# Causal Deepsets for Off-policy Evaluation under Spatial or Spatio-temporal Interferences

arXiv: https://arxiv.org/abs/2407.17910 · HTML: https://mlsanity.com/paper/2407.17910/

## Key facts

- Cited by 2 papers in the map (data through 14 Oct 2026).
- Builds on 56 of its 114 references that are in the map.
- First posted on arXiv 25 Jul 2024.

## Builds on (most cited first, 30 of 56)

- [Attention Is All You Need](https://mlsanity.com/paper/1706.03762/) (2017)
- [Informer: Beyond Efficient Transformer for Long Sequence Time-Series Forecasting](https://mlsanity.com/paper/2012.07436/) (2020)
- [Offline Reinforcement Learning: Tutorial, Review, and Perspectives on Open Problems](https://mlsanity.com/paper/2005.01643/) (2020)
- [Point Transformer](https://mlsanity.com/paper/2011.00931/) (2020)
- [Deep Sets](https://mlsanity.com/paper/1703.06114/) (2017)
- [Geometric deep learning: going beyond Euclidean data](https://mlsanity.com/paper/1611.08097/) (2016)
- [Error bounds for approximations with deep ReLU networks](https://mlsanity.com/paper/1610.01145/) (2016)
- [Nonparametric regression using deep neural networks with ReLU activation function](https://mlsanity.com/paper/1708.06633/) (2017)
- [Doubly Robust Off-policy Value Evaluation for Reinforcement Learning](https://mlsanity.com/paper/1511.03722/) (2015)
- [Information-Theoretic Considerations in Batch Reinforcement Learning](https://mlsanity.com/paper/1905.00360/) (2019)
- [Data-Efficient Off-Policy Policy Evaluation for Reinforcement Learning](https://mlsanity.com/paper/1604.00923/) (2016)
- [Batch Policy Learning under Constraints](https://mlsanity.com/paper/1903.08738/) (2019)
- [Breaking the Curse of Horizon: Infinite-Horizon Off-Policy Estimation](https://mlsanity.com/paper/1810.12429/) (2018)
- [A Theoretical Analysis of Deep Q-Learning](https://mlsanity.com/paper/1901.00137/) (2019)
- [Mean Field Multi-Agent Reinforcement Learning](https://mlsanity.com/paper/1802.05438/) (2018)
- [Doubly Robust Policy Evaluation and Optimization](https://mlsanity.com/paper/1503.02834/) (2015)
- [Minimax Weight and Q-Function Learning for Off-Policy Evaluation](https://mlsanity.com/paper/1910.12809/) (2019)
- [Batch Value-function Approximation with Only Realizability](https://mlsanity.com/paper/2008.04990/) (2020)
- [A Review of Off-Policy Evaluation in Reinforcement Learning](https://mlsanity.com/paper/2212.06355/) (2022)
- [Efficiently Breaking the Curse of Horizon in Off-Policy Evaluation with Double Reinforcement Learning](https://mlsanity.com/paper/1909.05850/) (2019)
- [Off-Policy Evaluation in Partially Observable Environments](https://mlsanity.com/paper/1909.03739/) (2019)
- [Estimating Dynamic Treatment Regimes in Mobile Health Using V-learning](https://mlsanity.com/paper/1611.03531/) (2016)
- [Statistical Inference of the Value Function for Reinforcement Learning in Infinite Horizon Settings](https://mlsanity.com/paper/2001.04515/) (2020)
- [Asymptotically Efficient Off-Policy Evaluation for Tabular Reinforcement Learning](https://mlsanity.com/paper/2001.10742/) (2020)
- [Deep Neural Networks Learn Non-Smooth Functions Effectively](https://mlsanity.com/paper/1802.04474/) (2018)
- [Confounding-Robust Policy Evaluation in Infinite-Horizon Reinforcement Learning](https://mlsanity.com/paper/2002.04518/) (2020)
- [A Survey on Transformers in Reinforcement Learning](https://mlsanity.com/paper/2301.03044/) (2023)
- [Doubly Robust Bias Reduction in Infinite Horizon Off-Policy Estimation](https://mlsanity.com/paper/1910.07186/) (2019)
- [A Deep Value-network Based Approach for Multi-Driver Order Dispatching](https://mlsanity.com/paper/2106.04493/) (2021)
- [Identification and estimation of treatment and interference effects in observational studies on networks](https://mlsanity.com/paper/1609.06245/) (2016)

## Built on by (most cited first, 2 of 2)

- [Balancing Interference and Correlation in Spatial Experimental Designs: A Causal Graph Cut Approach](https://mlsanity.com/paper/2505.20130/) (2025)
- [Designing Time Series Experiments in A/B Testing with Transformer Reinforcement Learning](https://mlsanity.com/paper/2602.01853/) (2026)

## Abstract (arXiv)

Off-policy evaluation (OPE) is widely applied in sectors such as pharmaceuticals and e-commerce to evaluate the efficacy of novel products or policies from offline datasets. This paper introduces a causal deepset framework that relaxes several key structural assumptions, primarily the mean-field assumption, prevalent in existing OPE methodologies that handle spatio-temporal interference. These traditional assumptions frequently prove inadequate in real-world settings, thereby restricting the capability of current OPE methods to effectively address complex interference effects. In response, we advocate for the implementation of the permutation invariance (PI) assumption. This innovative approach enables the data-driven, adaptive learning of the mean-field function, offering a more flexible estimation method beyond conventional averaging. Furthermore, we present novel algorithms that incorporate the PI assumption into OPE and thoroughly examine their theoretical foundations. Our numerical analyses demonstrate that this novel approach yields significantly more precise estimations than existing baseline algorithms, thereby substantially improving the practical applicability and effectiveness of OPE methodologies. A Python implementation of our proposed method is available at https://github.com/BIG-S2/Causal-Deepsets.
