# Bridging Speech and Text: Enhancing ASR with Pinyin-to-Character Pre-training in LLMs

arXiv: https://arxiv.org/abs/2409.16005 · HTML: https://mlsanity.com/paper/2409.16005/

## Key facts

- Cited by 1 papers in the map (data through 14 Oct 2026).
- Builds on 31 of its 31 references that are in the map.
- First posted on arXiv 24 Sep 2024.

## Builds on (most cited first, 30 of 31)

- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [GPT-4 Technical Report](https://mlsanity.com/paper/2303.08774/) (2023)
- [LoRA: Low-Rank Adaptation of Large Language Models](https://mlsanity.com/paper/2106.09685/) (2021)
- [LLaMA: Open and Efficient Foundation Language Models](https://mlsanity.com/paper/2302.13971/) (2023)
- [Visual Instruction Tuning](https://mlsanity.com/paper/2304.08485/) (2023)
- [BLIP-2: Bootstrapping Language-Image Pre-training with Frozen Image Encoders and Large Language Models](https://mlsanity.com/paper/2301.12597/) (2023)
- [PaLM: Scaling Language Modeling with Pathways](https://mlsanity.com/paper/2204.02311/) (2022)
- [Flamingo: a Visual Language Model for Few-Shot Learning](https://mlsanity.com/paper/2204.14198/) (2022)
- [Robust Speech Recognition via Large-Scale Weak Supervision](https://mlsanity.com/paper/2212.04356/) (2022)
- [wav2vec 2.0: A Framework for Self-Supervised Learning of Speech Representations](https://mlsanity.com/paper/2006.11477/) (2020)
- [Qwen Technical Report](https://mlsanity.com/paper/2309.16609/) (2023)
- [HuBERT: Self-Supervised Speech Representation Learning by Masked Prediction of Hidden Units](https://mlsanity.com/paper/2106.07447/) (2021)
- [BLOOM: A 176B-Parameter Open-Access Multilingual Language Model](https://mlsanity.com/paper/2211.05100/) (2022)
- [WavLM: Large-Scale Self-Supervised Pre-Training for Full Stack Speech Processing](https://mlsanity.com/paper/2110.13900/) (2021)
- [NExT-GPT: Any-to-Any Multimodal LLM](https://mlsanity.com/paper/2309.05519/) (2023)
- [Qwen-Audio: Advancing Universal Audio Understanding via Unified Large-Scale Audio-Language Models](https://mlsanity.com/paper/2311.07919/) (2023)
- [LLaMA-Adapter V2: Parameter-Efficient Visual Instruction Model](https://mlsanity.com/paper/2304.15010/) (2023)
- [SpeechGPT: Empowering Large Language Models with Intrinsic Cross-Modal Conversational Abilities](https://mlsanity.com/paper/2305.11000/) (2023)
- [SALMONN: Towards Generic Hearing Abilities for Large Language Models](https://mlsanity.com/paper/2310.13289/) (2023)
- [Recent Advances in Natural Language Processing via Large Pre-Trained Language Models: A Survey](https://mlsanity.com/paper/2111.01243/) (2021)
- [AISHELL-1: An Open-Source Mandarin Speech Corpus and A Speech Recognition Baseline](https://mlsanity.com/paper/1709.05522/) (2017)
- [PandaGPT: One Model To Instruction-Follow Them All](https://mlsanity.com/paper/2305.16355/) (2023)
- [WenetSpeech: A 10000+ Hours Multi-domain Mandarin Corpus for Speech Recognition](https://mlsanity.com/paper/2110.03370/) (2021)
- [Macaw-LLM: Multi-Modal Language Modeling with Image, Audio, Video, and Text Integration](https://mlsanity.com/paper/2306.09093/) (2023)
- [On decoder-only architecture for speech-to-text and large language model integration](https://mlsanity.com/paper/2307.03917/) (2023)
- [Prompting Large Language Models with Speech Recognition Abilities](https://mlsanity.com/paper/2307.11795/) (2023)
- [An Embarrassingly Simple Approach for LLM with Strong ASR Capacity](https://mlsanity.com/paper/2402.08846/) (2024)
- [Connecting Speech Encoder and Large Language Model for ASR](https://mlsanity.com/paper/2309.13963/) (2023)
- [Whispering LLaMA: A Cross-Modal Generative Error Correction Framework for Speech Recognition](https://mlsanity.com/paper/2310.06434/) (2023)
- [EAT: Self-Supervised Pre-Training with Efficient Audio Transformer](https://mlsanity.com/paper/2401.03497/) (2024)

## Built on by (most cited first, 1 of 1)

- [RAIR: Retrieval-Augmented Iterative Refinement for Chinese Spelling Correction](https://mlsanity.com/paper/2504.18938/) (2025)

## Abstract (arXiv)

The integration of large language models (LLMs) with pre-trained speech models has opened up new avenues in automatic speech recognition (ASR). While LLMs excel in multimodal understanding tasks, effectively leveraging their capabilities for ASR remains a significant challenge. This paper presents a novel training approach to enhance LLM performance in ASR tasks. We propose pre-training LLMs on Pinyin embedding sequences, which represent pronunciation features, to generate corresponding Chinese characters. This step enables the LLM to adapt to generating text from pronunciation features before encountering real speech data. Furthermore, we fine-tune the LoRA parameters to enhance the LLM's understanding of speech modality information. In AISHELL-1 corpus, our approach yields a 9.5% relative improvement in ASR tasks compared to the baseline without Pinyi-to-Character pre-training. Additionally, incorporating auxiliary text data for Pinyi-to-Character pre-training further boosts performance, achieving a 19.0% relative improvement.