# A Black Swan Hypothesis: The Role of Human Irrationality in AI Safety

arXiv: https://arxiv.org/abs/2407.18422 · HTML: https://mlsanity.com/paper/2407.18422/

## Key facts

- Cited by 3 papers in the map (data through 14 Oct 2026).
- Builds on 18 of its 93 references that are in the map.
- First posted on arXiv 25 Jul 2024.

## Builds on (most cited first, 18 of 18)

- [Generalized Out-of-Distribution Detection: A Survey](https://mlsanity.com/paper/2110.11334/) (2021)
- [When to Trust Your Model: Model-Based Policy Optimization](https://mlsanity.com/paper/1906.08253/) (2019)
- [A Distributional Perspective on Reinforcement Learning](https://mlsanity.com/paper/1707.06887/) (2017)
- [AutoML: A Survey of the State-of-the-Art](https://mlsanity.com/paper/1908.00709/) (2019)
- [Trustworthy AI: From Principles to Practices](https://mlsanity.com/paper/2110.01167/) (2021)
- [Risk-sensitive Reinforcement Learning](https://mlsanity.com/paper/1311.2097/) (2013)
- [Model-Based Reinforcement Learning with a Generative Model is Minimax Optimal](https://mlsanity.com/paper/1906.03804/) (2019)
- [Opportunities and Challenges in Deep Learning Adversarial Robustness: A Survey](https://mlsanity.com/paper/2007.00753/) (2020)
- [Cumulative Prospect Theory Meets Reinforcement Learning: Prediction and Control](https://mlsanity.com/paper/1506.02632/) (2015)
- [Settling the Reward Hypothesis](https://mlsanity.com/paper/2212.10420/) (2022)
- [Regret Minimization in Heavy-Tailed Bandits](https://mlsanity.com/paper/2102.03734/) (2021)
- [Near-Optimal Time and Sample Complexities for Solving Discounted Markov Decision Process with a Generative Model](https://mlsanity.com/paper/1806.01492/) (2018)
- [On Value Functions and the Agent-Environment Boundary](https://mlsanity.com/paper/1905.13341/) (2019)
- [The Quest for a Common Model of the Intelligent Decision Maker](https://mlsanity.com/paper/2202.13252/) (2022)
- [Utility Theory for Sequential Decision Making](https://mlsanity.com/paper/2206.13637/) (2022)
- [Consistent Aggregation of Objectives with Diverse Time Preferences Requires Non-Markovian Rewards](https://mlsanity.com/paper/2310.00435/) (2023)
- [Conditions on Preference Relations that Guarantee the Existence of Optimal Policies](https://mlsanity.com/paper/2311.01990/) (2023)
- [Preparing for Black Swans: The Antifragility Imperative for Machine Learning](https://mlsanity.com/paper/2405.11397/) (2024)

## Built on by (most cited first, 3 of 3)

- [Tiered Agentic Oversight: A Hierarchical Multi-Agent System for Healthcare Safety](https://mlsanity.com/paper/2506.12482/) (2025)
- [Position: Deployed Reinforcement Learning should be Continual](https://mlsanity.com/paper/2606.04029/) (2026)
- [AI Assurance in UK Defence: Challenges in Operationalising JSP 936](https://mlsanity.com/paper/2606.09414/) (2026)

## Abstract (arXiv)

Black swan events are statistically rare occurrences that carry extremely high risks. A typical view of defining black swan events is heavily assumed to originate from an unpredictable time-varying environments; however, the community lacks a comprehensive definition of black swan events. To this end, this paper challenges that the standard view is incomplete and claims that high-risk, statistically rare events can also occur in unchanging environments due to human misperception of their value and likelihood, which we call as spatial black swan event. We first carefully categorize black swan events, focusing on spatial black swan events, and mathematically formalize the definition of black swan events. We hope these definitions can pave the way for the development of algorithms to prevent such events by rationally correcting human perception.
