# ℓ1-norm rank-one symmetric matrix factorization has no spurious second-order stationary points

arXiv: https://arxiv.org/abs/2410.05025 · HTML: https://mlsanity.com/paper/2410.05025/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 38 of its 70 references that are in the map.
- First posted on arXiv 7 Oct 2024.

## Builds on (most cited first, 30 of 38)

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- [A Geometric Analysis of Neural Collapse with Unconstrained Features](https://mlsanity.com/paper/2105.02375/) (2021)
- [Nonconvex Optimization Meets Low-Rank Matrix Factorization: An Overview](https://mlsanity.com/paper/1809.09573/) (2018)
- [Stochastic model-based minimization of weakly convex functions](https://mlsanity.com/paper/1803.06523/) (2018)
- [No Spurious Local Minima in Nonconvex Low Rank Problems: A Unified Geometric Analysis](https://mlsanity.com/paper/1704.00708/) (2017)
- [Matrix Completion has No Spurious Local Minimum](https://mlsanity.com/paper/1605.07272/) (2016)
- [On the Optimization Landscape of Neural Collapse under MSE Loss: Global Optimality with Unconstrained Features](https://mlsanity.com/paper/2203.01238/) (2022)
- [Global Optimality of Local Search for Low Rank Matrix Recovery](https://mlsanity.com/paper/1605.07221/) (2016)
- [Are All Losses Created Equal: A Neural Collapse Perspective](https://mlsanity.com/paper/2210.02192/) (2022)
- [Neural Collapse with Normalized Features: A Geometric Analysis over the Riemannian Manifold](https://mlsanity.com/paper/2209.09211/) (2022)
- [Calculus of the exponent of Kurdyka-Lojasiewicz inequality and its applications to linear convergence of first-order methods](https://mlsanity.com/paper/1602.02915/) (2016)
- [Subgradient methods for sharp weakly convex functions](https://mlsanity.com/paper/1803.02461/) (2018)
- [On the Finite-Time Complexity and Practical Computation of Approximate Stationarity Concepts of Lipschitz Functions](https://mlsanity.com/paper/2112.09002/) (2021)
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- [A Unified Approach to Error Bounds for Structured Convex Optimization Problems](https://mlsanity.com/paper/1512.03518/) (2015)
- [Global Convergence of Sub-gradient Method for Robust Matrix Recovery: Small Initialization, Noisy Measurements, and Over-parameterization](https://mlsanity.com/paper/2202.08788/) (2022)
- [Understanding Notions of Stationarity in Non-Smooth Optimization](https://mlsanity.com/paper/2006.14901/) (2020)
- [On the Estimation Performance and Convergence Rate of the Generalized Power Method for Phase Synchronization](https://mlsanity.com/paper/1603.00211/) (2016)
- [The nonsmooth landscape of phase retrieval](https://mlsanity.com/paper/1711.03247/) (2017)
- [No Dimension-Free Deterministic Algorithm Computes Approximate Stationarities of Lipschitzians](https://mlsanity.com/paper/2210.06907/) (2022)
- [A Unified Approach to Synchronization Problems over Subgroups of the Orthogonal Group](https://mlsanity.com/paper/2009.07514/) (2020)
- [Stochastic algorithms with geometric step decay converge linearly on sharp functions](https://mlsanity.com/paper/1907.09547/) (2019)
- [Neural Collapse in Multi-label Learning with Pick-all-label Loss](https://mlsanity.com/paper/2310.15903/) (2023)
- [Exact Guarantees on the Absence of Spurious Local Minima for Non-negative Rank-1 Robust Principal Component Analysis](https://mlsanity.com/paper/1812.11466/) (2018)
- [Nonsmooth Nonconvex-Nonconcave Minimax Optimization: Primal-Dual Balancing and Iteration Complexity Analysis](https://mlsanity.com/paper/2209.10825/) (2022)
- [Universal Gradient Descent Ascent Method for Nonconvex-Nonconcave Minimax Optimization](https://mlsanity.com/paper/2212.12978/) (2022)
- [Active manifolds, stratifications, and convergence to local minima in nonsmooth optimization](https://mlsanity.com/paper/2108.11832/) (2021)
- [Stochastic Subgradient Descent Escapes Active Strict Saddles on Weakly Convex Functions](https://mlsanity.com/paper/2108.02072/) (2021)
- [A Family of Inexact SQA Methods for Non-Smooth Convex Minimization with Provable Convergence Guarantees Based on the Luo-Tseng Error Bound Property](https://mlsanity.com/paper/1605.07522/) (2016)

## Abstract (arXiv)

This paper studies the nonsmooth optimization landscape of the ℓ1-norm rank-one symmetric matrix factorization problem using tools from second-order variational analysis. Specifically, as the main finding of this paper, we show that any second-order stationary point (and thus local minimizer) of the problem is actually globally optimal. Besides, some other results concerning the landscape of the problem, such as a complete characterization of the set of stationary points, are also developed, which should be interesting in their own rights. Furthermore, with the above theories, we revisit existing results on the generic minimizing behavior of simple algorithms for nonsmooth optimization and showcase the potential risk of their applications to our problem through several examples. Our techniques can potentially be applied to analyze the optimization landscapes of a variety of other more sophisticated nonsmooth learning problems, such as robust low-rank matrix recovery.
