# Serialized Speech Information Guidance with Overlapped Encoding Separation for Multi-Speaker Automatic Speech Recognition

arXiv: https://arxiv.org/abs/2409.00815 · HTML: https://mlsanity.com/paper/2409.00815/

## Key facts

- Cited by 7 papers in the map (data through 14 Oct 2026).
- Builds on 29 of its 49 references that are in the map.
- First posted on arXiv 1 Sep 2024.

## Builds on (most cited first, 29 of 29)

- [Conformer: Convolution-augmented Transformer for Speech Recognition](https://mlsanity.com/paper/2005.08100/) (2020)
- [WavLM: Large-Scale Self-Supervised Pre-Training for Full Stack Speech Processing](https://mlsanity.com/paper/2110.13900/) (2021)
- [Listen, Attend and Spell](https://mlsanity.com/paper/1508.01211/) (2015)
- [Supervised Speech Separation Based on Deep Learning: An Overview](https://mlsanity.com/paper/1708.07524/) (2017)
- [Permutation Invariant Training of Deep Models for Speaker-Independent Multi-talker Speech Separation](https://mlsanity.com/paper/1607.00325/) (2016)
- [WHAM!: Extending Speech Separation to Noisy Environments](https://mlsanity.com/paper/1907.01160/) (2019)
- [LibriMix: An Open-Source Dataset for Generalizable Speech Separation](https://mlsanity.com/paper/2005.11262/) (2020)
- [Recent Advances in End-to-End Automatic Speech Recognition](https://mlsanity.com/paper/2111.01690/) (2021)
- [Multi-talker Speech Separation with Utterance-level Permutation Invariant Training of Deep Recurrent Neural Networks](https://mlsanity.com/paper/1703.06284/) (2017)
- [Serialized Output Training for End-to-End Overlapped Speech Recognition](https://mlsanity.com/paper/2003.12687/) (2020)
- [End-to-end Continuous Speech Recognition using Attention-based Recurrent NN: First Results](https://mlsanity.com/paper/1412.1602/) (2014)
- [MIMO-SPEECH: End-to-End Multi-Channel Multi-Speaker Speech Recognition](https://mlsanity.com/paper/1910.06522/) (2019)
- [Adapting self-supervised models to multi-talker speech recognition using speaker embeddings](https://mlsanity.com/paper/2211.00482/) (2022)
- [End-to-End Integration of Speech Recognition, Speech Enhancement, and Self-Supervised Learning Representation](https://mlsanity.com/paper/2204.00540/) (2022)
- [Auxiliary Interference Speaker Loss for Target-Speaker Speech Recognition](https://mlsanity.com/paper/1906.10876/) (2019)
- [Multi-talker ASR for an unknown number of sources: Joint training of source counting, separation and ASR](https://mlsanity.com/paper/2006.02786/) (2020)
- [Streaming Speaker-Attributed ASR with Token-Level Speaker Embeddings](https://mlsanity.com/paper/2203.16685/) (2022)
- [A Sidecar Separator Can Convert a Single-Talker Speech Recognition System to a Multi-Talker One](https://mlsanity.com/paper/2302.09908/) (2023)
- [Multi-Speaker ASR Combining Non-Autoregressive Conformer CTC and Conditional Speaker Chain](https://mlsanity.com/paper/2106.08595/) (2021)
- [Fine-grained Disentangled Representation Learning for Multimodal Emotion Recognition](https://mlsanity.com/paper/2312.13567/) (2023)
- [MF-AED-AEC: Speech Emotion Recognition by Leveraging Multimodal Fusion, Asr Error Detection, and Asr Error Correction](https://mlsanity.com/paper/2401.13260/) (2024)
- [Cocktail HuBERT: Generalized Self-Supervised Pre-training for Mixture and Single-Source Speech](https://mlsanity.com/paper/2303.11131/) (2023)
- [How does end-to-end speech recognition training impact speech enhancement artifacts?](https://mlsanity.com/paper/2311.11599/) (2023)
- [Weakly-Supervised Speech Pre-training: A Case Study on Target Speech Recognition](https://mlsanity.com/paper/2305.16286/) (2023)
- [Exploration of Adapter for Noise Robust Automatic Speech Recognition](https://mlsanity.com/paper/2402.18275/) (2024)
- [Time-domain Speech Enhancement Assisted by Multi-resolution Frequency Encoder and Decoder](https://mlsanity.com/paper/2303.14593/) (2023)
- [Enhancing Emotion Recognition in Incomplete Data: A Novel Cross-Modal Alignment, Reconstruction, and Refinement Framework](https://mlsanity.com/paper/2407.09029/) (2024)
- [Speaker Mask Transformer for Multi-talker Overlapped Speech Recognition](https://mlsanity.com/paper/2312.10959/) (2023)
- [Iterative Prototype Refinement for Ambiguous Speech Emotion Recognition](https://mlsanity.com/paper/2408.00325/) (2024)

## Built on by (most cited first, 7 of 7)

- [Adapting Whisper for Code-Switching through Encoding Refining and Language-Aware Decoding](https://mlsanity.com/paper/2412.16507/) (2024)
- [Serialized Output Prompting for Large Language Model-based Multi-Talker Speech Recognition](https://mlsanity.com/paper/2509.04488/) (2025)
- [Survey of End-to-End Multi-Speaker Automatic Speech Recognition for Monaural Audio](https://mlsanity.com/paper/2505.10975/) (2025)
- [Speaker-Distinguishable CTC: Learning Speaker Distinction Using CTC for Multi-Talker Speech Recognition](https://mlsanity.com/paper/2506.07515/) (2025)
- [CMT-LLM: Contextual Multi-Talker ASR Utilizing Large Language Models](https://mlsanity.com/paper/2506.12059/) (2025)
- [Modeling Overlapped Speech with Shuffles](https://mlsanity.com/paper/2603.17769/) (2026)
- [Ruby-ASR: Evidence-Preserving Supervision for Joint Orthographic and Lexical-Reading Recognition](https://mlsanity.com/paper/2609.27289/) (2026)

## Abstract (arXiv)

Serialized output training (SOT) attracts increasing attention due to its convenience and flexibility for multi-speaker automatic speech recognition (ASR). However, it is not easy to train with attention loss only. In this paper, we propose the overlapped encoding separation (EncSep) to fully utilize the benefits of the connectionist temporal classification (CTC) and attention hybrid loss. This additional separator is inserted after the encoder to extract the multi-speaker information with CTC losses. Furthermore, we propose the serialized speech information guidance SOT (GEncSep) to further utilize the separated encodings. The separated streams are concatenated to provide single-speaker information to guide attention during decoding. The experimental results on LibriMix show that the single-speaker encoding can be separated from the overlapped encoding. The CTC loss helps to improve the encoder representation under complex scenarios. GEncSep further improved performance.
