# Achieving Byzantine-Resilient Federated Learning via Layer-Adaptive Sparsified Model Aggregation

arXiv: https://arxiv.org/abs/2409.01435 · HTML: https://mlsanity.com/paper/2409.01435/

## Key facts

- Cited by 15 papers in the map (data through 14 Oct 2026).
- Builds on 41 of its 60 references that are in the map.
- First posted on arXiv 2 Sep 2024.

## Builds on (most cited first, 30 of 41)

- [Deep Residual Learning for Image Recognition](https://mlsanity.com/paper/1512.03385/) (2015)
- [Communication-Efficient Learning of Deep Networks from Decentralized Data](https://mlsanity.com/paper/1602.05629/) (2016)
- [Fashion-MNIST: a Novel Image Dataset for Benchmarking Machine Learning Algorithms](https://mlsanity.com/paper/1708.07747/) (2017)
- [Adaptive Federated Optimization](https://mlsanity.com/paper/2003.00295/) (2020)
- [LEAF: A Benchmark for Federated Settings](https://mlsanity.com/paper/1812.01097/) (2018)
- [How To Backdoor Federated Learning](https://mlsanity.com/paper/1807.00459/) (2018)
- [Byzantine-Robust Distributed Learning: Towards Optimal Statistical Rates](https://mlsanity.com/paper/1803.01498/) (2018)
- [Local Model Poisoning Attacks to Byzantine-Robust Federated Learning](https://mlsanity.com/paper/1911.11815/) (2019)
- [Analyzing Federated Learning through an Adversarial Lens](https://mlsanity.com/paper/1811.12470/) (2018)
- [FLTrust: Byzantine-robust Federated Learning via Trust Bootstrapping](https://mlsanity.com/paper/2012.13995/) (2020)
- [Why gradient clipping accelerates training: A theoretical justification for adaptivity](https://mlsanity.com/paper/1905.11881/) (2019)
- [The Hidden Vulnerability of Distributed Learning in Byzantium](https://mlsanity.com/paper/1802.07927/) (2018)
- [Robust Aggregation for Federated Learning](https://mlsanity.com/paper/1912.13445/) (2019)
- [Attack of the Tails: Yes, You Really Can Backdoor Federated Learning](https://mlsanity.com/paper/2007.05084/) (2020)
- [A Little Is Enough: Circumventing Defenses For Distributed Learning](https://mlsanity.com/paper/1902.06156/) (2019)
- [Data Poisoning Attacks Against Federated Learning Systems](https://mlsanity.com/paper/2007.08432/) (2020)
- [Manipulating Machine Learning: Poisoning Attacks and Countermeasures for Regression Learning](https://mlsanity.com/paper/1804.00308/) (2018)
- [Just Pick a Sign: Optimizing Deep Multitask Models with Gradient Sign Dropout](https://mlsanity.com/paper/2010.06808/) (2020)
- [Towards Poisoning of Deep Learning Algorithms with Back-gradient Optimization](https://mlsanity.com/paper/1708.08689/) (2017)
- [Federated Learning for Smart Healthcare: A Survey](https://mlsanity.com/paper/2111.08834/) (2021)
- [Fall of Empires: Breaking Byzantine-tolerant SGD by Inner Product Manipulation](https://mlsanity.com/paper/1903.03936/) (2019)
- [Byzantine-Robust Learning on Heterogeneous Datasets via Bucketing](https://mlsanity.com/paper/2006.09365/) (2020)
- [Layer-wised Model Aggregation for Personalized Federated Learning](https://mlsanity.com/paper/2205.03993/) (2022)
- [Generalized Byzantine-tolerant SGD](https://mlsanity.com/paper/1802.10116/) (2018)
- [Byzantine-Robust Federated Machine Learning through Adaptive Model Averaging](https://mlsanity.com/paper/1909.05125/) (2019)
- [Fixing by Mixing: A Recipe for Optimal Byzantine ML under Heterogeneity](https://mlsanity.com/paper/2302.01772/) (2023)
- [Byzantine Machine Learning Made Easy by Resilient Averaging of Momentums](https://mlsanity.com/paper/2205.12173/) (2022)
- [Data Poisoning Attacks on Federated Machine Learning](https://mlsanity.com/paper/2004.10020/) (2020)
- [Collaborative Learning in the Jungle (Decentralized, Byzantine, Heterogeneous, Asynchronous and Nonconvex Learning)](https://mlsanity.com/paper/2008.00742/) (2020)
- [SparseFed: Mitigating Model Poisoning Attacks in Federated Learning with Sparsification](https://mlsanity.com/paper/2112.06274/) (2021)

## Built on by (most cited first, 15 of 15)

- [Detecting Backdoor Attacks in Federated Learning via Direction Alignment Inspection](https://mlsanity.com/paper/2503.07978/) (2025)
- [Identify Backdoored Model in Federated Learning via Individual Unlearning](https://mlsanity.com/paper/2411.01040/) (2024)
- [Federated Learning for Smart Grid: A Survey on Applications and Potential Vulnerabilities](https://mlsanity.com/paper/2409.10764/) (2024)
- [Traceable Black-box Watermarks for Federated Learning](https://mlsanity.com/paper/2505.13651/) (2025)
- [Optimal Client Sampling in Federated Learning with Client-Level Heterogeneous Differential Privacy](https://mlsanity.com/paper/2505.13655/) (2025)
- [Heterogeneity-Oblivious Robust Federated Learning](https://mlsanity.com/paper/2508.03579/) (2025)
- [Hybrid Reputation Aggregation: A Robust Defense Mechanism for Adversarial Federated Learning in 5G and Edge Network Environments](https://mlsanity.com/paper/2509.18044/) (2025)
- [Safe-FedLLM: Delving into the Safety of Federated Large Language Models](https://mlsanity.com/paper/2601.07177/) (2026)
- [FedSECA: Sign Election and Coordinate-wise Aggregation of Gradients for Byzantine Tolerant Federated Learning](https://mlsanity.com/paper/2411.03861/) (2024)
- [Sparsification Under Siege: Dual-Level Defense Against Poisoning in Communication-Efficient Federated Learning](https://mlsanity.com/paper/2505.01454/) (2025)
- [Autonomous Cyber Resilience via a Co-Evolutionary Arms Race within a Fortified Digital Twin Sandbox](https://mlsanity.com/paper/2506.20102/) (2025)
- [Trade-off in Estimating the Number of Byzantine Clients in Federated Learning](https://mlsanity.com/paper/2510.04432/) (2025)
- [PCDM: A Diffusion-Based Data Poisoning Attack Against Federated Learning Systems](https://mlsanity.com/paper/2605.16098/) (2026)
- [Compression Footprints as Security Signals for Model-Poisoning Defense in Federated Learning](https://mlsanity.com/paper/2609.40312/) (2026)
- [Safe-FCL: Continual Risk Awareness and Fine-Grained Safety Aggregation for Federated Continual Learning of LLMs](https://mlsanity.com/paper/2610.19968/) (2026)

## Abstract (arXiv)

Federated Learning (FL) enables multiple clients to collaboratively train a model without sharing their local data. Yet the FL system is vulnerable to well-designed Byzantine attacks, which aim to disrupt the model training process by uploading malicious model updates. Existing robust aggregation rule-based defense methods overlook the diversity of magnitude and direction across different layers of the model updates, resulting in limited robustness performance, particularly in non-IID settings. To address these challenges, we propose the Layer-Adaptive Sparsified Model Aggregation (LASA) approach, which combines pre-aggregation sparsification with layer-wise adaptive aggregation to improve robustness. Specifically, LASA includes a pre-aggregation sparsification module that sparsifies updates from each client before aggregation, reducing the impact of malicious parameters and minimizing the interference from less important parameters for the subsequent filtering process. Based on sparsified updates, a layer-wise adaptive filter then adaptively selects benign layers using both magnitude and direction metrics across all clients for aggregation. We provide the detailed theoretical robustness analysis of LASA and the resilience analysis for the FL integrated with LASA. Extensive experiments are conducted on various IID and non-IID datasets. The numerical results demonstrate the effectiveness of LASA. Code is available at urlhttps://github.com/JiiahaoXU/LASA.
