptation (LoRA) reduce this cost by introducing low-rank matrices for tuning fewer parameters. While LoRA allows for efficient fine-tuning, it requires significant data for adaptation, making Federated Learning (FL) an appealing solution due to its privacy-preserving collaborative framework. However, combining LoRA with FL introduces two key challenges: the Server-Side Aggregation Bias, where server-side averaging of LoRA matrices diverges from the ideal global update, and the Client-Side Initialization Lag, emphasizing the need for consistent initialization across rounds. Existing approaches address these challenges individually, limiting their effectiveness. We propose LoRA-FAIR, a novel method that tackles both issues by introducing a correction term on the server, enhancing aggregation efficiency and accuracy. LoRA-FAIR maintains computational and communication efficiency, yielding superior performance over state-of-the-art methods. Experimental results on ViT and MLP-Mixer models across large-scale datasets demonstrate that LoRA-FAIR consistently achieves performance improvements in FL settings.