# FedCAP: Robust Federated Learning via Customized Aggregation and Personalization

arXiv: https://arxiv.org/abs/2410.13083 · HTML: https://mlsanity.com/paper/2410.13083/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 31 of its 45 references that are in the map.
- First posted on arXiv 16 Oct 2024.

## Builds on (most cited first, 30 of 31)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Advances and Open Problems in Federated Learning](https://mlsanity.com/paper/1912.04977/) (2019)
- [Federated Optimization in Heterogeneous Networks](https://mlsanity.com/paper/1812.06127/) (2018)
- [Byzantine-Robust Distributed Learning: Towards Optimal Statistical Rates](https://mlsanity.com/paper/1803.01498/) (2018)
- [Federated Multi-Task Learning](https://mlsanity.com/paper/1705.10467/) (2017)
- [Ditto: Fair and Robust Federated Learning Through Personalization](https://mlsanity.com/paper/2012.04221/) (2020)
- [Local Model Poisoning Attacks to Byzantine-Robust Federated Learning](https://mlsanity.com/paper/1911.11815/) (2019)
- [Adaptive Federated Learning in Resource Constrained Edge Computing Systems](https://mlsanity.com/paper/1804.05271/) (2018)
- [Federated Learning in Mobile Edge Networks: A Comprehensive Survey](https://mlsanity.com/paper/1909.11875/) (2019)
- [FLTrust: Byzantine-robust Federated Learning via Trust Bootstrapping](https://mlsanity.com/paper/2012.13995/) (2020)
- [The Hidden Vulnerability of Distributed Learning in Byzantium](https://mlsanity.com/paper/1802.07927/) (2018)
- [Robust Aggregation for Federated Learning](https://mlsanity.com/paper/1912.13445/) (2019)
- [A Little Is Enough: Circumventing Defenses For Distributed Learning](https://mlsanity.com/paper/1902.06156/) (2019)
- [Personalized Cross-Silo Federated Learning on Non-IID Data](https://mlsanity.com/paper/2007.03797/) (2020)
- [Federated learning with hierarchical clustering of local updates to improve training on non-IID data](https://mlsanity.com/paper/2004.11791/) (2020)
- [Personalized Federated Learning with First Order Model Optimization](https://mlsanity.com/paper/2012.08565/) (2020)
- [FedBABU: Towards Enhanced Representation for Federated Image Classification](https://mlsanity.com/paper/2106.06042/) (2021)
- [Privacy and Robustness in Federated Learning: Attacks and Defenses](https://mlsanity.com/paper/2012.06337/) (2020)
- [Fall of Empires: Breaking Byzantine-tolerant SGD by Inner Product Manipulation](https://mlsanity.com/paper/1903.03936/) (2019)
- [Byzantine-Robust Learning on Heterogeneous Datasets via Bucketing](https://mlsanity.com/paper/2006.09365/) (2020)
- [FLDetector: Defending Federated Learning Against Model Poisoning Attacks via Detecting Malicious Clients](https://mlsanity.com/paper/2207.09209/) (2022)
- [The Right to be Forgotten in Federated Learning: An Efficient Realization with Rapid Retraining](https://mlsanity.com/paper/2203.07320/) (2022)
- [Tackling Data Heterogeneity in Federated Learning with Class Prototypes](https://mlsanity.com/paper/2212.02758/) (2022)
- [Byzantine-Resilient Non-Convex Stochastic Gradient Descent](https://mlsanity.com/paper/2012.14368/) (2020)
- [FedAvg with Fine Tuning: Local Updates Lead to Representation Learning](https://mlsanity.com/paper/2205.13692/) (2022)
- [An Experimental Study of Byzantine-Robust Aggregation Schemes in Federated Learning](https://mlsanity.com/paper/2302.07173/) (2023)
- [Byzantine-robust Federated Learning through Collaborative Malicious Gradient Filtering](https://mlsanity.com/paper/2109.05872/) (2021)
- [AFLGuard: Byzantine-robust Asynchronous Federated Learning](https://mlsanity.com/paper/2212.06325/) (2022)
- [FedSecurity: Benchmarking Attacks and Defenses in Federated Learning and Federated LLMs](https://mlsanity.com/paper/2306.04959/) (2023)

## Built on by (most cited first, 1 of 1)

- [ORDERS: An Empirical Study of Norm-Rank Aggregation for Personalized Federated Learning](https://mlsanity.com/paper/2610.10361/) (2026)

## Abstract (arXiv)

Federated learning (FL), an emerging distributed machine learning paradigm, has been applied to various privacy-preserving scenarios. However, due to its distributed nature, FL faces two key issues: the non-independent and identical distribution (non-IID) of user data and vulnerability to Byzantine threats. To address these challenges, in this paper, we propose FedCAP, a robust FL framework against both data heterogeneity and Byzantine attacks. The core of FedCAP is a model update calibration mechanism to help a server capture the differences in the direction and magnitude of model updates among clients. Furthermore, we design a customized model aggregation rule that facilitates collaborative training among similar clients while accelerating the model deterioration of malicious clients. With a Euclidean norm-based anomaly detection mechanism, the server can quickly identify and permanently remove malicious clients. Moreover, the impact of data heterogeneity and Byzantine attacks can be further mitigated through personalization on the client side. We conduct extensive experiments, comparing multiple state-of-the-art baselines, to demonstrate that FedCAP performs well in several non-IID settings and shows strong robustness under a series of poisoning attacks.
