# TODO: Enhancing LLM Alignment with Ternary Preferences

arXiv: https://arxiv.org/abs/2411.02442 · HTML: https://mlsanity.com/paper/2411.02442/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in LLM preference optimization methods, one of 10 directions in LLM alignment / RLHF / preference optimisation.
- Builds on 22 of its 38 references that are in the map.
- First posted on arXiv 2 Nov 2024.

## Placed in

- LLM alignment / RLHF / preference optimisation / [LLM preference optimization methods](https://mlsanity.com/alignment/llm-preference-optimization-methods/)

## Builds on (most cited first, 22 of 22)

- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Measuring Massive Multitask Language Understanding](https://mlsanity.com/paper/2009.03300/) (2020)
- [Think you have Solved Question Answering? Try ARC, the AI2 Reasoning Challenge](https://mlsanity.com/paper/1803.05457/) (2018)
- [HellaSwag: Can a Machine Really Finish Your Sentence?](https://mlsanity.com/paper/1905.07830/) (2019)
- [TruthfulQA: Measuring How Models Mimic Human Falsehoods](https://mlsanity.com/paper/2109.07958/) (2021)
- [PIQA: Reasoning about Physical Commonsense in Natural Language](https://mlsanity.com/paper/1911.11641/) (2019)
- [Fine-Tuning Language Models from Human Preferences](https://mlsanity.com/paper/1909.08593/) (2019)
- [Multitask Prompted Training Enables Zero-Shot Task Generalization](https://mlsanity.com/paper/2110.08207/) (2021)
- [A General Theoretical Paradigm to Understand Learning from Human Preferences](https://mlsanity.com/paper/2310.12036/) (2023)
- [Enhancing Chat Language Models by Scaling High-quality Instructional Conversations](https://mlsanity.com/paper/2305.14233/) (2023)
- [Cross-Task Generalization via Natural Language Crowdsourcing Instructions](https://mlsanity.com/paper/2104.08773/) (2021)
- [ORPO: Monolithic Preference Optimization without Reference Model](https://mlsanity.com/paper/2403.07691/) (2024)
- [Zephyr: Direct Distillation of LM Alignment](https://mlsanity.com/paper/2310.16944/) (2023)
- [RewardBench: Evaluating Reward Models for Language Modeling](https://mlsanity.com/paper/2403.13787/) (2024)
- [Efficient Attentions for Long Document Summarization](https://mlsanity.com/paper/2104.02112/) (2021)
- [Is Reinforcement Learning (Not) for Natural Language Processing: Benchmarks, Baselines, and Building Blocks for Natural Language Policy Optimization](https://mlsanity.com/paper/2210.01241/) (2022)
- [Direct Preference Optimization with an Offset](https://mlsanity.com/paper/2402.10571/) (2024)
- [Pairwise Proximal Policy Optimization: Harnessing Relative Feedback for LLM Alignment](https://mlsanity.com/paper/2310.00212/) (2023)
- [Insights into Alignment: Evaluating DPO and its Variants Across Multiple Tasks](https://mlsanity.com/paper/2404.14723/) (2024)
- [Scaling Data Diversity for Fine-Tuning Language Models in Human Alignment](https://mlsanity.com/paper/2403.11124/) (2024)
- [Direct Alignment of Language Models via Quality-Aware Self-Refinement](https://mlsanity.com/paper/2405.21040/) (2024)

## Built on by (most cited first, 5 of 5)

- [A Survey of Direct Preference Optimization](https://mlsanity.com/paper/2503.11701/) (2025)
- [MaPPO: Maximum a Posteriori Preference Optimization with Prior Knowledge](https://mlsanity.com/paper/2507.21183/) (2025)
- [AMoPO: Adaptive Multi-objective Preference Optimization without Reward Models and Reference Models](https://mlsanity.com/paper/2506.07165/) (2025)
- [C2-DPO: Constrained Controlled Direct Preference Optimization](https://mlsanity.com/paper/2502.17507/) (2025)
- [Generating Place-Based Compromises Between Two Points of View](https://mlsanity.com/paper/2604.24536/) (2026)

## Abstract (arXiv)

Aligning large language models (LLMs) with human intent is critical for enhancing their performance across a variety of tasks. Standard alignment techniques, such as Direct Preference Optimization (DPO), often rely on the binary Bradley-Terry (BT) model, which can struggle to capture the complexities of human preferences -- particularly in the presence of noisy or inconsistent labels and frequent ties. To address these limitations, we introduce the Tie-rank Oriented Bradley-Terry model (TOBT), an extension of the BT model that explicitly incorporates ties, enabling more nuanced preference representation. Building on this, we propose Tie-rank Oriented Direct Preference Optimization (TODO), a novel alignment algorithm that leverages TOBT's ternary ranking system to improve preference alignment. In evaluations on Mistral-7B and Llama 3-8B models, TODO consistently outperforms DPO in modeling preferences across both in-distribution and out-of-distribution datasets. Additional assessments using MT Bench and benchmarks such as Piqa, ARC-c, and MMLU further demonstrate TODO's superior alignment performance. Notably, TODO also shows strong results in binary preference alignment, highlighting its versatility and potential for broader integration into LLM alignment. The implementation details can be found in https://github.com/XXares/TODO.
