# Minibatch Optimal Transport and Perplexity Bound Estimation in Discrete Flow Matching

arXiv: https://arxiv.org/abs/2411.00759 · HTML: https://mlsanity.com/paper/2411.00759/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in Flow matching, time series and science, one of 14 directions in Diffusion models.
- Builds on 41 of its 120 references that are in the map.
- First posted on arXiv 1 Nov 2024.

## Placed in

- Diffusion models / [Flow matching, time series and science](https://mlsanity.com/diffusion/flow-matching-time-series-and-science/)

## Builds on (most cited first, 30 of 41)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Denoising Diffusion Probabilistic Models](https://mlsanity.com/paper/2006.11239/) (2020)
- [Denoising Diffusion Implicit Models](https://mlsanity.com/paper/2010.02502/) (2020)
- [Score-Based Generative Modeling through Stochastic Differential Equations](https://mlsanity.com/paper/2011.13456/) (2020)
- [Deep Unsupervised Learning using Nonequilibrium Thermodynamics](https://mlsanity.com/paper/1503.03585/) (2015)
- [Hierarchical Text-Conditional Image Generation with CLIP Latents](https://mlsanity.com/paper/2204.06125/) (2022)
- [Scalable Diffusion Models with Transformers](https://mlsanity.com/paper/2212.09748/) (2022)
- [Flow Matching for Generative Modeling](https://mlsanity.com/paper/2210.02747/) (2022)
- [RoFormer: Enhanced Transformer with Rotary Position Embedding](https://mlsanity.com/paper/2104.09864/) (2021)
- [Neural Ordinary Differential Equations](https://mlsanity.com/paper/1806.07366/) (2018)
- [Improved Denoising Diffusion Probabilistic Models](https://mlsanity.com/paper/2102.09672/) (2021)
- [Flow Straight and Fast: Learning to Generate and Transfer Data with Rectified Flow](https://mlsanity.com/paper/2209.03003/) (2022)
- [Pointer Sentinel Mixture Models](https://mlsanity.com/paper/1609.07843/) (2016)
- [Structured Denoising Diffusion Models in Discrete State-Spaces](https://mlsanity.com/paper/2107.03006/) (2021)
- [Image Super-Resolution via Iterative Refinement](https://mlsanity.com/paper/2104.07636/) (2021)
- [Variational Diffusion Models](https://mlsanity.com/paper/2107.00630/) (2021)
- [Diffusion-LM Improves Controllable Text Generation](https://mlsanity.com/paper/2205.14217/) (2022)
- [The LAMBADA dataset: Word prediction requiring a broad discourse context](https://mlsanity.com/paper/1606.06031/) (2016)
- [Improving and generalizing flow-based generative models with minibatch optimal transport](https://mlsanity.com/paper/2302.00482/) (2023)
- [Simple and Effective Masked Diffusion Language Models](https://mlsanity.com/paper/2406.07524/) (2024)
- [Discrete Diffusion Modeling by Estimating the Ratios of the Data Distribution](https://mlsanity.com/paper/2310.16834/) (2023)
- [Maximum Likelihood Training of Score-Based Diffusion Models](https://mlsanity.com/paper/2101.09258/) (2021)
- [Simplified and Generalized Masked Diffusion for Discrete Data](https://mlsanity.com/paper/2406.04329/) (2024)
- [Argmax Flows and Multinomial Diffusion: Learning Categorical Distributions](https://mlsanity.com/paper/2102.05379/) (2021)
- [A Continuous Time Framework for Discrete Denoising Models](https://mlsanity.com/paper/2205.14987/) (2022)
- [DiffuSeq: Sequence to Sequence Text Generation with Diffusion Models](https://mlsanity.com/paper/2210.08933/) (2022)
- [Sliced Score Matching: A Scalable Approach to Density and Score Estimation](https://mlsanity.com/paper/1905.07088/) (2019)
- [Your Absorbing Discrete Diffusion Secretly Models the Conditional Distributions of Clean Data](https://mlsanity.com/paper/2406.03736/) (2024)
- [Analog Bits: Generating Discrete Data using Diffusion Models with Self-Conditioning](https://mlsanity.com/paper/2208.04202/) (2022)

## Built on by (most cited first, 5 of 5)

- [Efficient Perplexity Bound and Ratio Matching in Discrete Diffusion Language Models](https://mlsanity.com/paper/2507.04341/) (2025)
- [COT-FM: Cluster-wise Optimal Transport Flow Matching](https://mlsanity.com/paper/2603.13395/) (2026)
- [Infinite Mask Diffusion for Few-Step Distillation](https://mlsanity.com/paper/2605.10518/) (2026)
- [OT-MeanFlow3D: Bridging Optimal Transport and Meanflow for Efficient 3D Point Cloud Generation](https://mlsanity.com/paper/2509.22592/) (2025)
- [Flow Duality and Source Geometry for Categorical Generation](https://mlsanity.com/paper/2609.10863/) (2026)

## Abstract (arXiv)

Discrete flow matching, a recent framework for modeling categorical data, has shown competitive performance with autoregressive models. However, unlike continuous flow matching, the rectification strategy cannot be applied due to the stochasticity of discrete paths, necessitating alternative methods to minimize state transitions. We propose a dynamic-optimal-transport-like minimization objective and derive its Kantorovich formulation for discrete flows with convex interpolants, where transport cost depends solely on inter-state dissimilarity and can be optimized via minibatch strategies. We show that such methods can reduce the number of transitions up to 32 times (1024 to 32) to reach the same generative perplexity without compromising diversity. Additionally, path nondeterminism in discrete flows precludes an instantaneous change-of-variables analogue, preventing precise probability estimation available to continuous flows. We therefore propose two upper bounds on perplexity, enabling principled training, evaluation and model comparison. Finally, we introduce Multimask Flows which outperform masked flows in generative perplexity without compromising diversity, particularly when utilizing minibatch Optimal Transport.
