# Self-Instructed Derived Prompt Generation Meets In-Context Learning: Unlocking New Potential of Black-Box LLMs

arXiv: https://arxiv.org/abs/2409.01552 · HTML: https://mlsanity.com/paper/2409.01552/

## Key facts

- Cited by 5 papers in the map (data through 14 Oct 2026).
- Placed in Self-rewarding alignment and self-training, one of 13 directions in Synthetic data and self-improvement for LLMs.
- Builds on 39 of its 52 references that are in the map.
- First posted on arXiv 3 Sep 2024.

## Placed in

- Synthetic data and self-improvement for LLMs / [Self-rewarding alignment and self-training](https://mlsanity.com/synth/self-rewarding-alignment-and-self-training/)

## Builds on (most cited first, 30 of 39)

- [BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding](https://mlsanity.com/paper/1810.04805/) (2018)
- [Language Models are Few-Shot Learners](https://mlsanity.com/paper/2005.14165/) (2020)
- [Training language models to follow instructions with human feedback](https://mlsanity.com/paper/2203.02155/) (2022)
- [Proximal Policy Optimization Algorithms](https://mlsanity.com/paper/1707.06347/) (2017)
- [Llama 2: Open Foundation and Fine-Tuned Chat Models](https://mlsanity.com/paper/2307.09288/) (2023)
- [Judging LLM-as-a-Judge with MT-Bench and Chatbot Arena](https://mlsanity.com/paper/2306.05685/) (2023)
- [Direct Preference Optimization: Your Language Model is Secretly a Reward Model](https://mlsanity.com/paper/2305.18290/) (2023)
- [Training a Helpful and Harmless Assistant with Reinforcement Learning from Human Feedback](https://mlsanity.com/paper/2204.05862/) (2022)
- [Constitutional AI: Harmlessness from AI Feedback](https://mlsanity.com/paper/2212.08073/) (2022)
- [Self-Instruct: Aligning Language Models with Self-Generated Instructions](https://mlsanity.com/paper/2212.10560/) (2022)
- [Learning to summarize from human feedback](https://mlsanity.com/paper/2009.01325/) (2020)
- [Beyond the Imitation Game: Quantifying and extrapolating the capabilities of language models](https://mlsanity.com/paper/2206.04615/) (2022)
- [What Makes Good In-Context Examples for GPT-3?](https://mlsanity.com/paper/2101.06804/) (2021)
- [Large Language Models Are Human-Level Prompt Engineers](https://mlsanity.com/paper/2211.01910/) (2022)
- [How Can We Know What Language Models Know?](https://mlsanity.com/paper/1911.12543/) (2019)
- [A Survey on In-context Learning](https://mlsanity.com/paper/2301.00234/) (2022)
- [Automatic Prompt Optimization with "Gradient Descent" and Beam Search](https://mlsanity.com/paper/2305.03495/) (2023)
- [Learning To Retrieve Prompts for In-Context Learning](https://mlsanity.com/paper/2112.08633/) (2021)
- [Prompt Programming for Large Language Models: Beyond the Few-Shot Paradigm](https://mlsanity.com/paper/2102.07350/) (2021)
- [Promptbreeder: Self-Referential Self-Improvement Via Prompt Evolution](https://mlsanity.com/paper/2309.16797/) (2023)
- [SLiC-HF: Sequence Likelihood Calibration with Human Feedback](https://mlsanity.com/paper/2305.10425/) (2023)
- [RLPrompt: Optimizing Discrete Text Prompts with Reinforcement Learning](https://mlsanity.com/paper/2205.12548/) (2022)
- [Do Prompt-Based Models Really Understand the Meaning of their Prompts?](https://mlsanity.com/paper/2109.01247/) (2021)
- [PandaLM: An Automatic Evaluation Benchmark for LLM Instruction Tuning Optimization](https://mlsanity.com/paper/2306.05087/) (2023)
- [Noisy Channel Language Model Prompting for Few-Shot Text Classification](https://mlsanity.com/paper/2108.04106/) (2021)
- [Black-Box Prompt Optimization: Aligning Large Language Models without Model Training](https://mlsanity.com/paper/2311.04155/) (2023)
- [Zhongjing: Enhancing the Chinese Medical Capabilities of Large Language Model through Expert Feedback and Real-world Multi-turn Dialogue](https://mlsanity.com/paper/2308.03549/) (2023)
- [Improving and Simplifying Pattern Exploiting Training](https://mlsanity.com/paper/2103.11955/) (2021)
- [BERTese: Learning to Speak to BERT](https://mlsanity.com/paper/2103.05327/) (2021)
- [Better Zero-Shot Reasoning with Self-Adaptive Prompting](https://mlsanity.com/paper/2305.14106/) (2023)

## Built on by (most cited first, 5 of 5)

- [RLHF in an SFT Way: From Optimal Solution to Reward-Weighted Alignment](https://mlsanity.com/paper/2502.11026/) (2025)
- [Beyond Emotion Recognition: A Multi-Turn Multimodal Emotion Understanding and Reasoning Benchmark](https://mlsanity.com/paper/2508.16859/) (2025)
- [Add-One-In: Incremental Sample Selection for Large Language Models via a Choice-Based Greedy Paradigm](https://mlsanity.com/paper/2503.02359/) (2025)
- [APLOT: Robust Reward Modeling via Adaptive Preference Learning with Optimal Transport](https://mlsanity.com/paper/2510.10963/) (2025)
- [VisCache: Visual KV Cache Pruning for Efficient Vision Large Language Model Inference](https://mlsanity.com/paper/2608.24063/) (2026)

## Abstract (arXiv)

Large language models (LLMs) have shown success in generating high-quality responses. In order to achieve better alignment with LLMs with human preference, various works are proposed based on specific optimization process, which, however, is not suitable to Black-Box LLMs like GPT-4, due to inaccessible parameters. In Black-Box LLMs case, their performance is highly dependent on the quality of the provided prompts. Existing methods to enhance response quality often involve a prompt refinement model, yet these approaches potentially suffer from semantic inconsistencies between the refined and original prompts, and typically overlook the relationship between them. To address these challenges, we introduce a self-instructed in-context learning framework that empowers LLMs to deliver more effective responses by generating reliable derived prompts to construct informative contextual environments. Our approach incorporates a self-instructed reinforcement learning mechanism, enabling direct interaction with the response model during derived prompt generation for better alignment. We then formulate querying as an in-context learning task, using responses from LLMs combined with the derived prompts to establish a contextual demonstration for the original prompt. This strategy ensures alignment with the original query, reduces discrepancies from refined prompts, and maximizes the LLMs' in-context learning capability. Extensive experiments demonstrate that the proposed method not only generates more reliable derived prompts but also significantly enhances LLMs' ability to deliver more effective responses, including Black-Box models such as GPT-4.