# Dirichlet-Based Coarse-to-Fine Example Selection For Open-Set Annotation

arXiv: https://arxiv.org/abs/2409.17607 · HTML: https://mlsanity.com/paper/2409.17607/

## Key facts

- No citing papers in the map yet (data through 14 Oct 2026).
- Builds on 12 of its 32 references that are in the map.
- First posted on arXiv 26 Sep 2024.

## Builds on (most cited first, 12 of 12)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Deep Batch Active Learning by Diverse, Uncertain Gradient Lower Bounds](https://mlsanity.com/paper/1906.03671/) (2019)
- [A Survey of Deep Active Learning](https://mlsanity.com/paper/2009.00236/) (2020)
- [Learning Loss for Active Learning](https://mlsanity.com/paper/1905.03677/) (2019)
- [Recent Advances in Open Set Recognition: A Survey](https://mlsanity.com/paper/1811.08581/) (2018)
- [Variational Adversarial Active Learning](https://mlsanity.com/paper/1904.00370/) (2019)
- [Active Learning on a Budget: Opposite Strategies Suit High and Low Budgets](https://mlsanity.com/paper/2202.02794/) (2022)
- [Low Budget Active Learning via Wasserstein Distance: An Integer Programming Approach](https://mlsanity.com/paper/2106.02968/) (2021)
- [Active Learning for Open-set Annotation](https://mlsanity.com/paper/2201.06758/) (2022)
- [Meta-Query-Net: Resolving Purity-Informativeness Dilemma in Open-set Active Learning](https://mlsanity.com/paper/2210.07805/) (2022)
- [Dirichlet-based Uncertainty Calibration for Active Domain Adaptation](https://mlsanity.com/paper/2302.13824/) (2023)
- [Improving Model Robustness by Adaptively Correcting Perturbation Levels with Active Queries](https://mlsanity.com/paper/2103.14824/) (2021)

## Abstract (arXiv)

Active learning (AL) has achieved great success by selecting the most valuable examples from unlabeled data. However, they usually deteriorate in real scenarios where open-set noise gets involved, which is studied as open-set annotation (OSA). In this paper, we owe the deterioration to the unreliable predictions arising from softmax-based translation invariance and propose a Dirichlet-based Coarse-to-Fine Example Selection (DCFS) strategy accordingly. Our method introduces simplex-based evidential deep learning (EDL) to break translation invariance and distinguish known and unknown classes by considering evidence-based data and distribution uncertainty simultaneously. Furthermore, hard known-class examples are identified by model discrepancy generated from two classifier heads, where we amplify and alleviate the model discrepancy respectively for unknown and known classes. Finally, we combine the discrepancy with uncertainties to form a two-stage strategy, selecting the most informative examples from known classes. Extensive experiments on various openness ratio datasets demonstrate that DCFS achieves state-of-art performance.
