# Smile upon the Face but Sadness in the Eyes: Emotion Recognition based on Facial Expressions and Eye Behaviors

arXiv: https://arxiv.org/abs/2411.05879 · HTML: https://mlsanity.com/paper/2411.05879/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 19 of its 63 references that are in the map.
- First posted on arXiv 8 Nov 2024.

## Builds on (most cited first, 19 of 19)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Joint Face Detection and Alignment using Multi-task Cascaded Convolutional Networks](https://mlsanity.com/paper/1604.02878/) (2016)
- [Multimodal Transformer for Unaligned Multimodal Language Sequences](https://mlsanity.com/paper/1906.00295/) (2019)
- [Symmetric Cross Entropy for Robust Learning with Noisy Labels](https://mlsanity.com/paper/1908.06112/) (2019)
- [AffectNet: A Database for Facial Expression, Valence, and Arousal Computing in the Wild](https://mlsanity.com/paper/1708.03985/) (2017)
- [Deeper Depth Prediction with Fully Convolutional Residual Networks](https://mlsanity.com/paper/1606.00373/) (2016)
- [Deep Facial Expression Recognition: A Survey](https://mlsanity.com/paper/1804.08348/) (2018)
- [Efficient Low-rank Multimodal Fusion with Modality-Specific Factors](https://mlsanity.com/paper/1806.00064/) (2018)
- [Learning Modality-Specific Representations with Self-Supervised Multi-Task Learning for Multimodal Sentiment Analysis](https://mlsanity.com/paper/2102.04830/) (2021)
- [Trusted Multi-View Classification with Dynamic Evidential Fusion](https://mlsanity.com/paper/2204.11423/) (2022)
- [Suppressing Uncertainties for Large-Scale Facial Expression Recognition](https://mlsanity.com/paper/2002.10392/) (2020)
- [Improving Multimodal Fusion with Hierarchical Mutual Information Maximization for Multimodal Sentiment Analysis](https://mlsanity.com/paper/2109.00412/) (2021)
- [DFEW: A Large-Scale Database for Recognizing Dynamic Facial Expressions in the Wild](https://mlsanity.com/paper/2008.05924/) (2020)
- [Feature Decomposition and Reconstruction Learning for Effective Facial Expression Recognition](https://mlsanity.com/paper/2104.05160/) (2021)
- [MAE-DFER: Efficient Masked Autoencoder for Self-supervised Dynamic Facial Expression Recognition](https://mlsanity.com/paper/2307.02227/) (2023)
- [An End-to-End Visual-Audio Attention Network for Emotion Recognition in User-Generated Videos](https://mlsanity.com/paper/2003.00832/) (2020)
- [Spatio-Temporal Transformer for Dynamic Facial Expression Recognition in the Wild](https://mlsanity.com/paper/2205.04749/) (2022)
- [Tailor Versatile Multi-modal Learning for Multi-label Emotion Recognition](https://mlsanity.com/paper/2201.05834/) (2022)

## Built on by (most cited first, 1 of 1)

- [Multimodal Emotion Recognition in Conversations: A Survey of Methods, Trends, Challenges and Prospects](https://mlsanity.com/paper/2505.20511/) (2025)

## Abstract (arXiv)

Emotion Recognition (ER) is the process of identifying human emotions from given data. Currently, the field heavily relies on facial expression recognition (FER) because facial expressions contain rich emotional cues. However, it is important to note that facial expressions may not always precisely reflect genuine emotions and FER-based results may yield misleading ER. To understand and bridge this gap between FER and ER, we introduce eye behaviors as an important emotional cues for the creation of a new Eye-behavior-aided Multimodal Emotion Recognition (EMER) dataset. Different from existing multimodal ER datasets, the EMER dataset employs a stimulus material-induced spontaneous emotion generation method to integrate non-invasive eye behavior data, like eye movements and eye fixation maps, with facial videos, aiming to obtain natural and accurate human emotions. Notably, for the first time, we provide annotations for both ER and FER in the EMER, enabling a comprehensive analysis to better illustrate the gap between both tasks. Furthermore, we specifically design a new EMERT architecture to concurrently enhance performance in both ER and FER by efficiently identifying and bridging the emotion gap between the two.Specifically, our EMERT employs modality-adversarial feature decoupling and multi-task Transformer to augment the modeling of eye behaviors, thus providing an effective complement to facial expressions. In the experiment, we introduce seven multimodal benchmark protocols for a variety of comprehensive evaluations of the EMER dataset. The results show that the EMERT outperforms other state-of-the-art multimodal methods by a great margin, revealing the importance of modeling eye behaviors for robust ER. To sum up, we provide a comprehensive analysis of the importance of eye behaviors in ER, advancing the study on addressing the gap between FER and ER for more robust ER performance.