# SEAL: Safety-enhanced Aligned LLM Fine-tuning via Bilevel Data Selection

arXiv: https://arxiv.org/abs/2410.07471 · HTML: https://mlsanity.com/paper/2410.07471/

## Key facts

- Cited by 64 papers in the map (data through 14 Oct 2026).
- Builds on 74 of its 88 references that are in the map.
- First posted on arXiv 9 Oct 2024.

## Builds on (most cited first, 30 of 74)

- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [The Llama 3 Herd of Models](https://mlsanity.com/paper/2407.21783/) (2024)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [On the Opportunities and Risks of Foundation Models](https://mlsanity.com/paper/2108.07258/) (2021)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Universal and Transferable Adversarial Attacks on Aligned Language Models](https://mlsanity.com/paper/2307.15043/) (2023)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [The Pile: An 800GB Dataset of Diverse Text for Language Modeling](https://mlsanity.com/paper/2101.00027/) (2020)
- [Phi-3 Technical Report: A Highly Capable Language Model Locally on Your Phone](https://mlsanity.com/paper/2404.14219/) (2024)
- [Challenging BIG-Bench Tasks and Whether Chain-of-Thought Can Solve Them](https://mlsanity.com/paper/2210.09261/) (2022)
- [Pythia: A Suite for Analyzing Large Language Models Across Training and Scaling](https://mlsanity.com/paper/2304.01373/) (2023)
- [Jailbroken: How Does LLM Safety Training Fail?](https://mlsanity.com/paper/2307.02483/) (2023)
- [Fine-tuning Aligned Language Models Compromises Safety, Even When Users Do Not Intend To!](https://mlsanity.com/paper/2310.03693/) (2023)
- [Length-Controlled AlpacaEval: A Simple Way to Debias Automatic Evaluators](https://mlsanity.com/paper/2404.04475/) (2024)
- [BeaverTails: Towards Improved Safety Alignment of LLM via a Human-Preference Dataset](https://mlsanity.com/paper/2307.04657/) (2023)
- [AlpacaFarm: A Simulation Framework for Methods that Learn from Human Feedback](https://mlsanity.com/paper/2305.14387/) (2023)
- [The Flan Collection: Designing Data and Methods for Effective Instruction Tuning](https://mlsanity.com/paper/2301.13688/) (2023)
- [Red Teaming Language Models to Reduce Harms: Methods, Scaling Behaviors, and Lessons Learned](https://mlsanity.com/paper/2209.07858/) (2022)
- [Self-Play Fine-Tuning Converts Weak Language Models to Strong Language Models](https://mlsanity.com/paper/2401.01335/) (2024)
- [LESS: Selecting Influential Data for Targeted Instruction Tuning](https://mlsanity.com/paper/2402.04333/) (2024)
- [Is ChatGPT a General-Purpose Natural Language Processing Task Solver?](https://mlsanity.com/paper/2302.06476/) (2023)
- [Bilevel Programming for Hyperparameter Optimization and Meta-Learning](https://mlsanity.com/paper/1806.04910/) (2018)
- [Safety-Tuned LLaMAs: Lessons From Improving the Safety of Large Language Models that Follow Instructions](https://mlsanity.com/paper/2309.07875/) (2023)
- [A Survey on Large Language Model (LLM) Security and Privacy: The Good, the Bad, and the Ugly](https://mlsanity.com/paper/2312.02003/) (2023)
- [Orca: Progressive Learning from Complex Explanation Traces of GPT-4](https://mlsanity.com/paper/2306.02707/) (2023)
- [Data Selection for Language Models via Importance Resampling](https://mlsanity.com/paper/2302.03169/) (2023)
- [Shadow Alignment: The Ease of Subverting Safely-Aligned Language Models](https://mlsanity.com/paper/2310.02949/) (2023)

## Built on by (most cited first, 30 of 64)

- [Beyond Two-Stage Training: Cooperative SFT and RL for LLM Reasoning](https://mlsanity.com/paper/2509.06948/) (2025)
- [Layer-Aware Representation Filtering: Purifying Finetuning Data to Preserve LLM Safety Alignment](https://mlsanity.com/paper/2507.18631/) (2025)
- [Beware of Your Po! Measuring and Mitigating AI Safety Risks in Role-Play Fine-Tuning of LLMs](https://mlsanity.com/paper/2502.20968/) (2025)
- [Benign Samples Matter! Fine-tuning On Outlier Benign Samples Severely Breaks Safety](https://mlsanity.com/paper/2505.06843/) (2025)
- [Panacea: Mitigating Harmful Fine-tuning for Large Language Models via Post-fine-tuning Perturbation](https://mlsanity.com/paper/2501.18100/) (2025)
- [Why LLM Safety Guardrails Collapse After Fine-tuning: A Similarity Analysis Between Alignment and Fine-tuning Datasets](https://mlsanity.com/paper/2506.05346/) (2025)
- [AsFT: Anchoring Safety During LLM Fine-Tuning Within Narrow Safety Basin](https://mlsanity.com/paper/2506.08473/) (2025)
- [Fundamental Safety-Capability Trade-offs in Fine-tuning Large Language Models](https://mlsanity.com/paper/2503.20807/) (2025)
- [DataRater: Meta-Learned Dataset Curation](https://mlsanity.com/paper/2505.17895/) (2025)
- [Adaptive Defense against Harmful Fine-Tuning for Large Language Models via Bayesian Data Scheduler](https://mlsanity.com/paper/2510.27172/) (2025)
- [CTRAP: Embedding Collapse Trap to Safeguard Large Language Models from Harmful Fine-Tuning](https://mlsanity.com/paper/2505.16559/) (2025)
- [Shape it Up! Restoring LLM Safety during Finetuning](https://mlsanity.com/paper/2505.17196/) (2025)
- [Gradient Surgery for Safe LLM Fine-Tuning](https://mlsanity.com/paper/2508.07172/) (2025)
- [A Guardrail for Safety Preservation: When Safety-Sensitive Subspace Meets Harmful-Resistant Null-Space](https://mlsanity.com/paper/2510.14301/) (2025)
- [Defending MoE LLMs against Harmful Fine-Tuning via Safety Routing Alignment](https://mlsanity.com/paper/2509.22745/) (2025)
- [Safety at One Shot: Patching Fine-Tuned LLMs with A Single Instance](https://mlsanity.com/paper/2601.01887/) (2026)
- [Activation Approximations Can Incur Safety Vulnerabilities Even in Aligned LLMs: Comprehensive Analysis and Defense](https://mlsanity.com/paper/2502.00840/) (2025)
- [LDC-MTL: Balancing Multi-Task Learning through Scalable Loss Discrepancy Control](https://mlsanity.com/paper/2502.08585/) (2025)
- [No, of Course I Can! Deeper Fine-Tuning Attacks That Bypass Token-Level Safety Mechanisms](https://mlsanity.com/paper/2502.19537/) (2025)
- [Safety Subspaces are Not Linearly Distinct: A Fine-Tuning Case Study](https://mlsanity.com/paper/2505.14185/) (2025)
- [When Style Breaks Safety: Defending LLMs Against Superficial Style Alignment](https://mlsanity.com/paper/2506.07452/) (2025)
- [LoRA is All You Need for Safety Alignment of Reasoning LLMs](https://mlsanity.com/paper/2507.17075/) (2025)
- [Read the Scene, Not the Script: Outcome-Aware Safety for LLMs](https://mlsanity.com/paper/2510.04320/) (2025)
- [Pharmacist: Safety Alignment Data Curation for Large Language Models against Harmful Fine-tuning](https://mlsanity.com/paper/2510.10085/) (2025)
- [Antibody: Strengthening Defense Against Harmful Fine-Tuning for Large Language Models via Attenuating Harmful Gradient Influence](https://mlsanity.com/paper/2603.00498/) (2026)
- [A First-order Generative Bilevel Optimization Framework for Diffusion Models](https://mlsanity.com/paper/2502.08808/) (2025)
- [A Survey of LLM × DATA](https://mlsanity.com/paper/2505.18458/) (2025)
- [Surgery: Mitigating Harmful Fine-Tuning for Large Language Models via Attention Sink](https://mlsanity.com/paper/2602.05228/) (2026)
- [BLISS: A Lightweight Bilevel Influence Scoring Method for Data Selection in Language Model Pretraining](https://mlsanity.com/paper/2510.06048/) (2025)
- [Reasoning over Precedents Alongside Statutes: Case-Augmented Deliberative Alignment for LLM Safety](https://mlsanity.com/paper/2601.08000/) (2026)

## Abstract (arXiv)

Fine-tuning on task-specific data to boost downstream performance is a crucial step for leveraging Large Language Models (LLMs). However, previous studies have demonstrated that fine-tuning the models on several adversarial samples or even benign data can greatly comprise the model's pre-equipped alignment and safety capabilities. In this work, we propose SEAL, a novel framework to enhance safety in LLM fine-tuning. SEAL learns a data ranker based on the bilevel optimization to up rank the safe and high-quality fine-tuning data and down rank the unsafe or low-quality ones. Models trained with SEAL demonstrate superior quality over multiple baselines, with 8.5% and 9.7% win rate increase compared to random selection respectively on Llama-3-8b-Instruct and Merlinite-7b models. Our code is available on github https://github.com/hanshen95/SEAL.
